D. Scott Neal, INC. — Q1 2017 13F Holdings

Name: D. Scott Neal, INC. — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001596920

Total reported value

$216.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	10.76%	—	+7.21%
2	VNQ	Vanguard Real Estate ETF	ETF-Other	10.20%	—	+15.70%
3	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	9.97%	—	-2.98%
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	9.67%	+1.76%	+0.96%
5	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	9.39%	—	—
6	MDY	State Street Spdr S&p Midcap	ETF-Other	6.97%	-0.01%	+31.40%
7	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	6.97%	—	-0.76%
8	✓	Powershares Qqq Trust Ser 1	Stock-Other	5.98%	—	+6.15%
9	DVY	Ishares Select Dividend ETF	ETF-Other	5.21%	—	-3.46%
10	IYR	Ishares US Real Estate ETF	ETF-Other	3.13%	—	-2.17%
11	EFA	Ishares Msci Eafe ETF	ETF-Other	3.12%	—	-70.38%
12	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.78%	—	+55.31%
13	VYM	Vanguard High Dvd Yield ETF	ETF-Other	1.76%	—	+0.15%
14	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.93%	—	+5.72%
15	QLD	Proshares Ultra Qqq	ETF-Other	0.92%	+0.35%	-0.49%
16	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.90%	—	+12.31%
17	BLV	Vanguard Long-term Bond ETF	ETF-Other	0.88%	—	-6.36%
18	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.81%	—	-12.07%
19	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.72%	—	-66.76%
20	SSO	Proshares Ultra S&p500	ETF-Other	0.51%	+0.14%	+8.07%
21	CAT	Caterpillar INC	Stock-Industrials	0.48%	+0.29%	—
22	VB	Vanguard Small-cap ETF	ETF-Other	0.46%	—	+424.81%
23	SCHA	Schwab US Small-cap ETF	ETF-Other	0.44%	—	+4548.48%
24	SDS	ProShares UltraShort S&P500	Stock-Other	0.41%	—	—
25	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.39%	—	+339.75%
26	UWM	Proshares Ultra Russell2000	ETF-Other	0.38%	—	-9.08%
27	IBM	Intl Business Machines CORP	Stock-Tech	0.33%	—	-0.54%
28	SCHM	Schwab US Mid Cap ETF	ETF-Other	0.33%	—	+2243.48%
29	USB	US Bancorp	Stock-Financials	0.25%	—	+0.48%
30	PM	Philip Morris International	Stock-Consumer Staples	0.24%	—	—
31	XOM	Exxon Mobil CORP	Stock-Energy	0.23%	—	-10.23%
32	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.22%	—	+25.31%
33	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.20%	—	—
34	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	0.20%	—	—
35	BBTUSD	Bb&t CORP	Stock-Other	0.20%	—	—
36	TWMUSD	Proshares Ultrashort R2000	ETF-Other	0.17%	—	-10.35%
37	ALXN	Alexion Pharmaceuticals INC	Stock-Other	0.16%	—	—
38	MO	Altria Group INC	Stock-Consumer Staples	0.15%	-0.01%	—
39	CWI	State Street Spdr Msci Acwi	ETF-Other	0.15%	—	+8407.69%
40	CSCO	Cisco Systems INC	Stock-Tech	0.13%	—	—
41	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.13%	—	—
42	ANETEUR	Arista Networks INC	Stock-Other	0.13%	—	—
43	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.12%	—	+2137.22%
44	ABBV	Abbvie INC	Stock-Healthcare	0.12%	—	—
45	INTC	Intel CORP	Stock-Tech	0.11%	—	-5.21%
46	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.11%	—	—
47	TSLA	Tesla INC	Stock-Consumer Disc	0.11%	+0.04%	—
48	SPLKCHF	Splunk INC	Stock-Other	0.11%	—	—
49	CVX	Chevron CORP	Stock-Energy	0.11%	—	—
50	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.11%	+0.06%	—

