D. Scott Neal, INC. — Q4 2016 13F Holdings

Name: D. Scott Neal, INC. — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001596920

Total reported value

$216.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	11.28%	—	-2.74%
2	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	11.03%	—	-2.92%
3	EFA	Ishares Msci Eafe ETF	ETF-Other	10.78%	—	+392.41%
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	10.04%	+1.76%	-3.16%
5	VNQ	Vanguard Real Estate ETF	ETF-Other	9.74%	—	+3.04%
6	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	7.62%	—	-2.67%
7	DVY	Ishares Select Dividend ETF	ETF-Other	5.81%	—	-1.55%
8	MDY	State Street Spdr S&p Midcap	ETF-Other	5.67%	-0.01%	-2.75%
9	✓	Powershares Qqq Trust Ser 1	Stock-Other	5.58%	—	-4.84%
10	IYR	Ishares US Real Estate ETF	ETF-Other	3.46%	—	-8.42%
11	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.29%	—	+10.50%
12	VYM	Vanguard High Dvd Yield ETF	ETF-Other	1.89%	—	+23.85%
13	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.20%	—	-1.86%
14	BLV	Vanguard Long-term Bond ETF	ETF-Other	1.03%	—	-43.08%
15	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	1.02%	—	—
16	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.97%	—	—
17	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.88%	—	-5.09%
18	QLD	Proshares Ultra Qqq	ETF-Other	0.82%	+0.35%	—
19	CAT	Caterpillar INC	Stock-Industrials	0.53%	+0.29%	—
20	SDS	ProShares UltraShort S&P500	Stock-Other	0.51%	—	—
21	SSO	Proshares Ultra S&p500	ETF-Other	0.47%	+0.14%	-2.06%
22	UWM	Proshares Ultra Russell2000	ETF-Other	0.45%	—	-0.53%
23	IBM	Intl Business Machines CORP	Stock-Tech	0.35%	—	+30.02%
24	XOM	Exxon Mobil CORP	Stock-Energy	0.31%	—	+10.74%
25	USB	US Bancorp	Stock-Financials	0.27%	—	-0.77%
26	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.24%	—	+31.94%
27	BBTUSD	Bb&t CORP	Stock-Other	0.23%	—	—
28	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	0.22%	—	-57.74%
29	TWMUSD	Proshares Ultrashort R2000	ETF-Other	0.22%	—	—
30	PM	Philip Morris International	Stock-Consumer Staples	0.21%	—	—
31	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.18%	—	+0.20%
32	ALXN	Alexion Pharmaceuticals INC	Stock-Other	0.17%	—	—
33	MO	Altria Group INC	Stock-Consumer Staples	0.16%	-0.01%	—
34	INTC	Intel CORP	Stock-Tech	0.13%	—	+3.63%
35	CSCO	Cisco Systems INC	Stock-Tech	0.13%	—	—
36	CVX	Chevron CORP	Stock-Energy	0.13%	—	+126.09%
37	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.13%	—	—
38	ABBV	Abbvie INC	Stock-Healthcare	0.13%	—	—
39	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.12%	—	—
40	✓	Delta Natural Gas Co INC	Stock-Other	0.11%	—	—
41	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.11%	+0.06%	-4.76%
42	JNJ	Johnson & Johnson	Stock-Healthcare	0.10%	-0.02%	—
43	ANETEUR	Arista Networks INC	Stock-Other	0.10%	—	—
44	KO	Coca-cola Co/the	Stock-Consumer Staples	0.10%	—	—
45	CL	Colgate-palmolive Co	Stock-Consumer Staples	0.10%	—	-1.82%
46	SPLKCHF	Splunk INC	Stock-Other	0.10%	—	—
47	TSLA	Tesla INC	Stock-Consumer Disc	0.09%	+0.04%	+9.30%
48	VB	Vanguard Small-cap ETF	ETF-Other	0.09%	—	+982.11%
49	AAPL	Apple INC	Stock-Tech	0.09%	-0.04%	-4.24%
50	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.09%	—	—

