Dalton Investments, Inc. — Q3 2014 13F Holdings

Name: Dalton Investments, Inc. — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001388838

Total reported value

$103.3M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	17.40%	—	+0.08%
2	AIG	American International Group	Stock-Financials	13.62%	—	-0.08%
3	MU	Micron Technology INC	Stock-Tech	13.14%	—	+0.11%
4	ACWI	iShares MSCI ACWI ETF	ETF-Other	12.43%	—	—
5	TRQEUR	Turquoise Hill Resources LTD	Stock-Other	7.47%	—	-5.43%
6	C	Citigroup INC	Stock-Financials	6.37%	—	+0.51%
7	✓		Stock-Other	5.12%	—	—
8	ETEGA 9 PERP A	National Bank Greece SA	Stock-Other	4.95%	—	-18.26%
9	RYAM	Rayonier Advanced Materials	Stock-Other	4.07%	—	—
10	ALLY	Ally Financial INC	Stock-Financials	2.96%	—	+0.16%
11	BAC	Bank Of America CORP	Stock-Financials	2.42%	—	+0.58%
12	MS	Morgan Stanley	Stock-Financials	1.20%	—	-51.00%
13	✓	Barclays Bk PLC	Stock-Other	1.01%	—	—
14	FBP	First Bancorp Puerto Rico	Stock-Other	0.82%	—	-28.24%
15	G	Genpact Limited	Stock-Tech	0.81%	-1.72%	—
16	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.81%	—	—
17	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.79%	—	+1.14%
18	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.74%	—	+0.40%
19	RBS 6.125 PERP R	Royal Bk Scotlnd Grp PLC	Stock-Other	0.46%	—	—
20	JCPB	JPMorgan Core Plus Bond ETF	ETF-Other	0.38%	—	—
21	VV	Vanguard Large-cap ETF	ETF-Other	0.32%	—	+0.43%
22	✓	Deutsche Bk AG London Brh	Stock-Other	0.28%	—	—
23	✓	Leucadia Natl CORP	Stock-Other	0.22%	—	—
24	RFPUSD	Resolute Forest Products	Stock-Other	0.19%	—	—
25	L	Loews CORP	Stock-Financials	0.17%	—	—
26	✓	1st Century Bancshares INC	Stock-Other	0.17%	—	-1.17%
27	ECF	Ellsworth Growth And Income	Stock-Other	0.14%	—	+0.67%
28	✓	Alps ETF Tr	ETF-Other	0.11%	—	+0.54%
29	✓	Powershs Db US Dollar Index	Stock-Other	0.10%	—	—
30	RBS 6.35 PERP N	Royal Bk Scotlnd Grp PLC	Stock-Other	0.10%	—	—
31	NOG	Northern Oil and Gas, Inc.	Stock-Energy	0.10%	—	—
32	BCV	Bancroft Fund LTD	Stock-Other	0.09%	—	+0.60%
33	VB	Vanguard Small-cap ETF	ETF-Other	0.09%	—	—
34	EOT	Eaton Vance National Municip	Stock-Other	0.08%	—	+1.17%
35	PMO	Putnam Municipal Oppor	Stock-Other	0.08%	—	+1.51%
36	ACTG	Acacia Research CORP	Stock-Other	0.08%	—	+0.44%
37	VT	Vanguard Tot World Stk ETF	ETF-Other	0.07%	—	+32.59%
38	MHD	BlackRock MuniHoldings Fund, Inc.	Stock-Other	0.07%	—	+1.62%
39	GWX	State Street Spdr S&p Intern	ETF-Other	0.05%	—	+0.38%
40	RBS 6.25 PERP P	Royal Bk Scotlnd Grp PLC	Stock-Other	0.05%	—	—
41	VNQ	Vanguard Real Estate ETF	ETF-Other	0.05%	—	-27.27%
42	MSFT	Microsoft CORP	Stock-Tech	0.05%	—	-37.50%
43	MUNI	Pimco Intermediate Municipal	ETF-Other	0.05%	—	+0.46%
44	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.04%	—	+0.51%
45	BLK	BlackRock, Inc.	Stock-Financials	0.04%	—	-0.97%
46	FTF	Franklin LTD Dur INC Tr	Stock-Other	0.04%	—	+1.45%
47	XMUSX	Blackrock Muniholdings Quali	Stock-Other	0.04%	—	+1.56%
48	MUA	Blackrock Muniassets Fund	Stock-Other	0.03%	—	+1.41%
49	OIA	Invesco Municipal Income Opp	Stock-Other	0.03%	—	+1.35%
50	✓	Magal Security Sys LTD	Stock-Other	0.03%	—	—

