Empyrean Capital Partners, LP — Q3 2016 13F Holdings

Name: Empyrean Capital Partners, LP — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001317195

Total reported value

$3.1B

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	25.11%	+2.22%	NEW
2	HPE	Hewlett Packard Enterprise	Stock-Tech	5.71%	—	—
3	AIG	American International Group	Stock-Financials	3.82%	—	—
4	SRG	Seritage Growth Prop- A	Stock-Other	3.43%	—	-2.52%
5	LTRPAUSD	Liberty Tripadvisor Hdg-a	Stock-Other	3.40%	—	—
6	ARMK	Aramark	Stock-Industrials	3.38%	—	—
7	TAP	Molson Coors Beverage Co - B	Stock-Consumer Staples	2.84%	—	-44.92%
8	SSWSJ 1.75 10-15-32 SWC	Stillwater Mining Co	Stock-Other	2.58%	—	—
9	KRE	Ss Spdr S&p Regional Bank	ETF-Other	2.54%	—	—
10	CFG	Citizens Financial Group	Stock-Financials	2.49%	—	—
11	✓	Restoration Hardware Hldgs I	Stock-Other	2.43%	—	+100.00%
12	ISBCUSD	Investors Bancorp INC	Stock-Other	2.41%	—	—
13	GDX	Vaneck Gold Miners ETF	ETF-Commodities	2.20%	—	-8.29%
14	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.12%	—	-58.28%
15	CAT	Caterpillar INC	Stock-Industrials	2.11%	—	+151.86%
16	TFSL	Tfs Financial CORP	Stock-Other	2.07%	—	—
17	DELL	Dell Technologies Inc.	Stock-Tech	1.94%	—	—
18	LSXMKUSD	Liberty Media Cor-siriusxm C	Stock-Other	1.69%	—	—
19	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.55%	—	—
20	TXN	Texas Instruments INC	Stock-Tech	1.52%	—	—
21	KRNY	Kearny Financial Corp/md	Stock-Other	1.33%	—	—
22	AIMC 2.75 03-01-31	Altra Industrial Motion	Stock-Other	1.33%	—	+2.07%
23	INVA	Innoviva INC	Stock-Other	1.24%	—	-33.07%
24	WMB	Williams Cos INC	Stock-Energy	1.23%	—	-20.00%
25	IRT	Independence Realty Trust In	Stock-Real Estate	1.19%	—	—
26	LM03	Liberty Media Cor-siriusxm A	Stock-Other	1.07%	—	—
27	ALJ 3 09-15-18	Alon USA Energy INC	Stock-Other	1.06%	—	-16.98%
28	NR 4 10-01-17	Newpark Resources INC	Stock-Other	0.82%	—	—
29	DYN	Dynegy INC New Del	Stock-Other	0.81%	—	—
30	CAMP 1.625 05-15-20	Calamp CORP	Stock-Other	0.75%	—	-13.52%
31	✓	Smart & Final Stores INC	Stock-Other	0.72%	—	+35.53%
32	✓	Pandora Media INC	Stock-Other	0.72%	—	—
33	GLD	Spdr Gold Shares	ETF-Commodities	0.71%	—	-37.99%
34	✓	Terraform Pwr INC	Stock-Other	0.68%	—	—
35	H	Hyatt Hotels CORP - Cl A	Stock-Consumer Disc	0.68%	—	—
36	ENVA	Enova International INC	Stock-Financials	0.68%	-0.68%	+426.92%
37	NIHDEUR	Nii Holdings INC	Stock-Other	0.67%	—	+0.62%
38	MENT 4 04-01-31	Mentor Graphics CORP	Stock-Other	0.67%	—	—
39	NG	Novagold Resources INC	Stock-Other	0.65%	—	+20.86%
40	STKL	Sunopta INC	Stock-Other	0.55%	—	+54.80%
41	✓	Alere INC	Stock-Other	0.54%	—	—
42	✓	Aegean Marine Pete Network I	Stock-Other	0.54%	—	+25.29%
43	TDC	Teradata CORP	Stock-Tech	0.53%	—	-57.50%
44	✓		Stock-Other	0.45%	—	—
45	PLAB 3.25 04-01-19	Photronics INC	Stock-Other	0.42%	—	-11.48%
46	HN9	Hanesbrands INC	Stock-Other	0.37%	—	—
47	FWONKUSD	Liberty Media Corp-liberty-c	Stock-Other	0.36%	—	—
48	✓	Cavium INC	Stock-Other	0.35%	—	—
49	GEENQ 2.75 02-15-35	Eeg Glider INC	Stock-Other	0.33%	—	-20.00%
50	CYH	Community Health Systems INC	Stock-Other	0.29%	—	—

