CIK: 0001041773
Total reported value
$713.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ADI | Analog Devices INC | Stock-Tech | 54.85% | — | -21.67% | |
| 2 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 5.54% | — | +1.63% | |
| 3 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 5.27% | — | -5.75% | |
| 4 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 4.27% | -0.57% | +10.92% | |
| 5 | AMJEUR | Jpmorgan Alerian Mlp Index | ETF-Large Cap & Growth | 3.99% | — | +6.86% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.15% | -0.44% | +16.61% | |
| 7 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 3.04% | — | +107.78% | |
| 8 | TSLXUSD | Tpg Specialty Lending INC | Stock-Other | 2.78% | — | +1.65% | |
| 9 | TSLX 4.5 12-15-19 | Tpg Specialty Lending In | Stock-Other | 2.78% | — | +1.65% | |
| 10 | AVXL | Anavex Life Sciences CORP | Stock-Other | 1.92% | — | -21.67% | |
| 11 | DJP | Ipath Bloomberg Commodity In | ETF-Commodities | 1.77% | +0.70% | +17.00% | |
| 12 | MS | Morgan Stanley | Stock-Financials | 1.36% | -0.04% | — | |
| 13 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.91% | -0.53% | +14.42% | |
| 14 | GLD | Spdr Gold Shares | ETF-Commodities | 0.90% | -0.67% | +490.27% | |
| 15 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.74% | — | — | |
| 16 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.71% | — | +17.60% | |
| 17 | IYR | Ishares US Real Estate ETF | ETF-Other | 0.38% | — | -36.48% | |
| 18 | AAPL | Apple INC | Stock-Tech | 0.38% | -0.26% | +87.77% | |
| 19 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.30% | +0.42% | — | |
| 20 | AIG | American International Group | Stock-Financials | 0.29% | — | — | |
| 21 | PFE | Pfizer INC | Stock-Healthcare | 0.21% | — | +165.53% | |
| 22 | HD | The Home Depot, Inc. | Stock-Consumer Disc | 0.21% | — | — | |
| 23 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.20% | -0.07% | — | |
| 24 | C | Citigroup INC | Stock-Financials | 0.20% | — | -21.67% | |
| 25 | CHTR | Charter Communications Inc-a | Stock-Comm Services | 0.19% | — | — | |
| 26 | QSR | Restaurant Brands Intern | Stock-Consumer Disc | 0.17% | — | +0.27% | |
| 27 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.16% | — | -0.21% | |
| 28 | BAC 7.25 PERP L | Bank Of America CORP | Stock-Financials | 0.15% | — | — | |
| 29 | BAC | Bank Of America CORP | Stock-Financials | 0.15% | — | — | |
| 30 | RTN1USD | Raytheon Company | Stock-Other | 0.15% | — | -2.27% | |
| 31 | ✓ | Allergan PLC | Stock-Other | 0.14% | — | — | |
| 32 | ✓ | Stock-Other | 0.14% | — | — | ||
| 33 | ✓ | Exa CORP | Stock-Other | 0.14% | — | — | |
| 34 | EUFN | Ishares Msci Europe Financia | ETF-Other | 0.13% | — | — | |
| 35 | MSFT | Microsoft CORP | Stock-Tech | 0.12% | -0.24% | — | |
| 36 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.12% | -0.24% | -95.77% | |
| 37 | DBRG 5 04-15-23 | Digitalbridge Group INC | Stock-Financials | 0.11% | — | — | |
| 38 | DBRG 3.875 01-15-21 | Colony Capital INC | Stock-Financials | 0.11% | — | — | |
| 39 | CBAN | Colony Bankcorp, Inc. | Stock-Other | 0.11% | — | — | |
| 40 | EWG | Ishares Msci Germany ETF | ETF-Other | 0.11% | — | — | |
| 41 | WFC 0 01-24-20 AApL | Wells Fargo & Company | Stock-Financials | 0.11% | — | — | |
| 42 | WFC | Wells Fargo & Co | Stock-Financials | 0.11% | — | — | |
| 43 | WFC 7.5 PERP L | Wells Fargo & Company | Stock-Financials | 0.11% | — | — | |
| 44 | WFC 0 01-24-20 AAPL | Wells Fargo & Company | Stock-Financials | 0.11% | — | — | |
| 45 | WFC 0 06-05-20 INTC | Wells Fargo & Company | Stock-Financials | 0.11% | — | — | |
