Empyrean Capital Partners, LP — Q4 2018 13F Holdings

Name: Empyrean Capital Partners, LP — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001317195

Total reported value

$3.1B

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	31.18%	+2.22%	NEW
2	XXI	Twenty One Capital, Inc.	Stock-Other	7.77%	—	+52.03%
3	DVA	Davita INC	Stock-Healthcare	6.21%	—	-2.17%
4	ASH	Ashland INC	Stock-Materials	4.30%	—	+57.55%
5	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	4.30%	—	-56.48%
6	SRG	Seritage Growth Prop- A	Stock-Other	4.03%	—	+27.83%
7	AABAUSD	Altaba INC	Stock-Other	3.64%	—	+333.45%
8	XLF	Ss Financial Select Sector	ETF-Other	3.36%	—	—
9	DD	DuPont de Nemours, Inc.	Stock-Other	2.20%	—	—
10	AAWW 1.875 06-01-24	Atlas Air Worldwide Hldg	Stock-Other	1.97%	—	+28.00%
11	✓	Intelsat	Stock-Other	1.95%	—	-26.87%
12	LTRPAUSD	Liberty Tripadvisor Hdg-a	Stock-Other	1.78%	—	-21.95%
13	✓	Playa Hotels & Resorts NV	Stock-Other	1.62%	—	—
14	✓	Gs Acquisition Hldgs CORP	Stock-Other	1.58%	—	—
15	TFSL	Tfs Financial CORP	Stock-Other	1.49%	—	—
16	KRNY	Kearny Financial Corp/md	Stock-Other	1.29%	—	—
17	LSXMKUSD	Liberty Media Cor-siriusxm C	Stock-Other	1.26%	—	—
18	BXMT 4.375 05-05-22	Blackstone Mortgage Tr	Stock-Real Estate	1.25%	—	—
19	DELL	Dell Technologies -c	Stock-Tech	1.22%	—	—
20	CZREUR	Caesars Entertainment CORP	Stock-Other	1.01%	—	+4.70%
21	CUROEUR	Curo Group Holdings CORP	Stock-Other	0.97%	—	+5.54%
22	PRAA 3.5 06-01-23	Pra Group INC	Stock-Other	0.96%	—	—
23	RWT 4.75 08-15-23	Redwood Trust INC	Stock-Other	0.94%	—	—
24	NG	Novagold Resources INC	Stock-Other	0.92%	—	+66.55%
25	LORLUSD	Loral Space & Communications	Stock-Other	0.86%	—	—
26	T8S	Tesaro INC	Stock-Other	0.86%	—	—
27	LM03	Liberty Media Cor-siriusxm A	Stock-Other	0.83%	—	—
28	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.76%	—	—
29	HUBS 0.25 06-01-22	Hubspot INC	Stock-Tech	0.74%	—	—
30	PCG	P G & E CORP	Stock-Utilities	0.73%	-3.30%	EXIT
31	VECO 2.7 01-15-23	Veeco Instruments INC	Stock-Other	0.56%	—	—
32	CM	Can Imperial Bk Of Commerce	Stock-Financials	0.54%	—	—
33	✓	Amci Acquisition CORP	Stock-Other	0.51%	—	—
34	ARI 4.75 08-23-22	Apollo Cmmrl Real Est Fi	Stock-Other	0.51%	—	+23.53%
35	ARI 5.375 10-15-23	Apollo Cmmrl Real Est Fi	Stock-Other	0.49%	—	—
36	IONS 1 11-15-21	Ionis Pharmaceuticals In	Stock-Healthcare	0.48%	—	-46.31%
37	GCAP 5 08-15-22	Gain Capital Holdings In	Stock-Other	0.45%	—	—
38	TISI 5 08-01-23	Team INC	Stock-Other	0.39%	—	+7.14%
39	ECPG 3 07-01-20	Encore Capital Group INC	Stock-Other	0.37%	—	+129.76%
40	✓	Shire PLC	Stock-Other	0.36%	—	-94.78%
41	GPMT 6.375 10-01-23	Granite Point Mtge Trst	Stock-Other	0.36%	—	—
42	HRTG 5.875 08-01-37	Heritage Insurance	Stock-Other	0.35%	—	—
43	INVA 2.5 08-15-25	Innoviva INC	Stock-Other	0.28%	—	—
44	HCI 4.25 03-01-37	Hci Group INC	Stock-Other	0.26%	—	—
45	✓	Gs Acquisition Hldgs CORP	Stock-Other	0.25%	—	—
46	COVPHA 3.25 06-01-22	Covis Finco Sarl	Stock-Other	0.21%	—	—
47	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.21%	—	—
48	✓		Stock-Other	0.20%	—	-27.52%
49	UUUU	Energy Fuels INC	Stock-Energy	0.18%	—	—
50	ISBCUSD	Investors Bancorp INC	Stock-Other	0.18%	—	-92.22%

