D. Scott Neal, INC. — Q3 2018 13F Holdings

Name: D. Scott Neal, INC. — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001596920

Total reported value

$216.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	FLRN	Ss Spdr Bb Ig Float Rt ETF	ETF-Other	15.20%	—	+104.06%
2	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	13.82%	+0.82%	+53.31%
3	MDY	State Street Spdr S&p Midcap	ETF-Other	12.66%	-0.01%	-24.59%
4	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	12.35%	—	+80.81%
5	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	11.52%	—	-3.25%
6	EFA	Ishares Msci Eafe ETF	ETF-Other	10.09%	—	+166.46%
7	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	6.96%	—	—
8	VYM	Vanguard High Dvd Yield ETF	ETF-Other	2.75%	—	-50.06%
9	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	2.24%	—	-27.24%
10	SCHG	Schwab US Large-cap Growth	ETF-Other	1.88%	—	+2.54%
11	FLOT	Ishares Floating Rate Bond E	ETF-Other	1.74%	—	—
12	SPYG	Ss Spdr P S&p 500 Growth ETF	ETF-Large Cap & Growth	0.89%	—	—
13	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-Small Cap	0.83%	—	+626.04%
14	QLD	Proshares Ultra Qqq	ETF-Other	0.72%	+0.35%	-0.07%
15	SPTM	Ss Spdr P S&p 1500 Comp ETF	ETF-Other	0.64%	—	-9.87%
16	CAT	Caterpillar INC	Stock-Industrials	0.62%	+0.29%	—
17	T	At&t INC	Stock-Comm Services	0.61%	—	—
18	SCHB	Schwab US Broad Market ETF	ETF-Other	0.59%	—	-2.82%
19	UWM	Proshares Ultra Russell2000	ETF-Other	0.58%	—	-20.99%
20	SSO	Proshares Ultra S&p500	ETF-Other	0.55%	+0.14%	—
21	SCHA	Schwab US Small-cap ETF	ETF-Other	0.54%	—	—
22	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.46%	+1.76%	-12.94%
23	PFE	Pfizer INC	Stock-Healthcare	0.25%	—	—
24	IBM	Intl Business Machines CORP	Stock-Tech	0.17%	—	-3.75%
25	BBTUSD	Bb&t CORP	Stock-Other	0.17%	—	—
26	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.16%	—	+0.63%
27	SPYM	Ste Str Spdr Pt S&p 500 ETF	ETF-Large Cap & Growth	0.15%	—	—
28	SPMD	Ss Spdr P S&p 400 Midcap ETF	ETF-Other	0.15%	—	—
29	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.14%	—	-2.06%
30	✓	Proshares Tr	Stock-Other	0.13%	—	-25.44%
31	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.11%	—	—
32	DVY	Ishares Select Dividend ETF	ETF-Other	0.11%	—	-4.95%
33	USRT	Ishares Core US Reit ETF	ETF-Other	0.11%	—	—
34	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.11%	—	-98.44%

Holding changes this quarter

Position changes disclosed by D. Scott Neal, INC. for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FLRN	Ss Spdr Bb Ig Float Rt ETF	+7%	+104.06%	Add
2	EFA	Ishares Msci Eafe ETF	+6%	+166.46%	Add
3	QQQ	Invesco Qqq Trust Series 1	+4.6%	+53.31%	Add
4	SPSM	Ss Spdr P S&p 600 Small Cap	+0.7%	+626.04%	Add
5	QLD	Proshares Ultra Qqq	0%	-0.07%	Trim
6	PFE	Pfizer INC	0%	—	Unchanged
7	SSO	Proshares Ultra S&p500	0%	—	Unchanged
8	CAT	Caterpillar INC	0%	—	Unchanged
9	SCHG	Schwab US Large-cap Growth	—	+2.54%	Add
10	✓	Proshares Tr	-0.1%	-25.44%	Trim
11	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	-12.94%	Trim
12	UWM	Proshares Ultra Russell2000	-0.2%	-20.99%	Trim
13	IEF	Ishares 7-10 Year Treasury B	-1.2%	-27.24%	Trim
14	IWM	Ishares Russell 2000 ETF	-1.3%	-3.25%	Trim
15	IGIB	Ishares 5-10y Inv Grade CORP	-2.8%	+80.81%	Add
16	VYM	Vanguard High Dvd Yield ETF	-3.1%	-50.06%	Trim
17	MDY	State Street Spdr S&p Midcap	-5.3%	-24.59%	Trim
18	VWO	Vanguard Ftse Emerging Marke	-7.6%	-98.44%	Trim
19	SHY	Ishares 1-3 Year Treasury Bo	—	NEW	New buy
20	MTUM	Ishares Msci USA Momentum Fa	—	EXIT	Sold out
21	FLOT	Ishares Floating Rate Bond E	—	NEW	New buy
22	SPYG	Ss Spdr P S&p 500 Growth ETF	—	NEW	New buy
23	SPDW	Ste Str Spdr Pt Dw EU ETF	—	EXIT	Sold out
24	SCHA	Schwab US Small-cap ETF	—	NEW	New buy
25	SCHC	Schwab Intl Small-cap Equity	—	EXIT	Sold out
26	VSS	Vanguard Ftse All Wo X-us Sc	—	EXIT	Sold out
27	BSCK	Invesco Bulletshares 2020 Co	—	EXIT	Sold out
28	SPYM	Ste Str Spdr Pt S&p 500 ETF	—	NEW	New buy
29	ANETEUR	Arista Networks INC	—	EXIT	Sold out
30	CSCO	Cisco Systems INC	—	EXIT	Sold out
31	CVX	Chevron CORP	—	EXIT	Sold out
32	XOM	Exxon Mobil CORP	—	EXIT	Sold out
33	MSFT	Microsoft CORP	—	EXIT	Sold out
34	GSY	Invesco Ultra Short Duration	—	EXIT	Sold out
35	WPC	Wp Carey INC	—	EXIT	Sold out
36	INTC	Intel CORP	—	EXIT	Sold out
37	DD	DuPont de Nemours, Inc.	—	EXIT	Sold out
38	ALXN	Alexion Pharmaceuticals INC	—	EXIT	Sold out
39	SPLKCHF	Splunk INC	—	EXIT	Sold out
40	KO	Coca-cola Co/the	—	EXIT	Sold out
41	JNJ	Johnson & Johnson	—	EXIT	Sold out
42	ABBV	Abbvie INC	—	EXIT	Sold out
43	VNQ	Vanguard Real Estate ETF	—	EXIT	Sold out
44	WMT	Walmart INC	—	EXIT	Sold out
45	CL	Colgate-palmolive Co	—	EXIT	Sold out
46	ED	Consolidated Edison INC	—	EXIT	Sold out
47	MMS	Maximus INC	—	EXIT	Sold out
48	ICE	Intercontinental Exchange In	—	EXIT	Sold out
49	XLP	Ss Consumer Staples Sel Sect	—	EXIT	Sold out
50	MU	Micron Technology INC	—	EXIT	Sold out