D. Scott Neal, INC. — Q4 2017 13F Holdings

Name: D. Scott Neal, INC. — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001596920

Total reported value

$216.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MDY	State Street Spdr S&p Midcap	ETF-Other	19.36%	-0.01%	+26.52%
2	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	13.10%	—	+17.17%
3	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	9.77%	—	-2.56%
4	VNQ	Vanguard Real Estate ETF	ETF-Other	9.44%	—	-9.19%
5	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	6.95%	—	-18.90%
6	✓	Powershares Qqq Trust Ser 1	Stock-Other	6.64%	—	+5.07%
7	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.88%	+1.76%	-32.63%
8	EFA	Ishares Msci Eafe ETF	ETF-Other	4.92%	—	+29.14%
9	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.91%	—	-28.49%
10	SPIB	Ss Spdr P Int C CORP ETF	ETF-Other	1.84%	—	—
11	IYR	Ishares US Real Estate ETF	ETF-Other	1.70%	—	-33.62%
12	VYM	Vanguard High Dvd Yield ETF	ETF-Other	1.45%	—	-36.64%
13	✓	Claymore Exchange Trd Fd Tr	Stock-Other	1.05%	—	+23.82%
14	SPMD	Ss Spdr P S&p 400 Midcap ETF	ETF-Other	1.03%	—	—
15	QUAL	Ishares Msci USA Quality Fac	ETF-Other	0.93%	—	—
16	UWM	Proshares Ultra Russell2000	ETF-Other	0.89%	—	-6.40%
17	SPTM	Ss Spdr P S&p 1500 Comp ETF	ETF-Other	0.84%	—	—
18	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-Small Cap	0.77%	—	—
19	CAT	Caterpillar INC	Stock-Industrials	0.76%	+0.29%	—
20	SCHB	Schwab US Broad Market ETF	ETF-Other	0.69%	—	+42559.52%
21	USRT	Ishares Core US Reit ETF	ETF-Other	0.68%	—	—
22	QLD	Proshares Ultra Qqq	ETF-Other	0.65%	+0.35%	+0.36%
23	SSO	Proshares Ultra S&p500	ETF-Other	0.65%	+0.14%	+1.65%
24	SCHM	Schwab US Mid Cap ETF	ETF-Other	0.60%	—	-4.08%
25	SCHX	Schwab US Large-cap ETF	ETF-Other	0.46%	—	+352.15%
26	SCHA	Schwab US Small-cap ETF	ETF-Other	0.45%	—	-3.84%
27	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.33%	—	—
28	SCHH	Schwab US Reit ETF	ETF-Other	0.32%	—	+1122.89%
29	IBM	Intl Business Machines CORP	Stock-Tech	0.27%	—	-4.27%
30	✓	Proshares Tr	Stock-Other	0.26%	—	—
31	SPEM	State Street Sp Ptf Em ETF	ETF-Other	0.24%	—	—
32	PFE	Pfizer INC	Stock-Healthcare	0.24%	—	+208.02%
33	PM	Philip Morris International	Stock-Consumer Staples	0.21%	—	—
34	BBTUSD	Bb&t CORP	Stock-Other	0.20%	—	-1.53%
35	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.19%	—	-0.03%
36	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.18%	—	-84.51%
37	ANETEUR	Arista Networks INC	Stock-Other	0.16%	—	—
38	CWI	State Street Spdr Msci Acwi	ETF-Other	0.15%	—	-18.74%
39	DVY	Ishares Select Dividend ETF	ETF-Other	0.15%	—	-96.10%
40	MO	Altria Group INC	Stock-Consumer Staples	0.14%	-0.01%	—
41	ABBV	Abbvie INC	Stock-Healthcare	0.12%	—	—
42	AAPL	Apple INC	Stock-Tech	0.12%	-0.04%	—
43	CVX	Chevron CORP	Stock-Energy	0.12%	—	-6.06%
44	JNJ	Johnson & Johnson	Stock-Healthcare	0.11%	-0.02%	—
45	XOM	Exxon Mobil CORP	Stock-Energy	0.11%	—	-5.57%
46	WPC	Wp Carey INC	Stock-Real Estate	0.10%	—	—
47	CSCO	Cisco Systems INC	Stock-Tech	0.10%	—	—
48	KO	Coca-cola Co/the	Stock-Consumer Staples	0.09%	—	—
49	INTC	Intel CORP	Stock-Tech	0.09%	—	-20.60%
50	TSLA	Tesla INC	Stock-Consumer Disc	0.09%	+0.04%	—

