Doheny Asset Management /ca — Q4 2013 13F Holdings

Name: Doheny Asset Management /ca — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000936936

Total reported value

$153.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	SFL Corporation Ltd.	Stock-Other	5.00%	—	-1.92%
2	AAPL	Apple INC	Stock-Tech	4.94%	-0.79%	-0.90%
3	GOOG	Alphabet A	Stock-Comm Services	3.65%	—	-15.36%
4	✓	Gastar Explorat 8.6250% Series	Stock-Other	3.50%	—	-2.12%
5	GLNG	Golar LNG Limited	Stock-Energy	3.45%	—	+68.31%
6	CHKP	Check Point Software Technologies Ltd.	Stock-Tech	3.14%	—	-3.60%
7	MCHP	Microchip Technology INC	Stock-Tech	2.91%	-0.01%	-3.21%
8	GILD	Gilead Sciences INC	Stock-Healthcare	2.79%	—	+62.62%
9	CELG	Celgene CORP	Stock-Other	2.67%	—	+2.51%
10	✓	Whole Foods Mkt INC	Stock-Other	2.40%	—	+21.84%
11	JNJ	Johnson & Johnson	Stock-Healthcare	2.38%	+0.21%	-3.00%
12	LXPUSD	Lxp Industrial Trust	Stock-Other	2.38%	—	-2.21%
13	✓	Nordic American Tankers Ltd	Stock-Other	2.15%	—	-20.90%
14	MS 6.25 03-01-33	Morgan Stanley Cp Tr Iii	Stock-Financials	1.81%	—	-1.72%
15	HAL	Halliburton Co	Stock-Energy	1.79%	—	-10.87%
16	COP	Conocophillips	Stock-Energy	1.77%	—	-3.06%
17	STNG	Scorpio Tankers Inc.	Stock-Other	1.75%	—	-0.81%
18	BGCPEUR	Bgc Partners Inc-cl A	Stock-Other	1.75%	—	-2.23%
19	✓	BioMarin Pharmaceutical Inc.	Stock-Other	1.72%	—	+672.32%
20	CNI	Canadian Natl Railway Co	Stock-Industrials	1.71%	—	+65.22%
21	ACHNEUR	Achillion Pharmaceuticals	Stock-Other	1.71%	—	+1345.71%
22	MRO*	Marathon Oil CORP	Stock-Other	1.61%	—	-2.25%
23	BP	Bp Plc-spons Adr	Stock-Energy	1.61%	+0.15%	NEW
24	HES	Hess CORP	Stock-Other	1.60%	—	+122.81%
25	MRK	Merck & Co. INC.	Stock-Healthcare	1.58%	—	-0.63%
26	✓	New Residential Invt CORP	Stock-Other	1.53%	—	-15.65%
27	BAC 7 11-01-36	Countrywide Capital V	Stock-Financials	1.47%	—	-2.23%
28	PSX	Phillips 66	Stock-Energy	1.45%	+0.21%	-1.52%
29	CALD	Callidus Software INC	Stock-Other	1.42%	—	-11.73%
30	CVX	Chevron CORP	Stock-Energy	1.36%	+0.33%	-9.37%
31	✓		Stock-Other	1.34%	—	-2.05%
32	SBUX	Starbucks CORP	Stock-Consumer Disc	1.32%	—	-3.96%
33	MPC	Marathon Petroleum CORP	Stock-Energy	1.32%	—	-3.87%
34	✓	First Potomac Realty Trust	Stock-Other	1.27%	—	-1.09%
35	RWT	Redwood Trust INC	Stock-Other	1.20%	—	-3.69%
36	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.19%	—	-3.60%
37	ULCC	Frontier Group Holdings, Inc.	Stock-Other	1.17%	—	-7.17%
38	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	1.06%	—	-3.40%
39	XOM	Exxon Mobil CORP	Stock-Energy	1.02%	—	-5.85%
40	PFE	Pfizer INC	Stock-Healthcare	0.99%	—	-3.88%
41	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.94%	—	+3.15%
42	EWBC	East West Bancorp INC	Stock-Financials	0.86%	—	-9.66%
43	IBM	Intl Business Machines CORP	Stock-Tech	0.81%	-0.06%	+5.78%
44	EEFT	Euronet Worldwide INC	Stock-Tech	0.79%	—	-57.10%
45	✓	Halozyme Therapeutics INC	Stock-Other	0.78%	—	-5.25%
46	KHC	The Kraft Heinz Company	Stock-Consumer Staples	0.75%	—	-3.65%
47	INTC	Intel CORP	Stock-Tech	0.71%	—	-0.57%
48	DUK	Duke Energy CORP	Stock-Utilities	0.69%	—	-4.18%
49	✓	Newcastle Invt CORP Com	Stock-Other	0.65%	—	-22.77%
50	ANH	Anworth Mortgage Asset CORP	Stock-Other	0.59%	—	+149.71%

