EnTrustPermal Management LLC — Q3 2013 13F Holdings

Name: EnTrustPermal Management LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001438129

Total reported value

$239.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	XCAFX	Morgan Stanley China A Share	Stock-Other	20.16%	-6.37%	EXIT
2	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	7.91%	—	—
3	EWY	Ishares Msci South Korea ETF	ETF-Other	5.30%	—	—
4	✓	Etfs Platinum Tr	Stock-Other	4.96%	—	—
5	✓		Stock-Other	4.27%	—	—
6	✓	ETF	Stock-Other	3.82%	—	—
7	DES	Wisdomtree US Smallcap Divid	ETF-Other	3.59%	—	—
8	ACWI	iShares MSCI ACWI ETF	ETF-Other	3.56%	—	-11.28%
9	EZU	Ishares Msci Eurozone ETF	ETF-Other	3.54%	+0.23%	—
10	VIG	Vanguard Dividend Apprec ETF	ETF-Other	3.52%	—	-39.19%
11	XPH	Ss Spdr S&p Pharma ETF	ETF-Other	3.48%	—	-19.93%
12	XLK	Ss Technology Select Sector	ETF-Tech	3.48%	—	-9.29%
13	XLF	Ss Financial Select Sector	ETF-Other	3.47%	—	-8.87%
14	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	2.13%	—	-5.04%
15	FXN	First Trust Energy AlphaDEX Fund	Stock-Other	2.05%	—	+1.46%
16	IEZ	Ishares U.s. Oil Equipment &	ETF-Other	1.80%	—	-9.92%
17	CBAN	Colony Bankcorp, Inc.	Stock-Other	1.74%	—	—
18	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.70%	—	-6.89%
19	✓	Northstar Rlty Fin	Stock-Other	1.70%	—	-12.01%
20	✓	Rait Financial Trust	Stock-Other	1.68%	—	+50.52%
21	STWD	Starwood Property Trust INC	Stock-Real Estate	1.68%	+0.14%	-2.24%
22	✓	Resource Cap CORP	Stock-Other	1.63%	—	+41.75%
23	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.50%	—	-9.31%
24	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.45%	—	—
25	CIM	Chimera Investment Corporation	Stock-Other	1.19%	—	—
26	✓	Reachlocal	Stock-Other	1.18%	—	—
27	✓	Silver Bay Realty Trust CORP	Stock-Other	1.10%	—	—
28	TWO	Two Harbors Investment Corp.	Stock-Other	1.08%	+0.07%	—
29	MFAUSD	Mfa Financial INC	Stock-Other	1.03%	+0.09%	—
30	MAIN	Main Street Capital CORP	Stock-Financials	0.88%	—	—
31	PSEC	Prospect Capital CORP	Stock-Other	0.86%	—	—
32	FITB	Fifth Third Bancorp	Stock-Financials	0.85%	—	—
33	ARCC	Ares Capital CORP	Stock-Financials	0.85%	—	—
34	NMFC	New Mountain Finance CORP	Stock-Other	0.84%	—	—

Holding changes this quarter

Position changes disclosed by EnTrustPermal Management LLC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XCAFX	Morgan Stanley China A Share	+0.7%	-0.99%	Trim
2	✓	Rait Financial Trust	+0.4%	+50.52%	Add
3	✓	Resource Cap CORP	+0.3%	+41.75%	Add
4	FXI	Ishares China Large-cap ETF	+0.3%	—	Unchanged
5	EWY	Ishares Msci South Korea ETF	+0.3%	—	Unchanged
6	✓	ETF	0%	—	Unchanged
7	CIM	Chimera Investment Corporation	-0.1%	—	Unchanged
8	✓	Reachlocal	-0.2%	—	Unchanged
9	CBAN	Colony Bankcorp, Inc.	-0.2%	—	Unchanged
10	✓	Silver Bay Realty Trust CORP	-0.2%	—	Unchanged
11	TWO	Two Harbors Investment Corp.	-0.2%	—	Unchanged
12	IEZ	Ishares U.s. Oil Equipment &	-0.2%	-9.92%	Trim
13	✓	Etfs Platinum Tr	-0.2%	—	Unchanged
14	VWO	Vanguard Ftse Emerging Marke	-0.2%	-6.89%	Trim
15	MFAUSD	Mfa Financial INC	-0.3%	—	Unchanged
16	STWD	Starwood Property Trust INC	-0.3%	-2.24%	Trim
17	SMHC	VanEck China Semiconductor ETF	-0.3%	-9.31%	Trim
18	✓		-0.4%	—	Unchanged
19	✓	Northstar Rlty Fin	-0.4%	-12.01%	Trim
20	FXN	First Trust Energy AlphaDEX Fund	-0.4%	+1.46%	Add
21	AMJEUR	Jpmorgan Alerian Mlp Index	-0.4%	-5.04%	Trim
22	XLK	Ss Technology Select Sector	-0.5%	-9.29%	Trim
23	ACWI	iShares MSCI ACWI ETF	-0.6%	-11.28%	Trim
24	XLF	Ss Financial Select Sector	-0.6%	-8.87%	Trim
25	XPH	Ss Spdr S&p Pharma ETF	-0.9%	-19.93%	Trim
26	VIG	Vanguard Dividend Apprec ETF	-2.5%	-39.19%	Trim
27	DES	Wisdomtree US Smallcap Divid	—	NEW	New buy
28	EZU	Ishares Msci Eurozone ETF	—	NEW	New buy
29	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	EXIT	Sold out
30	TBT	Proshares Ultrashort 20+y Tr	—	EXIT	Sold out
31	ITB	Ishares U.s. Home Constructi	—	EXIT	Sold out
32	SMHC	VanEck China Semiconductor ETF	—	NEW	New buy
33	MAIN	Main Street Capital CORP	—	NEW	New buy
34	PSEC	Prospect Capital CORP	—	NEW	New buy
35	FITB	Fifth Third Bancorp	—	NEW	New buy
36	ARCC	Ares Capital CORP	—	NEW	New buy
37	NMFC	New Mountain Finance CORP	—	NEW	New buy
38	✓	Kior INC	—	EXIT	Sold out