EnTrustPermal Management LLC — Q4 2013 13F Holdings

Name: EnTrustPermal Management LLC — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001438129

Total reported value

$239.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	XCAFX	Morgan Stanley China A Share	Stock-Other	22.99%	-6.37%	EXIT
2	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	8.98%	—	—
3	EWY	Ishares Msci South Korea ETF	ETF-Other	6.12%	—	—
4	EZU	Ishares Msci Eurozone ETF	ETF-Other	5.72%	+0.23%	+34.04%
5	ACWI	iShares MSCI ACWI ETF	ETF-Other	5.61%	—	+41.13%
6	✓	Etfs Platinum Tr	Stock-Other	5.31%	—	—
7	✓		Stock-Other	4.55%	—	—
8	✓	ETF	Stock-Other	4.09%	—	—
9	DES	Wisdomtree US Smallcap Divid	ETF-Other	3.80%	—	-10.81%
10	VIG	Vanguard Dividend Apprec ETF	ETF-Other	3.79%	—	-9.03%
11	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	2.81%	—	—
12	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	2.43%	—	—
13	FXN	First Trust Energy AlphaDEX Fund	Stock-Other	2.19%	—	+0.51%
14	✓	Northstar Rlty Fin	Stock-Other	1.97%	—	-27.12%
15	CBAN	Colony Bankcorp, Inc.	Stock-Other	1.95%	—	+0.42%
16	STWD	Starwood Property Trust INC	Stock-Real Estate	1.92%	+0.14%	-9.54%
17	✓	Rait Financial Trust	Stock-Other	1.92%	—	-18.05%
18	✓	Resource Cap CORP	Stock-Other	1.91%	—	+7.05%
19	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.42%	—	+17.34%
20	✓	Reachlocal	Stock-Other	1.39%	—	—
21	MAIN	Main Street Capital CORP	Stock-Financials	1.24%	—	+17.15%
22	NMFC	New Mountain Finance CORP	Stock-Other	1.20%	—	+24.56%
23	PSEC	Prospect Capital CORP	Stock-Other	1.18%	—	+23.47%
24	ARCC	Ares Capital CORP	Stock-Financials	1.17%	—	+22.60%
25	CIM	Chimera Investment Corporation	Stock-Other	1.11%	—	-16.91%
26	TWO	Two Harbors Investment Corp.	Stock-Other	1.08%	+0.07%	-4.15%
27	FITB	Fifth Third Bancorp	Stock-Financials	1.06%	—	+25.82%
28	MFAUSD	Mfa Financial INC	Stock-Other	1.03%	+0.09%	-4.09%
29	✓	Kior INC	Stock-Other	0.03%	—	—

Holding changes this quarter

Position changes disclosed by EnTrustPermal Management LLC for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XCAFX	Morgan Stanley China A Share	+2.8%	-3.56%	Trim
2	EZU	Ishares Msci Eurozone ETF	+2.2%	+34.04%	Add
3	ACWI	iShares MSCI ACWI ETF	+2.1%	+41.13%	Add
4	FXI	Ishares China Large-cap ETF	+1.1%	—	Unchanged
5	EWY	Ishares Msci South Korea ETF	+0.8%	—	Unchanged
6	NMFC	New Mountain Finance CORP	+0.4%	+24.56%	Add
7	MAIN	Main Street Capital CORP	+0.4%	+17.15%	Add
8	✓	Etfs Platinum Tr	+0.4%	—	Unchanged
9	ARCC	Ares Capital CORP	+0.3%	+22.60%	Add
10	PSEC	Prospect Capital CORP	+0.3%	+23.47%	Add
11	AMJEUR	Jpmorgan Alerian Mlp Index	+0.3%	—	Unchanged
12	✓		+0.3%	—	Unchanged
13	✓	Resource Cap CORP	+0.3%	+7.05%	Add
14	✓	Northstar Rlty Fin	+0.3%	-27.12%	Trim
15	✓	ETF	+0.3%	—	Unchanged
16	VIG	Vanguard Dividend Apprec ETF	+0.3%	-9.03%	Trim
17	STWD	Starwood Property Trust INC	+0.2%	-9.54%	Trim
18	✓	Rait Financial Trust	+0.2%	-18.05%	Trim
19	DES	Wisdomtree US Smallcap Divid	+0.2%	-10.81%	Trim
20	FITB	Fifth Third Bancorp	+0.2%	+25.82%	Add
21	✓	Reachlocal	+0.2%	—	Unchanged
22	CBAN	Colony Bankcorp, Inc.	+0.2%	+0.42%	Add
23	FXN	First Trust Energy AlphaDEX Fund	+0.1%	+0.51%	Add
24	MFAUSD	Mfa Financial INC	—	-4.09%	Trim
25	TWO	Two Harbors Investment Corp.	—	-4.15%	Trim
26	SMHC	VanEck China Semiconductor ETF	0%	+17.34%	Add
27	CIM	Chimera Investment Corporation	-0.1%	-16.91%	Trim
28	XPH	Ss Spdr S&p Pharma ETF	—	EXIT	Sold out
29	XLK	Ss Technology Select Sector	—	EXIT	Sold out
30	XLF	Ss Financial Select Sector	—	EXIT	Sold out
31	TBT	Proshares Ultrashort 20+y Tr	—	NEW	New buy
32	IEZ	Ishares U.s. Oil Equipment &	—	EXIT	Sold out
33	VWO	Vanguard Ftse Emerging Marke	—	EXIT	Sold out
34	SMHC	VanEck China Semiconductor ETF	—	EXIT	Sold out
35	✓	Silver Bay Realty Trust CORP	—	EXIT	Sold out
36	✓	Kior INC	—	NEW	New buy