D. Scott Neal, INC. — Q1 2018 13F Holdings

Name: D. Scott Neal, INC. — 13F Holdings, Q1 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001596920

Total reported value

$216.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MDY	State Street Spdr S&p Midcap	ETF-Other	17.90%	-0.01%	-1.32%
2	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	12.37%	—	+0.12%
3	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	9.39%	—	—
4	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	8.93%	—	-1.72%
5	✓	Powershares Qqq Trust Ser 1	Stock-Other	8.62%	—	+33.27%
6	VYM	Vanguard High Dvd Yield ETF	ETF-Other	6.30%	—	+376.28%
7	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	6.23%	—	-3.21%
8	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.32%	+1.76%	-3.21%
9	EFA	Ishares Msci Eafe ETF	ETF-Other	4.63%	—	+0.25%
10	FLRN	Ss Spdr Bb Ig Float Rt ETF	ETF-Other	3.40%	—	—
11	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.82%	—	+2.04%
12	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	1.25%	—	—
13	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.04%	—	+19.02%
14	SCHG	Schwab US Large-cap Growth	ETF-Other	0.96%	—	—
15	SPTM	Ss Spdr P S&p 1500 Comp ETF	ETF-Other	0.75%	—	-4.25%
16	SPEM	State Street Sp Ptf Em ETF	ETF-Other	0.72%	—	+204.08%
17	UWM	Proshares Ultra Russell2000	ETF-Other	0.72%	—	-13.90%
18	CAT	Caterpillar INC	Stock-Industrials	0.67%	+0.29%	—
19	SCHX	Schwab US Large-cap ETF	ETF-Other	0.66%	—	+52.53%
20	SCHB	Schwab US Broad Market ETF	ETF-Other	0.65%	—	-0.21%
21	SSO	Proshares Ultra S&p500	ETF-Other	0.58%	+0.14%	-1.77%
22	QLD	Proshares Ultra Qqq	ETF-Other	0.58%	+0.35%	-9.99%
23	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	0.49%	—	—
24	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.30%	—	—
25	IBM	Intl Business Machines CORP	Stock-Tech	0.25%	—	-2.57%
26	✓	Proshares Tr	Stock-Other	0.24%	—	—
27	PFE	Pfizer INC	Stock-Healthcare	0.22%	—	-0.09%
28	BBTUSD	Bb&t CORP	Stock-Other	0.20%	—	—
29	PM	Philip Morris International	Stock-Consumer Staples	0.18%	—	—
30	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.17%	—	—
31	ANETEUR	Arista Networks INC	Stock-Other	0.16%	—	—
32	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.15%	—	—
33	AAPL	Apple INC	Stock-Tech	0.14%	-0.04%	+24.75%
34	SPMD	Ss Spdr P S&p 400 Midcap ETF	ETF-Other	0.14%	—	-85.23%
35	DVY	Ishares Select Dividend ETF	ETF-Other	0.13%	—	-9.71%
36	ABBV	Abbvie INC	Stock-Healthcare	0.12%	—	—
37	MO	Altria Group INC	Stock-Consumer Staples	0.12%	-0.01%	—
38	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.11%	—	+129.54%
39	USRT	Ishares Core US Reit ETF	ETF-Other	0.11%	—	-81.18%
40	CSCO	Cisco Systems INC	Stock-Tech	0.11%	—	+2.75%
41	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-Small Cap	0.11%	—	-85.24%
42	AMZN	Amazon.com INC	Stock-Consumer Disc	0.10%	-0.03%	—
43	CVX	Chevron CORP	Stock-Energy	0.10%	—	—
44	INTC	Intel CORP	Stock-Tech	0.09%	—	-6.55%
45	JNJ	Johnson & Johnson	Stock-Healthcare	0.09%	-0.02%	—
46	XOM	Exxon Mobil CORP	Stock-Energy	0.09%	—	+0.90%
47	MSFT	Microsoft CORP	Stock-Tech	0.09%	+0.22%	—
48	NVDA	Nvidia CORP	Stock-Tech	0.09%	-0.05%	+152.09%
49	WPC	Wp Carey INC	Stock-Real Estate	0.09%	—	—
50	SPLKCHF	Splunk INC	Stock-Other	0.08%	—	—