1–50 of 63

Holding changes this quarter

Position changes disclosed by Empyrean Capital Partners, LP for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XXI	Twenty One Capital, Inc.	+4.8%	+52.03%	Add
2	AABAUSD	Altaba INC	+3%	+333.45%	Add
3	SPY	Ss Spdr S&p 500 ETF Trust-us	+3%	-21.88%	Trim
4	ASH	Ashland INC	+2.3%	+57.55%	Add
5	SRG	Seritage Growth Prop- A	+1.2%	+27.83%	Add
6	DVA	Davita INC	+0.9%	-2.17%	Trim
7	NG	Novagold Resources INC	+0.6%	+66.55%	Add
8	DD	DuPont de Nemours, Inc.	+0.6%	—	Unchanged
9	LTRPAUSD	Liberty Tripadvisor Hdg-a	+0.5%	-21.95%	Trim
10	✓	Playa Hotels & Resorts NV	+0.3%	—	Unchanged
11	CZREUR	Caesars Entertainment CORP	+0.1%	+4.70%	Add
12	IONS 1 11-15-21	Ionis Pharmaceuticals In	-0.1%	-46.31%	Trim
13	✓	Intelsat	-0.3%	-26.87%	Trim
14	✓	Pandora Media INC	-0.6%	-86.00%	Trim
15	PCG	P G & E CORP	-0.7%	-38.41%	Trim
16	ENVA	Enova International INC	-0.7%	-96.35%	Trim
17	CUROEUR	Curo Group Holdings CORP	-0.8%	+5.54%	Add
18	ISBCUSD	Investors Bancorp INC	-1.4%	-92.22%	Trim
19	TLT	Ishares 20+ Year Treasury Bd	-1.5%	-56.48%	Trim
20	✓	Shire PLC	-4%	-94.78%	Trim
21	✓		—	EXIT	Sold out
22	DELL	Dell Technologies Inc.	—	EXIT	Sold out
23	BIIB	Biogen INC	—	EXIT	Sold out
24	XLF	Ss Financial Select Sector	—	NEW	New buy
25	EQH	Equitable Holdings, Inc.	—	EXIT	Sold out
26	PRSU	Pursuit Attractions And Hosp	—	EXIT	Sold out
27	NXPI	NXP Semiconductors N.V.	—	EXIT	Sold out
28	EIX	Edison International	—	EXIT	Sold out
29	EMB	Ishares Jp Morgan Usd Emergi	—	EXIT	Sold out
30	ARNCCHF	Arconic INC	—	EXIT	Sold out
31	DELL	Dell Technologies -c	—	NEW	New buy
32	AIMCUSD	Altra Industrial Motion CORP	—	EXIT	Sold out
33	TDS	Telephone And Data Systems	—	EXIT	Sold out
34	SPG	Simon Property Group INC	—	EXIT	Sold out
35	LORLUSD	Loral Space & Communications	—	NEW	New buy
36	T8S	Tesaro INC	—	NEW	New buy
37	NIHDEUR	Nii Holdings INC	—	EXIT	Sold out
38	7S3	US Xpress Enterprises INC -a	—	EXIT	Sold out
39	JBGS	Jbg Smith Properties	—	EXIT	Sold out
40	XLP	Ss Consumer Staples Sel Sect	—	NEW	New buy
41	RGEN 2.125 06-01-21	Repligen CORP	—	EXIT	Sold out
42	GPMT 5.625 12-01-22	Granite Point Mtge Trst	—	EXIT	Sold out
43	UAL	United Airlines Holdings INC	—	EXIT	Sold out
44	SPLKCHF	Splunk INC	—	EXIT	Sold out
45	RACE	Ferrari N.V.	—	EXIT	Sold out
46	CM	Can Imperial Bk Of Commerce	—	NEW	New buy
47	✓	Amci Acquisition CORP	—	NEW	New buy
48	ARI 5.375 10-15-23	Apollo Cmmrl Real Est Fi	—	NEW	New buy
49	AOS	Smith (a.o.) CORP	—	EXIT	Sold out
50	GPMT 6.375 10-01-23	Granite Point Mtge Trst	—	NEW	New buy