Empyrean Capital Partners, LP — Q3 2015 13F Holdings

Name: Empyrean Capital Partners, LP — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001317195

Total reported value

$3.1B

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	16.02%	+2.22%	NEW
2	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	6.95%	—	—
3	PFE	Pfizer INC	Stock-Healthcare	6.53%	—	+164.00%
4	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	5.76%	—	—
5	ISBCUSD	Investors Bancorp INC	Stock-Other	5.46%	—	-0.12%
6	CMCSA	Comcast Corp-class A	Stock-Comm Services	4.83%	+0.36%	+23.21%
7	THS	Treehouse Foods INC	Stock-Other	3.25%	-1.08%	EXIT
8	TFSL	Tfs Financial CORP	Stock-Other	3.18%	—	-25.10%
9	ARMK	Aramark	Stock-Industrials	3.17%	—	-5.80%
10	LTRPAUSD	Liberty Tripadvisor Hdg-a	Stock-Other	3.10%	—	-1.84%
11	AMAT	Applied Materials INC	Stock-Tech	2.93%	—	-22.86%
12	WMB	Williams Cos INC	Stock-Energy	2.72%	—	—
13	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.69%	—	—
14	ALJ 3 09-15-18	Alon USA Energy INC	Stock-Other	2.44%	—	-6.41%
15	SSWSJ 1.75 10-15-32 SWC	Stillwater Mining Co	Stock-Other	2.42%	—	-17.62%
16	ABBV	Abbvie INC	Stock-Healthcare	2.41%	—	—
17	CAT	Caterpillar INC	Stock-Industrials	2.35%	—	—
18	AER	AerCap Holdings N.V.	Stock-Industrials	2.20%	-1.04%	+29.78%
19	USA	Liberty All-Star Equity Fund	Stock-Other	1.71%	—	+4.14%
20	TAP	Molson Coors Beverage Co - B	Stock-Consumer Staples	1.58%	—	-35.49%
21	✓	Smart & Final Stores INC	Stock-Other	1.54%	—	-13.12%
22	TMUS	T-mobile US INC	Stock-Comm Services	1.49%	—	-39.60%
23	✓		Stock-Other	1.46%	—	-75.55%
24	MSGN	Msg Networks Inc- A	Stock-Other	1.40%	—	—
25	NIHDEUR	Nii Holdings INC	Stock-Other	1.28%	—	—
26	AIMC 2.75 03-01-31	Altra Industrial Motion	Stock-Other	1.11%	—	—
27	AAWW 2.25 06-01-22	Atlas Air Worldwide Hldg	Stock-Other	1.00%	—	—
28	TBPH	Theravance Biopharma, Inc.	Stock-Other	0.97%	—	+29.79%
29	USA	Liberty All-Star Equity Fund	Stock-Other	0.93%	—	+8.20%
30	SRG	Seritage Growth Prop- A	Stock-Other	0.92%	—	—
31	NR 4 10-01-17	Newpark Resources INC	Stock-Other	0.91%	—	-23.82%
32	BCOR 4.25 04-01-19	Blucora INC	Stock-Other	0.81%	—	—
33	PLAB 3.25 04-01-19	Photronics INC	Stock-Other	0.68%	—	+48.88%
34	NBL2EUR	Noble Energy INC	Stock-Other	0.60%	—	—
35	✓	Sunedison Semiconductor LTD	Stock-Other	0.50%	—	-5.75%
36	✓	Aegean Marine Pete Network I	Stock-Other	0.46%	—	-6.25%
37	MRVL	Marvell Technology, Inc.	Stock-Tech	0.45%	—	—
38	PRAA 3 08-01-20	Pra Group INC	Stock-Other	0.26%	—	—
39	ARI 5.5 03-15-19	Apollo Cmmrl Real Est Fi	Stock-Other	0.24%	—	—
40	MTG	Mgic Investment CORP	Stock-Financials	0.23%	—	+5.17%
41	ENVA	Enova International INC	Stock-Financials	0.21%	-0.68%	—
42	ENV 1.75 12-15-19	Envestnet INC	Stock-Other	0.20%	—	-52.93%
43	✓	Garnero Group Acquisition Co	Stock-Other	0.18%	—	-2.66%
44	REGI 2.75 06-15-19	Renewable Energy Group I	Stock-Other	0.15%	—	—
45	✓	Boulder Brands INC	Stock-Other	0.11%	—	—
46	EZPW 2.125 06-15-19	Ezcorp INC	Stock-Other	0.07%	—	—
47	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.06%	—	—
48	✓	Boston Private Finl Hldgs In	Stock-Other	0.06%	—	-3.85%
49	INVN 1.75 11-01-18	Invensense INC	Stock-Other	0.04%	—	—
50	✓	Garnero Group Acquisition Co	Stock-Other	0.01%	—	—

