Equitec Specialists, LLC — 2020-09-30 13F Holdings

Name: Equitec Specialists, LLC — 13F Holdings, 2020-09-30
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001108829

Total reported value

$708.0K

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TSLA 1.25 03-01-21	Tesla INC	Stock-Consumer Disc	26.33%	—	+7.59%
2	TSLA	Tesla INC	Stock-Consumer Disc	16.87%	-0.78%	EXIT
3	AIG	American International Group	Stock-Financials	5.06%	—	+56.29%
4	TDOC 3 12-15-22	Teladoc Health INC	Stock-Healthcare	5.02%	—	+254.88%
5	LINTA 3.5 01-15-31	Liberty Interactive LLC	Stock-Other	4.02%	-9.85%	EXIT
6	TSLA 2.375 03-15-22	Tesla INC	Stock-Consumer Disc	3.90%	-0.60%	EXIT
7	SRE	Sempra	Stock-Utilities	3.87%	—	+61.45%
8	DHR 4.75 04-15-22 A	Danaher CORP	Stock-Healthcare	2.61%	—	+4.49%
9	LRCX 2.625 05-15-41	Novellus Systems INC	Stock-Tech	2.38%	-0.67%	EXIT
10	AAL 6.5 07-01-25	American Airlines Group	Stock-Industrials	1.86%	-3.85%	EXIT
11	PCG 5.5 08-16-23	Pg&e CORP	Stock-Utilities	1.85%	-8.39%	EXIT
12	CZR 5 10-01-24	Caesars Holdings INC	Stock-Consumer Disc	1.68%	—	—
13	CCL1EUR	Carnival CORP LTD	Stock-Consumer Disc	1.62%	-1.23%	EXIT
14	✓	Purple Innovation INC	Stock-Other	1.46%	—	—
15	GFLCN 6 03-15-23	Gfl Environmental INC	Stock-Other	1.16%	-5.25%	EXIT
16	QTS 6.5 PERP B	Qts Realty Trust INC	Stock-Other	1.14%	—	+49.51%
17	CHNG 6 06-30-22	Change Healthcare INC	Stock-Other	1.10%	-4.08%	EXIT
18	✓	Blink Charging Co	Stock-Other	1.01%	—	+176.56%
19	NEE	Nextera Energy INC	Stock-Utilities	1.01%	-3.02%	EXIT
20	AAL	American Airlines Group INC	Stock-Industrials	0.93%	-2.08%	EXIT
21	✓	Utz Brands INC	Stock-Other	0.87%	—	—
22	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.85%	—	+404.02%
23	NEE 6.219 09-01-23	Nextera Energy INC	Stock-Utilities	0.81%	-1.32%	EXIT
24	NEE 4.872 09-01-22	Nextera Energy INC	Stock-Utilities	0.81%	-2.99%	EXIT
25	NOW 0 06-01-22	Servicenow INC	Stock-Tech	0.71%	—	—
26	HASI 4.125 09-01-22	Hannon Armstrong Sustain	Stock-Financials	0.70%	—	+11.77%
27	NIO 4.5 02-01-24	Nio INC	Stock-Consumer Disc	0.67%	-1.53%	EXIT
28	NEE 5.279 03-01-23	Nextera Energy INC	Stock-Utilities	0.50%	-1.89%	EXIT
29	IPOAGBP	Virgin Galactic Holdings INC	Stock-Other	0.47%	-0.59%	EXIT
30	NCLH	Norwegian Cruise Line Holdings Ltd.	Stock-Consumer Disc	0.46%	-0.68%	EXIT
31	PDD 0 10-01-24	Pdd Holdings INC	Stock-Consumer Disc	0.40%	—	—
32	SRE 6 01-15-21 A	Sempra Energy	Stock-Utilities	0.39%	—	-49.72%
33	TDOC	Teladoc Health INC	Stock-Healthcare	0.36%	—	+1360.00%
34	ECPG 2.875 03-15-21	Encore Capital Group INC	Stock-Other	0.33%	—	+200.00%
35	ENOV 5.75 01-15-22	Colfax CORP	Stock-Other	0.33%	—	-55.89%
36	✓	Mosaic Acqu-cw22	Stock-Other	0.31%	—	—
37	NBR	Nabors Industries Ltd.	Stock-Other	0.30%	—	—
38	✓	Gores Hldin-cw20	Stock-Other	0.28%	-1.44%	EXIT
39	NUAN 1.5 11-01-35	Nuance Communications	Stock-Other	0.28%	-0.62%	EXIT
40	SO	Southern Co/the	Stock-Utilities	0.27%	—	+92.17%
41	SO 6.75 08-01-22 2019	Southern Co	Stock-Utilities	0.26%	—	-55.14%
42	SAVEEUR	Spirit Airlines INC	Stock-Other	0.26%	—	-27.61%
43	D	Dominion Energy INC	Stock-Utilities	0.25%	—	—
44	DKNG1USD	Draftkings Holdings INC	Stock-Other	0.25%	-0.40%	EXIT
45	SAVE 4.75 05-15-25	Spirit Airlines INC	Stock-Other	0.24%	-2.88%	EXIT
46	BILI 1.375 04-01-26	Bilibili INC	Stock-Other	0.24%	—	—
47	AVTR	Avantor INC	Stock-Healthcare	0.24%	—	-1.27%
48	MT	Arcelormittal-ny Registered	Stock-Other	0.22%	—	—
49	RCL	Royal Caribbean Cruises Ltd.	Stock-Consumer Disc	0.21%	—	+9.59%
50	BLNK	Blink Charging Co	Stock-Other	0.20%	—	+1669.79%