1–50 of 178

Holding changes this quarter

Position changes disclosed by D. Scott Neal, INC. for the quarter ending Q1 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VYM	Vanguard High Dvd Yield ETF	+4.9%	+376.28%	Add
2	✓	Powershares Qqq Trust Ser 1	+2%	+33.27%	Add
3	SPEM	State Street Sp Ptf Em ETF	+0.5%	+204.08%	Add
4	SCHX	Schwab US Large-cap ETF	+0.2%	+52.53%	Add
5	QUAL	Ishares Msci USA Quality Fac	+0.1%	+19.02%	Add
6	NVDA	Nvidia CORP	+0.1%	+152.09%	Add
7	AEP	American Electric Power Company, Inc.	0%	+129.54%	Add
8	AAPL	Apple INC	0%	+24.75%	Add
9	AMZN	Amazon.com INC	0%	—	Unchanged
10	CSCO	Cisco Systems INC	0%	+2.75%	Add
11	SPLKCHF	Splunk INC	0%	—	Unchanged
12	ANETEUR	Arista Networks INC	—	—	Unchanged
13	DVY	Ishares Select Dividend ETF	0%	-9.71%	Trim
14	MO	Altria Group INC	0%	—	Unchanged
15	TSLA	Tesla INC	0%	—	Unchanged
16	XOM	Exxon Mobil CORP	0%	+0.90%	Add
17	CVX	Chevron CORP	0%	—	Unchanged
18	AMN	Amn Healthcare Services INC	0%	-50.00%	Trim
19	PM	Philip Morris International	0%	—	Unchanged
20	PG	Procter & Gamble Co/the	0%	—	Unchanged
21	QLD	Proshares Ultra Qqq	-0.1%	-9.99%	Trim
22	SSO	Proshares Ultra S&p500	-0.1%	-1.77%	Trim
23	CAT	Caterpillar INC	-0.1%	—	Unchanged
24	SPTM	Ss Spdr P S&p 1500 Comp ETF	-0.1%	-4.25%	Trim
25	IVV	Ishares Core S&p 500 ETF	-0.1%	+2.04%	Add
26	CWI	State Street Spdr Msci Acwi	-0.2%	-99.67%	Trim
27	UWM	Proshares Ultra Russell2000	-0.2%	-13.90%	Trim
28	EFA	Ishares Msci Eafe ETF	-0.3%	+0.25%	Add
29	SCHA	Schwab US Small-cap ETF	-0.5%	-99.68%	Trim
30	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.6%	-3.21%	Trim
31	USRT	Ishares Core US Reit ETF	-0.6%	-81.18%	Trim
32	SCHM	Schwab US Mid Cap ETF	-0.6%	-99.67%	Trim
33	SPSM	Ss Spdr P S&p 600 Small Cap	-0.7%	-85.24%	Trim
34	IEF	Ishares 7-10 Year Treasury B	-0.7%	-3.21%	Trim
35	IWM	Ishares Russell 2000 ETF	-0.7%	+0.12%	Add
36	IGIB	Ishares 5-10y Inv Grade CORP	-0.8%	-1.72%	Trim
37	SPMD	Ss Spdr P S&p 400 Midcap ETF	-0.9%	-85.23%	Trim
38	✓	Claymore Exchange Trd Fd Tr	-1.1%	-99.75%	Trim
39	MDY	State Street Spdr S&p Midcap	-1.5%	-1.32%	Trim
40	VNQ	Vanguard Real Estate ETF	-9.4%	-99.35%	Trim
41	VWO	Vanguard Ftse Emerging Marke	—	NEW	New buy
42	FLRN	Ss Spdr Bb Ig Float Rt ETF	—	NEW	New buy
43	SPIB	Ss Spdr P Int C CORP ETF	—	EXIT	Sold out
44	IYR	Ishares US Real Estate ETF	—	EXIT	Sold out
45	MTUM	Ishares Msci USA Momentum Fa	—	NEW	New buy
46	SCHG	Schwab US Large-cap Growth	—	NEW	New buy
47	SCHE	Schwab Emrg Mrkts Eqty ETF	—	NEW	New buy
48	SCHH	Schwab US Reit ETF	—	EXIT	Sold out
49	CSL	Carlisle Cos INC	—	EXIT	Sold out
50	ALL	Allstate CORP	—	NEW	New buy