1–50 of 170

Holding changes this quarter

Position changes disclosed by D. Scott Neal, INC. for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MDY	State Street Spdr S&p Midcap	+4.8%	+26.52%	Add
2	IWM	Ishares Russell 2000 ETF	+2.2%	+17.17%	Add
3	EFA	Ishares Msci Eafe ETF	+1.2%	+29.14%	Add
4	✓	Powershares Qqq Trust Ser 1	+0.7%	+5.07%	Add
5	SCHB	Schwab US Broad Market ETF	+0.7%	+42559.52%	Add
6	SCHX	Schwab US Large-cap ETF	+0.4%	+352.15%	Add
7	SCHH	Schwab US Reit ETF	+0.3%	+1122.89%	Add
8	✓	Claymore Exchange Trd Fd Tr	+0.2%	+23.82%	Add
9	PFE	Pfizer INC	+0.2%	+208.02%	Add
10	CAT	Caterpillar INC	+0.2%	—	Unchanged
11	SSO	Proshares Ultra S&p500	+0.1%	+1.65%	Add
12	QLD	Proshares Ultra Qqq	+0.1%	+0.36%	Add
13	AMN	Amn Healthcare Services INC	0%	+100.00%	Add
14	ANETEUR	Arista Networks INC	0%	—	Unchanged
15	MO	Altria Group INC	0%	—	Unchanged
16	AMZN	Amazon.com INC	0%	—	Unchanged
17	SPLKCHF	Splunk INC	0%	—	Unchanged
18	WMT	Walmart INC	0%	—	Unchanged
19	CSCO	Cisco Systems INC	0%	—	Unchanged
20	ALXN	Alexion Pharmaceuticals INC	0%	—	Unchanged
21	BRK-B	Berkshire Hathaway Inc-cl B	0%	-62.50%	Trim
22	✓	Proshares Tr	0%	—	Unchanged
23	AEP	American Electric Power Company, Inc.	0%	-16.08%	Trim
24	CWI	State Street Spdr Msci Acwi	0%	-18.74%	Trim
25	USB	US Bancorp	-0.2%	-86.77%	Trim
26	IGIB	Ishares 5-10y Inv Grade CORP	-0.4%	-2.56%	Trim
27	IVV	Ishares Core S&p 500 ETF	-0.6%	-28.49%	Trim
28	VYM	Vanguard High Dvd Yield ETF	-0.7%	-36.64%	Trim
29	IYR	Ishares US Real Estate ETF	-0.8%	-33.62%	Trim
30	IJH	Ishares Core S&p Midcap ETF	-0.9%	-84.51%	Trim
31	VNQ	Vanguard Real Estate ETF	-1%	-9.19%	Trim
32	IEF	Ishares 7-10 Year Treasury B	-1.8%	-18.90%	Trim
33	SPY	Ss Spdr S&p 500 ETF Trust-us	-2.4%	-32.63%	Trim
34	DVY	Ishares Select Dividend ETF	-3.6%	-96.10%	Trim
35	SPIB	Ss Spdr P Int C CORP ETF	—	NEW	New buy
36	VCIT	Vanguard Int-term Corporate	—	EXIT	Sold out
37	SPMD	Ss Spdr P S&p 400 Midcap ETF	—	NEW	New buy
38	QUAL	Ishares Msci USA Quality Fac	—	NEW	New buy
39	SPTM	Ss Spdr P S&p 1500 Comp ETF	—	NEW	New buy
40	GOF	Guggenheim Strategic Opportunities Fund	—	EXIT	Sold out
41	SPSM	Ss Spdr P S&p 600 Small Cap	—	NEW	New buy
42	VB	Vanguard Small-cap ETF	—	EXIT	Sold out
43	VTI	Vanguard Total Stock Mkt ETF	—	EXIT	Sold out
44	USRT	Ishares Core US Reit ETF	—	NEW	New buy
45	SPEM	State Street Sp Ptf Em ETF	—	NEW	New buy
46	VCSH	Vanguard S/t CORP Bond ETF	—	EXIT	Sold out
47	VEU	Vanguard Ftse All-world Ex-u	—	EXIT	Sold out
48	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	—	EXIT	Sold out
49	DOGUSD	Proshares Short Dow30	—	EXIT	Sold out
50	BIV	Vanguard Intermediate-term B	—	EXIT	Sold out