1–50 of 96

Holding changes this quarter

Position changes disclosed by Doheny Asset Management /ca for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ACHNEUR	Achillion Pharmaceuticals	+1.6%	+1345.71%	Add
2	✓	BioMarin Pharmaceutical Inc.	+1.5%	+672.32%	Add
3	GILD	Gilead Sciences INC	+1.3%	+62.62%	Add
4	GLNG	Golar LNG Limited	+1.2%	+68.31%	Add
5	HES	Hess CORP	+0.9%	+122.81%	Add
6	AAPL	Apple INC	+0.5%	-0.90%	Trim
7	✓	Whole Foods Mkt INC	+0.3%	+21.84%	Add
8	MPC	Marathon Petroleum CORP	+0.3%	-3.87%	Trim
9	ANH	Anworth Mortgage Asset CORP	+0.3%	+149.71%	Add
10	PSX	Phillips 66	+0.3%	-1.52%	Trim
11	CALD	Callidus Software INC	+0.3%	-11.73%	Trim
12	STNG	Scorpio Tankers Inc.	+0.2%	-0.81%	Trim
13	CELG	Celgene CORP	+0.2%	+2.51%	Add
14	CHKP	Check Point Software Technologies Ltd.	+0.2%	-3.60%	Trim
15	✓	Halozyme Therapeutics INC	+0.2%	-5.25%	Trim
16	GOOG	Alphabet A	+0.1%	-15.36%	Trim
17	BMY	Bristol-myers Squibb Co	+0.1%	+3.15%	Add
18	AEP	American Electric Power Company, Inc.	+0.1%	-3.60%	Trim
19	MCHP	Microchip Technology INC	+0.1%	-3.21%	Trim
20	XOM	Exxon Mobil CORP	+0.1%	-5.85%	Trim
21	✓	SFL Corporation Ltd.	0%	-1.92%	Trim
22	MDLZ	Mondelez International Inc-a	0%	-3.40%	Trim
23	BGCPEUR	Bgc Partners Inc-cl A	0%	-2.23%	Trim
24	CVX	Chevron CORP	-0.2%	-9.37%	Trim
25	MS 6.25 03-01-33	Morgan Stanley Cp Tr Iii	-0.2%	-1.72%	Trim
26	✓	First Potomac Realty Trust	-0.2%	-1.09%	Trim
27	HAL	Halliburton Co	-0.2%	-10.87%	Trim
28	✓	Newcastle Invt CORP Com	-0.2%	-22.77%	Trim
29	CNI	Canadian Natl Railway Co	-0.2%	+65.22%	Add
30	BP	Bp Plc-spons Adr	-0.2%	-21.43%	Trim
31	✓	Nordic American Tankers Ltd	-0.3%	-20.90%	Trim
32	✓	New Residential Invt CORP	-0.3%	-15.65%	Trim
33	LXPUSD	Lxp Industrial Trust	-0.4%	-2.21%	Trim
34	EMKREUR	Emcore CORP	-0.5%	-86.47%	Trim
35	EEFT	Euronet Worldwide INC	-0.8%	-57.10%	Trim
36	✓	Intermune INC	-1.3%	-74.95%	Trim
37	✓		—	EXIT	Sold out
38	C 6.1 09-30-33	Citigroup Capital X	—	EXIT	Sold out
39	✓	Jds Uniphase CORP (new)	—	EXIT	Sold out
40	✓		—	EXIT	Sold out
41	NKE	Nike INC -cl B	—	NEW	New buy
42	✓	Encana CORP	—	NEW	New buy
43	✓		—	EXIT	Sold out
44	AXP	American Express Co	—	NEW	New buy
45	CAT	Caterpillar INC	—	EXIT	Sold out
46	GSK	GSK plc ADRhedged	—	NEW	New buy
47	NFLX	Netflix INC	—	EXIT	Sold out
48	GOLD	Gold.com, Inc.	—	EXIT	Sold out
49	RTN1USD	Raytheon Company	—	NEW	New buy
50	XLNXEUR	Xilinx INC	—	EXIT	Sold out