1–50 of 52

Holding changes this quarter

Position changes disclosed by Empyrean Capital Partners, LP for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+7.9%	+101.49%	Add
2	PFE	Pfizer INC	+4%	+164.00%	Add
3	CMCSA	Comcast Corp-class A	+0.9%	+23.21%	Add
4	PLAB 3.25 04-01-19	Photronics INC	+0.2%	+48.88%	Add
5	ALJ 3 09-15-18	Alon USA Energy INC	-0.1%	-6.41%	Trim
6	AAWW 2.25 06-01-22	Atlas Air Worldwide Hldg	-0.2%	—	Unchanged
7	ARMK	Aramark	-0.2%	-5.80%	Trim
8	ENV 1.75 12-15-19	Envestnet INC	-0.2%	-52.93%	Trim
9	✓	Sunedison Semiconductor LTD	-0.3%	-5.75%	Trim
10	NR 4 10-01-17	Newpark Resources INC	-0.4%	-23.82%	Trim
11	✓	Smart & Final Stores INC	-0.4%	-13.12%	Trim
12	TAP	Molson Coors Beverage Co - B	-0.4%	-35.49%	Trim
13	SSWSJ 1.75 10-15-32 SWC	Stillwater Mining Co	-0.5%	-17.62%	Trim
14	TFSL	Tfs Financial CORP	-0.8%	-25.10%	Trim
15	TMUS	T-mobile US INC	-0.8%	-39.60%	Trim
16	TBPH	Theravance Biopharma, Inc.	-0.8%	+29.79%	Add
17	LTRPAUSD	Liberty Tripadvisor Hdg-a	-1.3%	-1.84%	Trim
18	AMAT	Applied Materials INC	-1.8%	-22.86%	Trim
19	✓		-4.9%	-75.55%	Trim
20	✓	Directv	—	EXIT	Sold out
21	GOF	Guggenheim Strategic Opportunities Fund	—	NEW	New buy
22	TLT	Ishares 20+ Year Treasury Bd	—	NEW	New buy
23	REYN	Reynolds Consumer Products Inc.	—	EXIT	Sold out
24	AVGO	Broadcom Inc.	—	EXIT	Sold out
25	✓	Yahoo INC	—	EXIT	Sold out
26	THS	Treehouse Foods INC	—	NEW	New buy
27	WMB	Williams Cos INC	—	NEW	New buy
28	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
29	AEP	American Electric Power Company, Inc.	—	EXIT	Sold out
30	ABBV	Abbvie INC	—	NEW	New buy
31	HRB	H&r Block INC	—	EXIT	Sold out
32	CF	Cf Industries Holdings INC	—	EXIT	Sold out
33	CAT	Caterpillar INC	—	NEW	New buy
34	MSGN	Msg Networks Inc- A	—	NEW	New buy
35	✓		—	EXIT	Sold out
36	NIHDEUR	Nii Holdings INC	—	NEW	New buy
37	UNH	Unitedhealth Group INC	—	EXIT	Sold out
38	SRG	Seritage Growth Prop- A	—	NEW	New buy
39	VC	Visteon CORP	—	EXIT	Sold out
40	NBL2EUR	Noble Energy INC	—	NEW	New buy
41	SPXC	SPX Technologies, Inc.	—	EXIT	Sold out
42	MRVL	Marvell Technology, Inc.	—	NEW	New buy
43	✓	Gener8 Maritime INC	—	EXIT	Sold out
44	BSFT 1.5 07-01-18	Cisco Systems INC	—	EXIT	Sold out
45	✓	Nisource INC - W/i	—	EXIT	Sold out
46	UAL	United Airlines Holdings INC	—	EXIT	Sold out
47	✓	Vivus INC	—	EXIT	Sold out
48	ENVA	Enova International INC	—	NEW	New buy
49	FTR 11.125 06-29-18 A	Frontier Communications	—	EXIT	Sold out
50	ULCC	Frontier Group Holdings, Inc.	—	EXIT	Sold out