1–50 of 170

Holding changes this quarter

Position changes disclosed by D. Scott Neal, INC. for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	EFA	Ishares Msci Eafe ETF	+8.3%	+392.41%	Add
2	VYM	Vanguard High Dvd Yield ETF	+0.3%	+23.85%	Add
3	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+10.50%	Add
4	VB	Vanguard Small-cap ETF	+0.1%	+982.11%	Add
5	CVX	Chevron CORP	+0.1%	+126.09%	Add
6	IBM	Intl Business Machines CORP	+0.1%	+30.02%	Add
7	AEP	American Electric Power Company, Inc.	+0.1%	+31.94%	Add
8	UWM	Proshares Ultra Russell2000	0%	-0.53%	Trim
9	BBTUSD	Bb&t CORP	0%	—	Unchanged
10	ORCL	Oracle CORP	0%	+84.41%	Add
11	USB	US Bancorp	0%	-0.77%	Trim
12	T	At&t INC	0%	+272.33%	Add
13	XOM	Exxon Mobil CORP	0%	+10.74%	Add
14	✓	Delta Natural Gas Co INC	0%	—	Unchanged
15	REYN	Reynolds Consumer Products Inc.	0%	—	Unchanged
16	NEE	Nextera Energy INC	0%	+125.88%	Add
17	ANETEUR	Arista Networks INC	—	—	Unchanged
18	TSLA	Tesla INC	—	+9.30%	Add
19	AMZN	Amazon.com INC	0%	-3.23%	Trim
20	DUK	Duke Energy CORP	0%	-86.61%	Trim
21	CAT	Caterpillar INC	0%	—	Unchanged
22	SSO	Proshares Ultra S&p500	0%	-2.06%	Trim
23	CL	Colgate-palmolive Co	0%	-1.82%	Trim
24	SPLKCHF	Splunk INC	0%	—	Unchanged
25	PG	Procter & Gamble Co/the	0%	+0.20%	Add
26	PM	Philip Morris International	0%	—	Unchanged
27	AMN	Amn Healthcare Services INC	-0.1%	-66.67%	Trim
28	IVV	Ishares Core S&p 500 ETF	-0.1%	-1.86%	Trim
29	VCSH	Vanguard S/t CORP Bond ETF	-0.2%	-5.09%	Trim
30	IWM	Ishares Russell 2000 ETF	-0.3%	-2.67%	Trim
31	MDY	State Street Spdr S&p Midcap	-0.3%	-2.75%	Trim
32	SPSB	Ss Spdr P St C CORP ETF	-0.4%	-57.74%	Trim
33	DVY	Ishares Select Dividend ETF	-0.5%	-1.55%	Trim
34	✓	Powershares Qqq Trust Ser 1	-0.9%	-4.84%	Trim
35	IYR	Ishares US Real Estate ETF	-0.9%	-8.42%	Trim
36	BLV	Vanguard Long-term Bond ETF	-1.2%	-43.08%	Trim
37	VNQ	Vanguard Real Estate ETF	-1.2%	+3.04%	Add
38	IGIB	Ishares 5-10y Inv Grade CORP	-1.9%	-2.92%	Trim
39	IEF	Ishares 7-10 Year Treasury B	-2.4%	-2.74%	Trim
40	IEI	Ishares 3-7 Year Treasury Bo	—	NEW	New buy
41	GOF	Guggenheim Strategic Opportunities Fund	—	NEW	New buy
42	SDS	ProShares UltraShort S&P500	—	NEW	New buy
43	TWMUSD	Proshares Ultrashort R2000	—	NEW	New buy
44	IJH	Ishares Core S&p Midcap ETF	—	NEW	New buy
45	UGI	Ugi CORP	—	EXIT	Sold out
46	LXKEUR	Lexmark International Inc-a	—	EXIT	Sold out
47	PNC	Pnc Financial Services Group	—	NEW	New buy
48	✓	Solarcity CORP	—	EXIT	Sold out
49	SCHM	Schwab US Mid Cap ETF	—	NEW	New buy
50	TLT	Ishares 20+ Year Treasury Bd	—	EXIT	Sold out