Doheny Asset Management /ca — Q4 2016 13F Holdings

Name: Doheny Asset Management /ca — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000936936

Total reported value

$153.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Energous CORP	Stock-Other	6.19%	—	+54.09%
2	AAPL	Apple INC	Stock-Tech	5.43%	-0.79%	+1.01%
3	✓	Ship Finance Int'l LTD	Stock-Other	4.41%	—	+1.59%
4	✓	Aqua Metals INC	Stock-Other	3.97%	—	—
5	✓	Bgc Partners INC	Stock-Other	3.69%	—	-7.85%
6	MCHP	Microchip Technology INC	Stock-Tech	3.66%	-0.01%	-0.08%
7	LXPUSD	Lxp Industrial Trust	Stock-Other	3.63%	—	—
8	✓	Rithm Capital CORP	Stock-Other	3.39%	—	-9.44%
9	✓	Check Point Software Technologies Ltd.	Stock-Other	3.16%	—	-0.52%
10	CELG	Celgene CORP	Stock-Other	2.74%	—	-2.88%
11	SNR1USD	New Senior Investment Group	Stock-Other	2.65%	—	-0.18%
12	JNJ	Johnson & Johnson	Stock-Healthcare	2.52%	+0.21%	-0.35%
13	SBUX	Starbucks CORP	Stock-Consumer Disc	2.07%	—	-0.82%
14	GILD	Gilead Sciences INC	Stock-Healthcare	1.97%	—	-8.64%
15	✓	Alphabet Inc.	Stock-Other	1.95%	-0.56%	+0.79%
16	✓	Exar CORP	Stock-Other	1.92%	—	+9.12%
17	✓	Alphabet Inc.	Stock-Other	1.88%	-0.45%	+0.18%
18	✓	Merck & Co., Inc.	Stock-Other	1.68%	+0.17%	+0.38%
19	✓	Cmb.Tech Nv Shs	Stock-Other	1.65%	—	-59.69%
20	BP	Bp Plc-spons Adr	Stock-Energy	1.64%	+0.15%	NEW
21	HAL	Halliburton Co	Stock-Energy	1.49%	—	+0.50%
22	CVX	Chevron CORP	Stock-Energy	1.30%	+0.33%	+3.50%
23	PSX	Phillips 66	Stock-Energy	1.27%	+0.21%	+0.47%
24	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.25%	—	+3.40%
25	✓	Frontier Communications CORP	Stock-Other	1.24%	—	+1.00%
26	SCHW	Schwab (charles) CORP	Stock-Financials	1.10%	—	+331.20%
27	RWT	Redwood Trust INC	Stock-Other	0.98%	—	-3.61%
28	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	0.98%	—	-0.69%
29	PFE	Pfizer INC	Stock-Healthcare	0.96%	—	+4.72%
30	✓	AT & T, Inc. New	Stock-Other	0.95%	—	+13.09%
31	INTC	Intel CORP	Stock-Tech	0.95%	—	-0.07%
32	QCOM	Qualcomm INC	Stock-Tech	0.94%	-0.41%	-5.46%
33	✓	Marathon Petroleum Corporation	Stock-Other	0.93%	—	—
34	KHC	Kraft Heinz Co/the	Stock-Consumer Staples	0.89%	—	-0.95%
35	ANH	Anworth Mortgage Asset CORP	Stock-Other	0.87%	—	—
36	SRLPUSD	Sprague Resources LP	Stock-Other	0.86%	—	-5.12%
37	✓	East West Bancorp INC Com	Stock-Other	0.84%	—	—
38	BAC	Bank Of America CORP	Stock-Financials	0.82%	—	—
39	✓	Exxon Mobil Corporation	Stock-Other	0.82%	+1.64%	+4.14%
40	LMT	Lockheed Martin CORP	Stock-Industrials	0.75%	—	+14.88%
41	ADI	Analog Devices INC	Stock-Tech	0.75%	—	-9.29%
42	✓	Verizon Communications Inc.	Stock-Other	0.72%	—	+5.00%
43	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.71%	—	-49.80%
44	PEP	Pepsico INC	Stock-Consumer Staples	0.66%	—	+2.41%
45	DIS	Walt Disney Co/the	Stock-Comm Services	0.63%	—	+2.77%
46	✓	Synergy Resources Corp	Stock-Other	0.63%	—	+328.19%
47	✓	Duke Energy Corporation	Stock-Other	0.56%	—	+1.19%
48	✓	Halozyme Therapeutics INC	Stock-Other	0.55%	—	-12.49%
49	AMGN	Amgen INC	Stock-Healthcare	0.54%	—	-29.64%
50	IBM	Intl Business Machines CORP	Stock-Tech	0.53%	-0.06%	+3.35%

