Doheny Asset Management /ca — Q3 2013 13F Holdings

Name: Doheny Asset Management /ca — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000936936

Total reported value

$153.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	SFL Corporation Ltd.	Stock-Other	4.96%	—	+31.60%
2	AAPL	Apple INC	Stock-Tech	4.42%	-0.79%	-0.88%
3	✓	Gastar Explorat 8.6250% Series	Stock-Other	3.70%	—	+0.64%
4	GOOG	Alphabet A	Stock-Comm Services	3.52%	—	-0.27%
5	CHKP	Check Point Software Technologies Ltd.	Stock-Tech	2.98%	—	-2.17%
6	MCHP	Microchip Technology INC	Stock-Tech	2.83%	-0.01%	-1.05%
7	LXPUSD	Lxp Industrial Trust	Stock-Other	2.80%	—	-1.74%
8	CELG	Celgene CORP	Stock-Other	2.48%	—	+15.41%
9	JNJ	Johnson & Johnson	Stock-Healthcare	2.43%	+0.21%	-2.95%
10	✓	Nordic American Tankers Ltd	Stock-Other	2.41%	—	—
11	GLNG	Golar LNG Limited	Stock-Energy	2.22%	—	+23.18%
12	✓	Whole Foods Mkt INC	Stock-Other	2.08%	—	-0.42%
13	HAL	Halliburton Co	Stock-Energy	1.99%	—	+0.50%
14	MS 6.25 03-01-33	Morgan Stanley Cp Tr Iii	Stock-Financials	1.98%	—	-0.68%
15	CNI	Canadian Natl Railway Co	Stock-Industrials	1.92%	—	-1.71%
16	COP	Conocophillips	Stock-Energy	1.87%	—	-0.61%
17	✓	New Residential Invt CORP	Stock-Other	1.87%	—	-5.56%
18	BP	Bp Plc-spons Adr	Stock-Energy	1.85%	+0.15%	NEW
19	BGCPEUR	Bgc Partners Inc-cl A	Stock-Other	1.74%	—	-0.53%
20	✓	Intermune INC	Stock-Other	1.72%	—	+589.63%
21	MRO*	Marathon Oil CORP	Stock-Other	1.70%	—	-1.33%
22	✓		Stock-Other	1.63%	—	+16.45%
23	EEFT	Euronet Worldwide INC	Stock-Tech	1.61%	—	+44.51%
24	MRK	Merck & Co. INC.	Stock-Healthcare	1.58%	—	-1.61%
25	BAC 7 11-01-36	Countrywide Capital V	Stock-Financials	1.56%	—	-1.75%
26	STNG	Scorpio Tankers Inc.	Stock-Other	1.53%	—	+97.87%
27	CVX	Chevron CORP	Stock-Energy	1.52%	+0.33%	-2.98%
28	GILD	Gilead Sciences INC	Stock-Healthcare	1.50%	—	+75.93%
29	✓	First Potomac Realty Trust	Stock-Other	1.45%	—	-17.45%
30	SBUX	Starbucks CORP	Stock-Consumer Disc	1.41%	—	—
31	✓		Stock-Other	1.38%	—	-1.88%
32	RWT	Redwood Trust INC	Stock-Other	1.32%	—	—
33	C 6.1 09-30-33	Citigroup Capital X	Stock-Financials	1.20%	—	-13.20%
34	ULCC	Frontier Group Holdings, Inc.	Stock-Other	1.19%	—	-0.39%
35	PSX	Phillips 66	Stock-Energy	1.15%	+0.21%	-21.77%
36	CALD	Callidus Software INC	Stock-Other	1.12%	—	-27.85%
37	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.09%	—	-0.54%
38	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	1.02%	—	—
39	MPC	Marathon Petroleum CORP	Stock-Energy	1.01%	—	-0.52%
40	PFE	Pfizer INC	Stock-Healthcare	1.00%	—	+0.47%
41	XOM	Exxon Mobil CORP	Stock-Energy	0.96%	—	-0.97%
42	EWBC	East West Bancorp INC	Stock-Financials	0.91%	—	+2.98%
43	✓	Jds Uniphase CORP (new)	Stock-Other	0.88%	—	—
44	✓	Newcastle Invt CORP Com	Stock-Other	0.86%	—	-34.36%
45	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.83%	—	+0.46%
46	KHC	The Kraft Heinz Company	Stock-Consumer Staples	0.79%	—	—
47	IBM	Intl Business Machines CORP	Stock-Tech	0.79%	-0.06%	+9.20%
48	DUK	Duke Energy CORP	Stock-Utilities	0.73%	—	-33.78%
49	HES	Hess CORP	Stock-Other	0.70%	—	+137.21%
50	INTC	Intel CORP	Stock-Tech	0.66%	—	-0.38%