1–50 of 138

Holding changes this quarter

Position changes disclosed by Equitec Specialists, LLC for the quarter ending 2020-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TSLA 1.25 03-01-21	Tesla INC	+9.7%	+7.59%	Add
2	TDOC 3 12-15-22	Teladoc Health INC	+3.4%	+254.88%	Add
3	TSLA 2.375 03-15-22	Tesla INC	+2.9%	+166.45%	Add
4	TSLA	Tesla INC	+2.8%	+306.01%	Add
5	LRCX 2.625 05-15-41	Novellus Systems INC	+1.5%	+237.29%	Add
6	AAL 6.5 07-01-25	American Airlines Group	+1%	+210.73%	Add
7	✓	Blink Charging Co	+0.8%	+176.56%	Add
8	SRE	Sempra	+0.7%	+61.45%	Add
9	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.6%	+404.02%	Add
10	NEE	Nextera Energy INC	+0.5%	+133.09%	Add
11	NEE 5.279 03-01-23	Nextera Energy INC	+0.3%	+281.40%	Add
12	TDOC	Teladoc Health INC	+0.3%	+1360.00%	Add
13	AAL	American Airlines Group INC	+0.2%	+92.15%	Add
14	AIG	American International Group	+0.1%	+56.29%	Add
15	QTS 6.5 PERP B	Qts Realty Trust INC	+0.1%	+49.51%	Add
16	LINTA 3.5 01-15-31	Liberty Interactive LLC	-0.2%	+13.14%	Add
17	DHR 4.75 04-15-22 A	Danaher CORP	-0.2%	+4.49%	Add
18	SO 6.75 08-01-22 2019	Southern Co	-0.5%	-55.14%	Trim
19	ENOV 5.75 01-15-22	Colfax CORP	-0.6%	-55.89%	Trim
20	DKNG1USD	Draftkings Holdings INC	-0.6%	-78.15%	Trim
21	GOSS 5 06-01-27	Gossamer Bio INC	-0.6%	-89.06%	Trim
22	SRE 6 01-15-21 A	Sempra Energy	-0.7%	-49.72%	Trim
23	✓	Nikola CORP	-0.8%	-98.78%	Trim
24	ENR 7.5 01-15-22 A	Energizer Holdings INC	-1.3%	-93.24%	Trim
25	CCL1EUR	Carnival CORP LTD	-1.5%	-24.20%	Trim
26	NEE 4.872 09-01-22	Nextera Energy INC	-2.6%	-70.77%	Trim
27	CCI 6.875 08-01-20 A	Crown Castle Intl CORP	—	EXIT	Sold out
28	RH 0 07-15-20	Rh	—	EXIT	Sold out
29	PCG 5.5 08-16-23	Pg&e CORP	—	NEW	New buy
30	CZR 5 10-01-24	Caesars Holdings INC	—	NEW	New buy
31	W 0.375 09-01-22	Wayfair INC	—	EXIT	Sold out
32	D 7.25 06-01-22 A	Dominion Energy INC	—	EXIT	Sold out
33	✓	Purple Innovation INC	—	NEW	New buy
34	EPR 5.75 PERP C	Epr Properties	—	EXIT	Sold out
35	GFLCN 6 03-15-23	Gfl Environmental INC	—	NEW	New buy
36	QDEL 3.25 12-15-20	Quidel CORP	—	EXIT	Sold out
37	✓	Utz Brands INC	—	NEW	New buy
38	NEE 6.219 09-01-23	Nextera Energy INC	—	NEW	New buy
39	NOW 0 06-01-22	Servicenow INC	—	NEW	New buy
40	NIO 4.5 02-01-24	Nio INC	—	NEW	New buy
41	✓	Nikola CORP	—	EXIT	Sold out
42	PDD 0 10-01-24	Pdd Holdings INC	—	NEW	New buy
43	FTV	Fortive CORP	—	EXIT	Sold out
44	ILMN 0.5 06-15-21	Illumina INC	—	EXIT	Sold out
45	COUPEUR	Coupa Software INC	—	EXIT	Sold out
46	CLVT	Clarivate Plc	—	EXIT	Sold out
47	✓	Mosaic Acqu-cw22	—	NEW	New buy
48	CNP 7 09-01-21 B	Centerpoint Energy INC	—	EXIT	Sold out
49	CCI	Crown Castle INC	—	EXIT	Sold out
50	NUAN 1.5 11-01-35	Nuance Communications	—	NEW	New buy