1–50 of 167

Holding changes this quarter

Position changes disclosed by D. Scott Neal, INC. for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MDY	State Street Spdr S&p Midcap	+1.3%	+31.40%	Add
2	IVV	Ishares Core S&p 500 ETF	+0.6%	+55.31%	Add
3	VNQ	Vanguard Real Estate ETF	+0.5%	+15.70%	Add
4	SCHA	Schwab US Small-cap ETF	+0.4%	+4548.48%	Add
5	✓	Powershares Qqq Trust Ser 1	+0.4%	+6.15%	Add
6	VB	Vanguard Small-cap ETF	+0.4%	+424.81%	Add
7	SCHM	Schwab US Mid Cap ETF	+0.3%	+2243.48%	Add
8	IJH	Ishares Core S&p Midcap ETF	+0.3%	+339.75%	Add
9	CWI	State Street Spdr Msci Acwi	+0.2%	+8407.69%	Add
10	VEU	Vanguard Ftse All-world Ex-u	+0.1%	+2137.22%	Add
11	QLD	Proshares Ultra Qqq	+0.1%	-0.49%	Trim
12	SSO	Proshares Ultra S&p500	0%	+8.07%	Add
13	PG	Procter & Gamble Co/the	0%	+25.31%	Add
14	PM	Philip Morris International	0%	—	Unchanged
15	ANETEUR	Arista Networks INC	0%	—	Unchanged
16	VCSH	Vanguard S/t CORP Bond ETF	0%	+12.31%	Add
17	TSLA	Tesla INC	0%	—	Unchanged
18	SPLKCHF	Splunk INC	0%	—	Unchanged
19	AMZN	Amazon.com INC	0%	—	Unchanged
20	ORCL	Oracle CORP	0%	—	Unchanged
21	CMG	Chipotle Mexican Grill INC	0%	—	Unchanged
22	CSCO	Cisco Systems INC	—	—	Unchanged
23	REYN	Reynolds Consumer Products Inc.	—	—	Unchanged
24	CL	Colgate-palmolive Co	—	—	Unchanged
25	JNJ	Johnson & Johnson	—	—	Unchanged
26	GOOG	Alphabet Inc-cl C	—	—	Unchanged
27	BIV	Vanguard Intermediate-term B	0%	-34.99%	Trim
28	GILD	Gilead Sciences INC	0%	-18.38%	Trim
29	IBM	Intl Business Machines CORP	0%	-0.54%	Trim
30	CBRL	Cracker Barrel Old Country	0%	-25.12%	Trim
31	CVX	Chevron CORP	0%	—	Unchanged
32	BBTUSD	Bb&t CORP	0%	—	Unchanged
33	GOF	Guggenheim Strategic Opportunities Fund	0%	+5.72%	Add
34	AEP	American Electric Power Company, Inc.	0%	—	Unchanged
35	TWMUSD	Proshares Ultrashort R2000	-0.1%	-10.35%	Trim
36	UWM	Proshares Ultra Russell2000	-0.1%	-9.08%	Trim
37	XOM	Exxon Mobil CORP	-0.1%	-10.23%	Trim
38	SDS	ProShares UltraShort S&P500	-0.1%	—	Unchanged
39	VYM	Vanguard High Dvd Yield ETF	-0.1%	+0.15%	Add
40	BLV	Vanguard Long-term Bond ETF	-0.2%	-6.36%	Trim
41	IEI	Ishares 3-7 Year Treasury Bo	-0.2%	-12.07%	Trim
42	IGIB	Ishares 5-10y Inv Grade CORP	-0.3%	+7.21%	Add
43	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.4%	+0.96%	Add
44	DVY	Ishares Select Dividend ETF	-0.6%	-3.46%	Trim
45	IWM	Ishares Russell 2000 ETF	-0.7%	-0.76%	Trim
46	IEF	Ishares 7-10 Year Treasury B	-1.3%	-2.98%	Trim
47	VTI	Vanguard Total Stock Mkt ETF	-1.6%	-66.76%	Trim
48	EFA	Ishares Msci Eafe ETF	-7.7%	-70.38%	Trim
49	TLT	Ishares 20+ Year Treasury Bd	—	NEW	New buy
50	SCHH	Schwab US Reit ETF	—	NEW	New buy