Empyrean Capital Partners, LP — Q4 2017 13F Holdings

Name: Empyrean Capital Partners, LP — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001317195

Total reported value

$3.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	10.38%	+2.22%	NEW
2	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	9.48%	—	+147.33%
3	DELL	Dell Technologies Inc.	Stock-Tech	9.00%	—	-15.88%
4	NXPI	NXP Semiconductors N.V.	Stock-Tech	6.95%	—	-6.03%
5	TWXCHF	Time Warner INC	Stock-Other	6.81%	—	-64.28%
6	✓	Powershares Qqq Trust Ser 1	Stock-Other	5.85%	—	—
7	SPB	Spectrum Brands Holdings, Inc.	Stock-Other	5.32%	—	-14.10%
8	✓	Laboratory CORP Amer Hldgs	Stock-Other	4.33%	—	—
9	SRG	Seritage Growth Prop- A	Stock-Other	3.30%	—	—
10	ISBCUSD	Investors Bancorp INC	Stock-Other	2.64%	—	—
11	DD	DuPont de Nemours, Inc.	Stock-Other	2.58%	—	—
12	XRT	Ss Spdr S&p Retail ETF	ETF-Other	2.36%	—	+788.00%
13	BIIB	Biogen INC	Stock-Healthcare	2.16%	—	—
14	LSXMKUSD	Liberty Media Cor-siriusxm C	Stock-Other	1.57%	—	—
15	✓	Envision Healthcare Corp	Stock-Other	1.56%	—	—
16	XXI	Twenty One Capital, Inc.	Stock-Other	1.56%	—	—
17	ENVA	Enova International INC	Stock-Financials	1.56%	-0.68%	+3.83%
18	QCOM	Qualcomm INC	Stock-Tech	1.54%	—	—
19	MDY	State Street Spdr S&p Midcap	ETF-Other	1.49%	—	+229.76%
20	LTRPAUSD	Liberty Tripadvisor Hdg-a	Stock-Other	1.32%	—	—
21	KRNY	Kearny Financial Corp/md	Stock-Other	1.27%	—	—
22	AAWW 1.875 06-01-24	Atlas Air Worldwide Hldg	Stock-Other	1.23%	—	+9.52%
23	TFSL	Tfs Financial CORP	Stock-Other	1.21%	—	—
24	ALJ 3 09-15-18	Alon USA Energy INC	Stock-Other	1.17%	—	—
25	LM03	Liberty Media Cor-siriusxm A	Stock-Other	1.04%	—	—
26	✓	Barracuda Networks INC	Stock-Other	0.94%	—	—
27	RWT 4.75 08-15-23	Redwood Trust INC	Stock-Other	0.87%	—	+60.00%
28	BXMT 4.375 05-05-22	Blackstone Mortgage Tr	Stock-Real Estate	0.78%	—	+21.31%
29	PRSU	Pursuit Attractions And Hosp	Stock-Other	0.78%	—	—
30	ELVTUSD	Elevate Credit INC	Stock-Other	0.68%	—	-21.85%
31	CUROEUR	Curo Group Holdings CORP	Stock-Other	0.65%	—	—
32	RGEN 2.125 06-01-21	Repligen CORP	Stock-Healthcare	0.63%	—	—
33	UAL	United Airlines Holdings INC	Stock-Industrials	0.61%	—	+14.29%
34	NKE	Nike INC -cl B	Stock-Consumer Disc	0.57%	—	—
35	PRTKEUR	Paratek Pharmaceuticals INC	Stock-Other	0.54%	—	—
36	GPMT 5.625 12-01-22	Granite Point Mtge Trst	Stock-Other	0.46%	—	—
37	NG	Novagold Resources INC	Stock-Other	0.44%	—	—
38	✓	Pandora Media INC	Stock-Other	0.44%	—	—
39	TPC 2.875 06-15-21	Tutor Perini CORP	Stock-Other	0.39%	—	-27.60%
40	KN 3.25 11-01-21	Knowles CORP	Stock-Other	0.36%	—	-53.97%
41	IONS 1 11-15-21	Ionis Pharmaceuticals In	Stock-Healthcare	0.36%	—	—
42	✓	Smart & Final Stores INC	Stock-Other	0.36%	—	—
43	✓	Playa Hotels & Resorts NV	Stock-Other	0.34%	—	—
44	✓	Aegean Marine Pete Network I	Stock-Other	0.34%	—	-14.70%
45	ECPG 3 07-01-20	Encore Capital Group INC	Stock-Other	0.28%	—	+83.33%
46	NMRK	Newmark Group Inc-class A	Stock-Other	0.25%	—	—
47	NGDN	New Gold INC	Stock-Other	0.19%	—	—
48	CLF 1.5 01-15-25	Cleveland-cliffs INC	Stock-Materials	0.17%	—	—
49	ARI 4.75 08-23-22	Apollo Cmmrl Real Est Fi	Stock-Other	0.16%	—	—
50	CASA1EUR	Casa Systems INC	Stock-Other	0.16%	—	—