| 46 | WFC 0 06-10-20 IP | Wells Fargo & Company | Stock-Financials | 0.11% | — | — | |
| 47 | WFC 0.125 03-13-19 0000 | Wells Fargo & Company | Stock-Financials | 0.11% | — | — | |
| 48 | WFC 0.125 02-21-20 0000 | Wells Fargo & Company | Stock-Financials | 0.11% | — | — | |
| 49 | ✓ | Stock-Other | 0.11% | — | — | ||
| 50 | VOD | Vodafone Group Plc-sp Adr | Stock-Comm Services | 0.10% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EMB | Ishares Jp Morgan Usd Emergi | +1.6% | +107.78% | Add |
| 2 | GLD | Spdr Gold Shares | +0.8% | +490.27% | Add |
| 3 | ACWI | Ishares Msci Acwi ETF | +0.7% | +10.92% | Add |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.6% | +16.61% | Add |
| 5 | AMJEUR | Jpmorgan Alerian Mlp Index | +0.3% | +6.86% | Add |
| 6 | TSLX 4.5 12-15-19 | Tpg Specialty Lending In | +0.3% | +1.65% | Add |
| 7 | TSLXUSD | Tpg Specialty Lending INC | +0.3% | +1.65% | Add |
| 8 | AVXL | Anavex Life Sciences CORP | +0.2% | -21.67% | Trim |
| 9 | AAPL | Apple INC | +0.2% | +87.77% | Add |
| 10 | DJP | Ipath Bloomberg Commodity In | +0.2% | +17.00% | Add |
| 11 | EEM | Ishares Msci Emerging Market | +0.2% | +17.60% | Add |
| 12 | IVV | Ishares Core S&p 500 ETF | +0.2% | +14.42% | Add |
| 13 | PFE | Pfizer INC | +0.1% | +165.53% | Add |
| 14 | SHY | Ishares 1-3 Year Treasury Bo | +0.1% | +1.63% | Add |
| 15 | IYR | Ishares US Real Estate ETF | -0.2% | -36.48% | Trim |
| 16 | IGSB | Ishares 1-5y Inv Grade CORP | -0.3% | -5.75% | Trim |
| 17 | AMZN | Amazon.com INC | -2.2% | -95.77% | Trim |
| 18 | ADI | Analog Devices INC | -7.1% | -21.67% | Trim |
| 19 | MS | Morgan Stanley | — | NEW | New buy |
| 20 | AGG | Ishares Core U.s. Aggregate | — | NEW | New buy |
| 21 | JNJ | Johnson & Johnson | — | EXIT | Sold out |
| 22 | AIG | American International Group | — | NEW | New buy |
| 23 | UPS | United Parcel Service-cl B | — | EXIT | Sold out |
| 24 | MCD | Mcdonald's CORP | — | EXIT | Sold out |
| 25 | HD | The Home Depot, Inc. | — | NEW | New buy |
| 26 | META | Meta Platforms Inc-class A | — | NEW | New buy |
| 27 | CHTR | Charter Communications Inc-a | — | NEW | New buy |
| 28 | XLY | Ss Consumer Disc Select Sect | — | EXIT | Sold out |
| 29 | BAC | Bank Of America CORP | — | NEW | New buy |
| 30 | BAC 7.25 PERP L | Bank Of America CORP | — | NEW | New buy |
| 31 | ✓ | Allergan PLC | — | NEW | New buy |
| 32 | ✓ | — | NEW | New buy | |
| 33 | EUFN | Ishares Msci Europe Financia | — | NEW | New buy |
| 34 | MSFT | Microsoft CORP | — | NEW | New buy |
| 35 | DBRG 5 04-15-23 | Digitalbridge Group INC | — | NEW | New buy |
| 36 | CBAN | Colony Bankcorp, Inc. | — | NEW | New buy |
| 37 | DBRG 3.875 01-15-21 | Colony Capital INC | — | NEW | New buy |
| 38 | WFC 7.5 PERP L | Wells Fargo & Company | — | NEW | New buy |
| 39 | WFC | Wells Fargo & Co | — | NEW | New buy |
| 40 | WFC 0.125 02-21-20 0000 | Wells Fargo & Company | — | NEW | New buy |
| 41 | WFC 0 01-24-20 AApL | Wells Fargo & Company | — | NEW | New buy |
| 42 | WFC 0 06-10-20 IP | Wells Fargo & Company | — | NEW | New buy |
| 43 | WFC 0 06-05-20 INTC | Wells Fargo & Company | — | NEW | New buy |
| 44 | WFC 0.125 03-13-19 0000 | Wells Fargo & Company | — | NEW | New buy |
| 45 | WFC 0 01-24-20 AAPL | Wells Fargo & Company | — | NEW | New buy |
| 46 | ✓ | — | NEW | New buy | |
| 47 | VOD | Vodafone Group Plc-sp Adr | — | NEW | New buy |
| 48 | SPGI | S&p Global INC | — | NEW | New buy |
| 49 | SH1USD | Proshares Short S&p500 | — | EXIT | Sold out |
| 50 | CVX | Chevron CORP | — | EXIT | Sold out |