D. Scott Neal, INC. — Q3 2016 13F Holdings

Name: D. Scott Neal, INC. — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001596920

Total reported value

$216.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	13.64%	—	-1.05%
2	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	12.88%	—	+1.94%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	11.05%	+1.76%	-1.93%
4	VNQ	Vanguard Real Estate ETF	ETF-Other	10.95%	—	+20.81%
5	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	7.94%	—	+34.25%
6	✓	Powershares Qqq Trust Ser 1	Stock-Other	6.47%	—	-3.58%
7	DVY	Ishares Select Dividend ETF	ETF-Other	6.29%	—	+47.19%
8	MDY	State Street Spdr S&p Midcap	ETF-Other	6.01%	-0.01%	-2.30%
9	IYR	Ishares US Real Estate ETF	ETF-Other	4.37%	—	-9.39%
10	EFA	Ishares Msci Eafe ETF	ETF-Other	2.47%	—	-3.48%
11	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.21%	—	—
12	BLV	Vanguard Long-term Bond ETF	ETF-Other	2.20%	—	—
13	VYM	Vanguard High Dvd Yield ETF	ETF-Other	1.60%	—	—
14	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.30%	—	+27.18%
15	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	1.04%	—	+0.95%
16	QLD	Proshares Ultra Qqq	ETF-Other	0.91%	+0.35%	-6.04%
17	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	0.58%	—	-6.61%
18	CAT	Caterpillar INC	Stock-Industrials	0.56%	+0.29%	-0.65%
19	SSO	Proshares Ultra S&p500	ETF-Other	0.50%	+0.14%	+3.49%
20	UWM	Proshares Ultra Russell2000	ETF-Other	0.42%	—	+227.25%
21	XOM	Exxon Mobil CORP	Stock-Energy	0.30%	—	-34.54%
22	IBM	Intl Business Machines CORP	Stock-Tech	0.29%	—	+29.37%
23	USB	US Bancorp	Stock-Financials	0.25%	—	-1.05%
24	PM	Philip Morris International	Stock-Consumer Staples	0.25%	—	+11992.59%
25	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.21%	—	+22.28%
26	BBTUSD	Bb&t CORP	Stock-Other	0.20%	—	-0.97%
27	ALXN	Alexion Pharmaceuticals INC	Stock-Other	0.19%	—	—
28	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.19%	—	+6.87%
29	MO	Altria Group INC	Stock-Consumer Staples	0.16%	-0.01%	+8062.50%
30	CSCO	Cisco Systems INC	Stock-Tech	0.15%	—	—
31	INTC	Intel CORP	Stock-Tech	0.15%	—	+1.33%
32	ABBV	Abbvie INC	Stock-Healthcare	0.14%	—	+42.72%
33	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.14%	—	-60.19%
34	CL	Colgate-palmolive Co	Stock-Consumer Staples	0.13%	—	—
35	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.13%	+0.06%	—
36	SPLKCHF	Splunk INC	Stock-Other	0.13%	—	—
37	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.12%	—	+5888.89%
38	JNJ	Johnson & Johnson	Stock-Healthcare	0.12%	-0.02%	-30.60%
39	KO	Coca-cola Co/the	Stock-Consumer Staples	0.11%	—	-0.58%
40	WPC	Wp Carey INC	Stock-Real Estate	0.11%	—	—
41	AAPL	Apple INC	Stock-Tech	0.11%	-0.04%	+701.33%
42	AMZN	Amazon.com INC	Stock-Consumer Disc	0.10%	-0.03%	+3000.00%
43	ANETEUR	Arista Networks INC	Stock-Other	0.10%	—	—
44	✓	Delta Natural Gas Co INC	Stock-Other	0.10%	—	—
45	TSLA	Tesla INC	Stock-Consumer Disc	0.09%	+0.04%	—
46	HD	Home Depot INC	Stock-Consumer Disc	0.09%	-0.03%	-12.92%
47	MMS	Maximus INC	Stock-Industrials	0.09%	—	—
48	MSFT	Microsoft CORP	Stock-Tech	0.09%	+0.22%	+0.10%
49	ICE	Intercontinental Exchange In	Stock-Financials	0.08%	—	—
50	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	0.08%	—	—