1–50 of 100

Holding changes this quarter

Position changes disclosed by Doheny Asset Management /ca for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Intermune INC	+1.6%	+589.63%	Add
2	✓	SFL Corporation Ltd.	+1.2%	+31.60%	Add
3	CELG	Celgene CORP	+0.8%	+15.41%	Add
4	STNG	Scorpio Tankers Inc.	+0.8%	+97.87%	Add
5	GILD	Gilead Sciences INC	+0.8%	+75.93%	Add
6	EEFT	Euronet Worldwide INC	+0.7%	+44.51%	Add
7	GLNG	Golar LNG Limited	+0.6%	+23.18%	Add
8	AAPL	Apple INC	+0.6%	-0.88%	Trim
9	HES	Hess CORP	+0.4%	+137.21%	Add
10	HAL	Halliburton Co	+0.2%	+0.50%	Add
11	CHKP	Check Point Software Technologies Ltd.	+0.2%	-2.17%	Trim
12	✓	Whole Foods Mkt INC	+0.2%	-0.42%	Trim
13	COP	Conocophillips	+0.2%	-0.61%	Trim
14	✓	Halozyme Therapeutics INC	+0.2%	+2.96%	Add
15	SBUX	Starbucks CORP	+0.2%	—	Unchanged
16	RWT	Redwood Trust INC	+0.1%	—	Unchanged
17	✓		+0.1%	+43.53%	Add
18	EWBC	East West Bancorp INC	+0.1%	+2.98%	Add
19	MCHP	Microchip Technology INC	+0.1%	-1.05%	Trim
20	✓		+0.1%	+16.45%	Add
21	KO	Coca-cola Co/the	-0.2%	-19.68%	Trim
22	AL	Air Lease CORP	-0.2%	-28.60%	Trim
23	C 6.1 09-30-33	Citigroup Capital X	-0.2%	-13.20%	Trim
24	✓	New Residential Invt CORP	-0.2%	-5.56%	Trim
25	LXPUSD	Lxp Industrial Trust	-0.3%	-1.74%	Trim
26	PSX	Phillips 66	-0.4%	-21.77%	Trim
27	✓	Newcastle Invt CORP Com	-0.4%	-34.36%	Trim
28	DUK	Duke Energy CORP	-0.4%	-33.78%	Trim
29	✓	First Potomac Realty Trust	-0.5%	-17.45%	Trim
30	WFC	Wells Fargo & Co	-0.5%	-79.37%	Trim
31	TEVA	Teva Pharmaceutical-sp Adr	-0.6%	-61.57%	Trim
32	BJRI	Bj's Restaurants INC	-0.6%	-61.12%	Trim
33	ANH	Anworth Mortgage Asset CORP	-0.6%	-63.01%	Trim
34	ASB	Associated Banc-Corp	-1.3%	-85.27%	Trim
35	✓	Nordic American Tankers Ltd	—	NEW	New buy
36	MITTEUR	AG Mortgage Investment Trust	—	EXIT	Sold out
37	✓	Jds Uniphase CORP (new)	—	NEW	New buy
38	AVGO	Broadcom Inc.	—	EXIT	Sold out
39	✓		—	EXIT	Sold out
40	EMKREUR	Emcore CORP	—	NEW	New buy
41	NSUSD	Nustar Energy LP	—	EXIT	Sold out
42	✓	Two Hbrs Invt CORP	—	EXIT	Sold out
43	✓	American Cap Mtg Invt CORP	—	EXIT	Sold out
44	✓	Diana Containerships INC	—	EXIT	Sold out
45	EEX	Emerald Holding, Inc.	—	EXIT	Sold out
46	✓	BioMarin Pharmaceutical Inc.	—	NEW	New buy
47	✓		—	NEW	New buy
48	PFF	Ishares Preferred & Income S	—	NEW	New buy
49	BDC	Belden INC	—	NEW	New buy
50	SWK	Stanley Black & Decker INC	—	NEW	New buy