D. Scott Neal, INC. — Q3 2019 13F Holdings

Name: D. Scott Neal, INC. — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001596920

Total reported value

$216.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	20.00%	—	+2.60%
2	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	14.64%	+0.82%	+13.55%
3	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	11.63%	—	-22.42%
4	IWR	Ishares Russell Mid-cap ETF	ETF-Other	8.45%	-0.01%	+11.15%
5	MDY	State Street Spdr S&p Midcap	ETF-Other	7.39%	-0.01%	-4.72%
6	FLRN	Ss Spdr Bb Ig Float Rt ETF	ETF-Other	5.73%	—	-14.33%
7	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	5.26%	—	-43.52%
8	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	5.03%	—	-1.36%
9	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	4.63%	—	—
10	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	2.97%	—	—
11	VO	Vanguard Mid-cap ETF	ETF-Other	2.20%	—	+23.83%
12	XLRE	Ss Real Estate Select Sector	ETF-Other	2.18%	—	+9.65%
13	ACWI	Ishares Msci Acwi ETF	ETF-Other	2.03%	—	—
14	FLOT	Ishares Floating Rate Bond E	ETF-Other	1.48%	—	-3.57%
15	T	At&t INC	Stock-Comm Services	0.70%	—	—
16	SPTM	Ss Spdr P S&p 1500 Comp ETF	ETF-Other	0.69%	—	+0.29%
17	SCHB	Schwab US Broad Market ETF	ETF-Other	0.60%	—	-0.52%
18	CAT	Caterpillar INC	Stock-Industrials	0.52%	+0.29%	-0.10%
19	SSO	Proshares Ultra S&p500	ETF-Other	0.52%	+0.14%	—
20	QLD	Proshares Ultra Qqq	ETF-Other	0.50%	+0.35%	—
21	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.44%	+1.76%	-7.34%
22	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.39%	—	-0.70%
23	EFA	Ishares Msci Eafe ETF	ETF-Other	0.23%	—	—
24	BBTUSD	Bb&t CORP	Stock-Other	0.22%	—	+1.77%
25	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	0.20%	—	—
26	PFE	Pfizer INC	Stock-Healthcare	0.20%	—	+1.14%
27	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.17%	—	+0.89%
28	IBM	Intl Business Machines CORP	Stock-Tech	0.16%	—	—
29	SPIB	Ss Spdr P Int C CORP ETF	ETF-Other	0.16%	—	—
30	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.15%	—	—
31	MSFT	Microsoft CORP	Stock-Tech	0.13%	+0.22%	+1.80%
32	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.11%	—	—
33	WPC	Wp Carey INC	Stock-Real Estate	0.11%	—	—
34	LOW	Lowe's Cos INC	Stock-Consumer Disc	0.11%	-0.04%	—
35	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.06%	—	—

Holding changes this quarter

Position changes disclosed by D. Scott Neal, INC. for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	QQQ	Invesco Qqq Trust Series 1	+1.2%	+13.55%	Add
2	IWR	Ishares Russell Mid-cap ETF	+0.5%	+11.15%	Add
3	VO	Vanguard Mid-cap ETF	+0.3%	+23.83%	Add
4	XLRE	Ss Real Estate Select Sector	+0.2%	+9.65%	Add
5	T	At&t INC	0%	—	Unchanged
6	PG	Procter & Gamble Co/the	0%	+0.89%	Add
7	BBTUSD	Bb&t CORP	0%	+1.77%	Add
8	WPC	Wp Carey INC	—	—	Unchanged
9	IBM	Intl Business Machines CORP	—	—	Unchanged
10	MSFT	Microsoft CORP	—	+1.80%	Add
11	IEF	Ishares 7-10 Year Treasury B	0%	—	Unchanged
12	EFA	Ishares Msci Eafe ETF	0%	—	Unchanged
13	IJH	Ishares Core S&p Midcap ETF	0%	—	Unchanged
14	AEP	American Electric Power Company, Inc.	0%	—	Unchanged
15	SSO	Proshares Ultra S&p500	0%	—	Unchanged
16	QLD	Proshares Ultra Qqq	0%	—	Unchanged
17	VYM	Vanguard High Dvd Yield ETF	0%	-0.70%	Trim
18	SPTM	Ss Spdr P S&p 1500 Comp ETF	0%	+0.29%	Add
19	SCHB	Schwab US Broad Market ETF	0%	-0.52%	Trim
20	PFE	Pfizer INC	-0.1%	+1.14%	Add
21	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	-7.34%	Trim
22	CAT	Caterpillar INC	-0.1%	-0.10%	Trim
23	FLOT	Ishares Floating Rate Bond E	-0.1%	-3.57%	Trim
24	VCSH	Vanguard S/t CORP Bond ETF	-0.5%	+2.60%	Add
25	IWM	Ishares Russell 2000 ETF	-0.5%	-1.36%	Trim
26	MDY	State Street Spdr S&p Midcap	-0.8%	-4.72%	Trim
27	FLRN	Ss Spdr Bb Ig Float Rt ETF	-1.3%	-14.33%	Trim
28	VCIT	Vanguard Int-term Corporate	-3.9%	-22.42%	Trim
29	SHY	Ishares 1-3 Year Treasury Bo	-4.6%	-43.52%	Trim
30	IVV	Ishares Core S&p 500 ETF	—	NEW	New buy
31	VBK	Vanguard Small-cap Grwth ETF	—	NEW	New buy
32	ACWI	Ishares Msci Acwi ETF	—	NEW	New buy
33	IGIB	Ishares 5-10y Inv Grade CORP	—	NEW	New buy
34	SPIB	Ss Spdr P Int C CORP ETF	—	NEW	New buy
35	✓	Proshares Tr	—	EXIT	Sold out
36	LOW	Lowe's Cos INC	—	NEW	New buy
37	DVY	Ishares Select Dividend ETF	—	EXIT	Sold out