1–50 of 109

Holding changes this quarter

Position changes disclosed by Doheny Asset Management /ca for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Energous CORP	+1.2%	+54.09%	Add
2	SCHW	Schwab (charles) CORP	+0.9%	+331.20%	Add
3	BP	Bp Plc-spons Adr	+0.8%	+93.63%	Add
4	✓	Synergy Resources Corp	+0.5%	+328.19%	Add
5	✓	Exar CORP	+0.3%	+9.12%	Add
6	SLB	Slb LTD	+0.2%	+78.43%	Add
7	HAL	Halliburton Co	+0.2%	+0.50%	Add
8	CVX	Chevron CORP	+0.1%	+3.50%	Add
9	✓	Marathon Petroleum Corporation	+0.1%	—	Unchanged
10	JPM	Jpmorgan Chase & Co	+0.1%	+79.95%	Add
11	WFC	Wells Fargo & Co	+0.1%	+11.52%	Add
12	✓	AT & T, Inc. New	+0.1%	+13.09%	Add
13	LMT	Lockheed Martin CORP	+0.1%	+14.88%	Add
14	✓	Check Point Software Technologies Ltd.	+0.1%	-0.52%	Trim
15	✓	Bgc Partners INC	+0.1%	-7.85%	Trim
16	AEP	American Electric Power Company, Inc.	+0.1%	+3.40%	Add
17	CELG	Celgene CORP	0%	-2.88%	Trim
18	LXPUSD	Lxp Industrial Trust	0%	—	Unchanged
19	MCHP	Microchip Technology INC	-0.1%	-0.08%	Trim
20	AAPL	Apple INC	-0.1%	+1.01%	Add
21	CNI	Canadian Natl Railway Co	-0.2%	-27.06%	Trim
22	✓	Cys Investments INC	-0.2%	-43.00%	Trim
23	NKE	Nike INC -cl B	-0.2%	-44.32%	Trim
24	WYNN	Wynn Resorts LTD	-0.2%	-44.54%	Trim
25	✓	Halozyme Therapeutics INC	-0.3%	-12.49%	Trim
26	✓	Achillion Pharmaceuticals In	-0.3%	-52.86%	Trim
27	✓	Frontier Communications CORP	-0.4%	+1.00%	Add
28	AMGN	Amgen INC	-0.4%	-29.64%	Trim
29	GILD	Gilead Sciences INC	-0.6%	-8.64%	Trim
30	SNR1USD	New Senior Investment Group	-0.7%	-0.18%	Trim
31	BMY	Bristol-myers Squibb Co	-0.7%	-49.80%	Trim
32	✓	Cmb.Tech Nv Shs	-2.5%	-59.69%	Trim
33	✓	Aqua Metals INC	—	NEW	New buy
34	BAC 7 11-01-36	Countrywide Capital V	—	EXIT	Sold out
35	✓	East West Bancorp INC Com	—	NEW	New buy
36	BAC	Bank Of America CORP	—	NEW	New buy
37	NAT	Nordic American Tankers Limited	—	EXIT	Sold out
38	EWBC	East West Bancorp INC	—	EXIT	Sold out
39	✓	Gopro INC	—	EXIT	Sold out
40	MGNX	Macrogenics INC	—	EXIT	Sold out
41	✓	Whiting Petroleum Corp.	—	NEW	New buy
42	✓	Constellation Brands, Inc.	—	NEW	New buy
43	AMD	Advanced Micro Devices	—	NEW	New buy
44	✓	NVIDIA Corporation	—	NEW	New buy
45	DGP	Db Gold Double Long Etn	—	NEW	New buy
46	ILMN	Illumina INC	—	EXIT	Sold out
47	✓	Cisco Systems, Inc.	—	EXIT	Sold out
48	✓	Novartis AG	—	NEW	New buy
49	✓	Foundation Medicine INC	—	EXIT	Sold out
50	✓	Starwood Property Trust, Inc.	—	EXIT	Sold out