1–50 of 59

Holding changes this quarter

Position changes disclosed by Empyrean Capital Partners, LP for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWM	Ishares Russell 2000 ETF	+6.3%	+147.33%	Add
2	XRT	Ss Spdr S&p Retail ETF	+2.2%	+788.00%	Add
3	MDY	State Street Spdr S&p Midcap	+1.1%	+229.76%	Add
4	✓	Laboratory CORP Amer Hldgs	+0.9%	—	Unchanged
5	SPB	Spectrum Brands Holdings, Inc.	+0.5%	-14.10%	Trim
6	ENVA	Enova International INC	+0.4%	+3.83%	Add
7	RWT 4.75 08-15-23	Redwood Trust INC	+0.4%	+60.00%	Add
8	DELL	Dell Technologies Inc.	+0.4%	-15.88%	Trim
9	SRG	Seritage Growth Prop- A	+0.1%	—	Unchanged
10	PRTKEUR	Paratek Pharmaceuticals INC	-0.1%	—	Unchanged
11	LTRPAUSD	Liberty Tripadvisor Hdg-a	-0.2%	—	Unchanged
12	KN 3.25 11-01-21	Knowles CORP	-0.3%	-53.97%	Trim
13	SPY	Ss Spdr S&p 500 ETF Trust-us	-2.8%	-37.19%	Trim
14	TWXCHF	Time Warner INC	-11.3%	-64.28%	Trim
15	✓	Powershares Qqq Trust Ser 1	—	NEW	New buy
16	SMH	Vaneck Semiconductor ETF	—	EXIT	Sold out
17	MOH	Molina Healthcare INC	—	EXIT	Sold out
18	GOF	Guggenheim Strategic Opportunities Fund	—	EXIT	Sold out
19	✓	Calpine CORP	—	EXIT	Sold out
20	✓	Envision Healthcare Corp	—	NEW	New buy
21	XXI	Twenty One Capital, Inc.	—	NEW	New buy
22	QCOM	Qualcomm INC	—	NEW	New buy
23	JBGS	Jbg Smith Properties	—	EXIT	Sold out
24	HPE	Hewlett Packard Enterprise	—	EXIT	Sold out
25	ATHS	Athene Holding Ltd. 7.250% Fixe	—	EXIT	Sold out
26	CZR	Caesars Entertainment, Inc.	—	EXIT	Sold out
27	✓	Barracuda Networks INC	—	NEW	New buy
28	✓	Vwr CORP	—	EXIT	Sold out
29	PRSU	Pursuit Attractions And Hosp	—	NEW	New buy
30	CUROEUR	Curo Group Holdings CORP	—	NEW	New buy
31	INVA	Innoviva INC	—	EXIT	Sold out
32	TLT	Ishares 20+ Year Treasury Bd	—	EXIT	Sold out
33	DYN	Dynegy INC New Del	—	EXIT	Sold out
34	VST	Vistra CORP	—	EXIT	Sold out
35	NKE	Nike INC -cl B	—	NEW	New buy
36	✓	Broadsoft INC	—	EXIT	Sold out
37	IPXLEUR	Impax Laboratories INC	—	EXIT	Sold out
38	VAL	Valaris Limited	—	EXIT	Sold out
39	GPMT 5.625 12-01-22	Granite Point Mtge Trst	—	NEW	New buy
40	TSLAEN 2.75 11-01-18	Tesla Energy Operations	—	EXIT	Sold out
41	✓	Pandora Media INC	—	NEW	New buy
42	IONS 1 11-15-21	Ionis Pharmaceuticals In	—	NEW	New buy
43	PQGEUR	Pq Group Holdings INC	—	EXIT	Sold out
44	HCC	Warrior Met Coal INC	—	EXIT	Sold out
45	INFNEUR	Infinera CORP	—	EXIT	Sold out
46	ICHR	Ichor Holdings, Ltd.	—	EXIT	Sold out
47	KOS	Kosmos Energy Ltd.	—	EXIT	Sold out
48	NMRK	Newmark Group Inc-class A	—	NEW	New buy
49	ROK	Rockwell Automation INC	—	EXIT	Sold out
50	CRZOEUR	Carrizo Oil & Gas INC	—	EXIT	Sold out