First Trust Capital Management L.P. — Q4 2016 13F Holdings

Name: First Trust Capital Management L.P. — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001604488

Total reported value

$1.9B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓		Stock-Other	13.45%	—	—
2	✓		Stock-Other	12.01%	—	—
3	COLB	Columbia Banking System, Inc.	Stock-Financials	11.70%	—	—
4	✓	Cst Brands INC	Stock-Other	11.14%	—	—
5	REYN	Reynolds Consumer Products Inc.	Stock-Other	10.85%	—	—
6	✓	Lifelock INC Com	Stock-Other	7.01%	—	—
7	✓	Mentor Graphics CORP	Stock-Other	6.82%	—	—
8	✓	Team Health Holdings INC	Stock-Other	5.20%	—	—
9	✓	Aep Industries INC	Stock-Other	3.84%	—	—
10	✓	Suffolk Bancorp	Stock-Other	3.55%	—	-2.59%
11	✓	Intralinks Hldgs INC	Stock-Other	3.35%	—	—
12	SXCPUSD	Suncoke Energy Partners LP	Stock-Other	1.80%	—	—
13	LUV	Southwest Airlines Co.	Stock-Industrials	1.70%	—	—
14	✓	Lionbridge Technologies INC	Stock-Other	1.11%	—	—
15	✓		Stock-Other	1.01%	—	—
16	VPG	Vishay Precision Group	Stock-Other	0.81%	—	+11.33%
17	DAR	Darling Ingredients INC	Stock-Consumer Staples	0.55%	—	+50.00%
18	LORLUSD	Loral Space & Communications	Stock-Other	0.55%	—	-4.01%
19	USA	Liberty All-Star Equity Fund	Stock-Other	0.50%	—	—
20	OKE	ONEOK, Inc.	Stock-Energy	0.44%	—	—
21	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.43%	—	—
22	BGCPEUR	Bgc Partners Inc-cl A	Stock-Other	0.42%	—	—
23	NXST	Nexstar Media Group INC	Stock-Comm Services	0.41%	—	-20.43%
24	MCCUSD	Medley Capital CORP	Stock-Other	0.34%	—	+30.16%
25	GCAPEUR	Gain Capital Holdings INC	Stock-Other	0.23%	—	—
26	KWY	Kingsway CORP	Stock-Other	0.22%	—	—
27	✓	Resource Capital CORP	Stock-Other	0.19%	—	—
28	SAR	Saratoga Investment CORP	Stock-Other	0.15%	—	-16.87%
29	WHF	Whitehorse Finance INC	Stock-Other	0.13%	—	-48.34%
30	CNFREUR	Conifer Holdings INC	Stock-Other	0.11%	—	+46317.53%

Holding changes this quarter

Position changes disclosed by First Trust Capital Management L.P. for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Suffolk Bancorp	+0.2%	-2.59%	Trim
2	VPG	Vishay Precision Group	+0.2%	+11.33%	Add
3	✓		—	NEW	New buy
4	✓		—	NEW	New buy
5	COLB	Columbia Banking System, Inc.	—	NEW	New buy
6	✓	Cst Brands INC	—	NEW	New buy
7	REYN	Reynolds Consumer Products Inc.	—	NEW	New buy
8	KLAC	Kla CORP	—	EXIT	Sold out
9	STWD	Starwood Property Trust, Inc.	—	EXIT	Sold out
10	✓	Lifelock INC Com	—	NEW	New buy
11	✓	Mentor Graphics CORP	—	NEW	New buy
12	DWREEUR	Demandware INC	—	EXIT	Sold out
13	✓	Agl Res INC	—	EXIT	Sold out
14	STRZ	Starz Entertainment Corp.	—	EXIT	Sold out
15	✓	Team Health Holdings INC	—	NEW	New buy
16	✓	Ldr Hldg CORP	—	EXIT	Sold out
17	✓	Dreamworks Animation INC Cl A	—	EXIT	Sold out
18	✓	Aep Industries INC	—	NEW	New buy
19	✓	Cvent INC Com Added	—	EXIT	Sold out
20	✓	Intralinks Hldgs INC	—	NEW	New buy
21	✓	Examworks Group INC	—	EXIT	Sold out
22	HUM	Humana INC	—	EXIT	Sold out
23	✓	Axiall CORP	—	EXIT	Sold out
24	FANG	Diamondback Energy, Inc.	—	EXIT	Sold out
25	✓	Celator Pharmaceuticals INC	—	EXIT	Sold out
26	SXCPUSD	Suncoke Energy Partners LP	—	NEW	New buy
27	✓	Carmike Cinemas INC	—	EXIT	Sold out
28	LUV	Southwest Airlines Co.	—	NEW	New buy
29	SPCE	Virgin Galactic Holdings, Inc.	—	EXIT	Sold out
30	✓	Incontact INC	—	EXIT	Sold out
31	✓	Lionbridge Technologies INC	—	NEW	New buy
32	✓		—	NEW	New buy
33	✓	Linkedin CORP	—	EXIT	Sold out
34	NATL	NCR Atleos Corporation	—	EXIT	Sold out
35	✓	Sciquest INC New	—	EXIT	Sold out
36	✓		—	EXIT	Sold out
37	USA	Liberty All-Star Equity Fund	—	NEW	New buy
38	STC	Stewart Information Services	—	EXIT	Sold out
39	✓	Tumi Hldgs INC	—	EXIT	Sold out
40	OKE	ONEOK, Inc.	—	NEW	New buy
41	BRK-A	Berkshire Hathaway Inc-cl A	—	NEW	New buy
42	BGCPEUR	Bgc Partners Inc-cl A	—	NEW	New buy
43	✓	Inteliquent INC	—	EXIT	Sold out
44	✓	Bravo Brio Restaurant Group	—	EXIT	Sold out
45	✓		—	EXIT	Sold out
46	✓	Hatteras Finl CORP	—	EXIT	Sold out
47	ITIC	Investors Title Co	—	EXIT	Sold out
48	DHX	Dhi Group INC	—	EXIT	Sold out
49	RWM	Proshares Short Russell2000	—	EXIT	Sold out
50	GCAPEUR	Gain Capital Holdings INC	—	NEW	New buy