1–50 of 53

Holding changes this quarter

Position changes disclosed by Dalton Investments, Inc. for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VT	Vanguard Tot World Stk ETF	0%	+32.59%	Add
2	✓	Magal Security Sys LTD	—	—	Unchanged
3	✓	Lionbridge Technologies INC	0%	—	Unchanged
4	FEIM	Frequency Electronics INC	0%	—	Unchanged
5	FTF	Franklin LTD Dur INC Tr	0%	+1.45%	Add
6	MUA	Blackrock Muniassets Fund	0%	+1.41%	Add
7	MHD	BlackRock MuniHoldings Fund, Inc.	0%	+1.62%	Add
8	GWX	State Street Spdr S&p Intern	0%	+0.38%	Add
9	RBS 6.35 PERP N	Royal Bk Scotlnd Grp PLC	0%	—	Unchanged
10	PMO	Putnam Municipal Oppor	0%	+1.51%	Add
11	MSFT	Microsoft CORP	0%	-37.50%	Trim
12	VNQ	Vanguard Real Estate ETF	0%	-27.27%	Trim
13	NOG	Northern Oil and Gas, Inc.	0%	—	Unchanged
14	ACTG	Acacia Research CORP	0%	+0.44%	Add
15	ECF	Ellsworth Growth And Income	0%	+0.67%	Add
16	BCV	Bancroft Fund LTD	0%	+0.60%	Add
17	✓	Alps ETF Tr	0%	+0.54%	Add
18	✓	1st Century Bancshares INC	0%	-1.17%	Trim
19	L	Loews CORP	-0.1%	—	Unchanged
20	JCPB	JPMorgan Core Plus Bond ETF	-0.1%	—	Unchanged
21	RFPUSD	Resolute Forest Products	-0.1%	—	Unchanged
22	✓	Deutsche Bk AG London Brh	-0.1%	—	Unchanged
23	VV	Vanguard Large-cap ETF	-0.1%	+0.43%	Add
24	✓	Leucadia Natl CORP	-0.1%	—	Unchanged
25	BRK-A	Berkshire Hathaway Inc-cl A	-0.1%	—	Unchanged
26	RBS 6.125 PERP R	Royal Bk Scotlnd Grp PLC	-0.1%	—	Unchanged
27	VTI	Vanguard Total Stock Mkt ETF	-0.2%	+0.40%	Add
28	BAC	Bank Of America CORP	-0.2%	+0.58%	Add
29	VEU	Vanguard Ftse All-world Ex-u	-0.2%	+1.14%	Add
30	C	Citigroup INC	-0.6%	+0.51%	Add
31	ALLY	Ally Financial INC	-0.6%	+0.16%	Add
32	FBP	First Bancorp Puerto Rico	-0.8%	-28.24%	Trim
33	TRQEUR	Turquoise Hill Resources LTD	-1.1%	-5.43%	Trim
34	MS	Morgan Stanley	-1.6%	-51.00%	Trim
35	✓		-1.8%	—	Unchanged
36	BRK-B	Berkshire Hathaway Inc-cl B	-1.9%	+0.08%	Add
37	MU	Micron Technology INC	-2.1%	+0.11%	Add
38	ETEGA 9 PERP A	National Bank Greece SA	-2.7%	-18.26%	Trim
39	AIG	American International Group	-3%	-0.08%	Trim
40	ACWI	iShares MSCI ACWI ETF	—	NEW	New buy
41	RYAM	Rayonier Advanced Materials	—	NEW	New buy
42	✓	Barclays Bk PLC	—	NEW	New buy
43	G	Genpact Limited	—	NEW	New buy
44	NRG	Nrg Energy INC	—	EXIT	Sold out
45	✓	Tessera Technologies INC Com	—	EXIT	Sold out
46	✓	Powershs Db US Dollar Index	—	NEW	New buy
47	VB	Vanguard Small-cap ETF	—	NEW	New buy
48	TRC	Tejon Ranch Co	—	EXIT	Sold out
49	LAZ	Lazard, Inc.	—	EXIT	Sold out
50	BGCPEUR	Bgc Partners Inc-cl A	—	EXIT	Sold out