1–50 of 68

Holding changes this quarter

Position changes disclosed by Empyrean Capital Partners, LP for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+6.2%	+15.70%	Add
2	✓	Restoration Hardware Hldgs I	+1.5%	+100.00%	Add
3	CAT	Caterpillar INC	+1.5%	+151.86%	Add
4	ARMK	Aramark	+0.7%	—	Unchanged
5	CFG	Citizens Financial Group	+0.7%	—	Unchanged
6	ENVA	Enova International INC	+0.6%	+426.92%	Add
7	KRE	Ss Spdr S&p Regional Bank	+0.5%	—	Unchanged
8	STKL	Sunopta INC	+0.4%	+54.80%	Add
9	✓	Aegean Marine Pete Network I	+0.2%	+25.29%	Add
10	GDX	Vaneck Gold Miners ETF	-0.1%	-8.29%	Trim
11	DYN	Dynegy INC New Del	-0.2%	—	Unchanged
12	GLD	Spdr Gold Shares	-0.3%	-37.99%	Trim
13	INVA	Innoviva INC	-0.4%	-33.07%	Trim
14	ATKR	Atkore INC	-0.4%	-79.57%	Trim
15	TDC	Teradata CORP	-0.4%	-57.50%	Trim
16	TAP	Molson Coors Beverage Co - B	-1.4%	-44.92%	Trim
17	MDY	State Street Spdr S&p Midcap	-1.9%	-90.10%	Trim
18	IWM	Ishares Russell 2000 ETF	-2.1%	-58.28%	Trim
19	✓		—	EXIT	Sold out
20	HPE	Hewlett Packard Enterprise	—	NEW	New buy
21	AIG	American International Group	—	NEW	New buy
22	✓		—	EXIT	Sold out
23	HUM	Humana INC	—	EXIT	Sold out
24	✓	Powershs Db US Dollar Index	—	EXIT	Sold out
25	THS	Treehouse Foods INC	—	EXIT	Sold out
26	DELL	Dell Technologies Inc.	—	NEW	New buy
27	✓	Currencyshs Japanese Yen Tr	—	EXIT	Sold out
28	IRT	Independence Realty Trust In	—	NEW	New buy
29	✓		—	EXIT	Sold out
30	BB	BlackBerry Limited	—	EXIT	Sold out
31	✓	Integrated Device Technology	—	EXIT	Sold out
32	ASML	ASML Holding N.V.	—	EXIT	Sold out
33	INTC	Intel CORP	—	EXIT	Sold out
34	✓		—	EXIT	Sold out
35	✓	Terraform Pwr INC	—	NEW	New buy
36	✓	Alere INC	—	NEW	New buy
37	✓		—	EXIT	Sold out
38	✓	Cavium INC	—	NEW	New buy
39	CYH	Community Health Systems INC	—	NEW	New buy
40	INFNEUR	Infinera CORP	—	NEW	New buy
41	✓	Eclipse Resourc	—	EXIT	Sold out
42	HOG	Harley-davidson INC	—	EXIT	Sold out
43	SWKS	Skyworks Solutions INC	—	EXIT	Sold out
44	✓	Tivo INC	—	EXIT	Sold out
45	✓		—	NEW	New buy
46	SWN1EUR	Southwestern Energy Co	—	EXIT	Sold out
47	CZR	Caesars Entertainment, Inc.	—	NEW	New buy
48	DB	Deutsche Bank Aktiengesellschaft	—	NEW	New buy
49	ADSK	Autodesk INC	—	EXIT	Sold out
50	✓	Platform Specialty Prods Cor Com Added	—	NEW	New buy