1–50 of 179

Holding changes this quarter

Position changes disclosed by D. Scott Neal, INC. for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWM	Ishares Russell 2000 ETF	+1.8%	+34.25%	Add
2	DVY	Ishares Select Dividend ETF	+1.5%	+47.19%	Add
3	VNQ	Vanguard Real Estate ETF	+0.5%	+20.81%	Add
4	UWM	Proshares Ultra Russell2000	+0.3%	+227.25%	Add
5	PM	Philip Morris International	+0.3%	+11992.59%	Add
6	IVV	Ishares Core S&p 500 ETF	+0.2%	+27.18%	Add
7	MO	Altria Group INC	+0.2%	+8062.50%	Add
8	REYN	Reynolds Consumer Products Inc.	+0.1%	+5888.89%	Add
9	AMZN	Amazon.com INC	+0.1%	+3000.00%	Add
10	AAPL	Apple INC	+0.1%	+701.33%	Add
11	KHC	Kraft Heinz Co/the	+0.1%	+2596.77%	Add
12	IBM	Intl Business Machines CORP	+0.1%	+29.37%	Add
13	KMB	Kimberly-clark CORP	0%	+4440.00%	Add
14	PG	Procter & Gamble Co/the	0%	+22.28%	Add
15	ABBV	Abbvie INC	0%	+42.72%	Add
16	ABT	Abbott Laboratories	0%	+142.57%	Add
17	CAT	Caterpillar INC	0%	-0.65%	Trim
18	CVX	Chevron CORP	0%	+67.73%	Add
19	QLD	Proshares Ultra Qqq	0%	-6.04%	Trim
20	INTC	Intel CORP	0%	+1.33%	Add
21	SSO	Proshares Ultra S&p500	—	+3.49%	Add
22	BIV	Vanguard Intermediate-term B	-0.1%	-45.07%	Trim
23	JNJ	Johnson & Johnson	-0.1%	-30.60%	Trim
24	UGI	Ugi CORP	-0.1%	-50.00%	Trim
25	SPSB	Ss Spdr P St C CORP ETF	-0.1%	-6.61%	Trim
26	SHY	Ishares 1-3 Year Treasury Bo	-0.3%	-60.19%	Trim
27	XOM	Exxon Mobil CORP	-0.3%	-34.54%	Trim
28	EFA	Ishares Msci Eafe ETF	-0.3%	-3.48%	Trim
29	SCHF	Schwab Intl Equity ETF	-0.3%	-99.98%	Trim
30	✓	Powershares Qqq Trust Ser 1	-0.4%	-3.58%	Trim
31	SCHB	Schwab US Broad Market ETF	-0.5%	-99.97%	Trim
32	SCHR	Schwab Intermediate-term US	-0.5%	-99.98%	Trim
33	MDY	State Street Spdr S&p Midcap	-0.7%	-2.30%	Trim
34	IYR	Ishares US Real Estate ETF	-1.2%	-9.39%	Trim
35	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.3%	-1.93%	Trim
36	IGIB	Ishares 5-10y Inv Grade CORP	-1.4%	+1.94%	Add
37	IEF	Ishares 7-10 Year Treasury B	-2.1%	-1.05%	Trim
38	VTI	Vanguard Total Stock Mkt ETF	—	NEW	New buy
39	BLV	Vanguard Long-term Bond ETF	—	NEW	New buy
40	VYM	Vanguard High Dvd Yield ETF	—	NEW	New buy
41	VGIT	Vanguard Intermediate-term T	—	EXIT	Sold out
42	IWB	Ishares Russell 1000 ETF	—	EXIT	Sold out
43	VEU	Vanguard Ftse All-world Ex-u	—	EXIT	Sold out
44	AXP	American Express Company	—	EXIT	Sold out
45	ANETEUR	Arista Networks INC	—	NEW	New buy
46	VBK	Vanguard Small-cap Grwth ETF	—	EXIT	Sold out
47	MDLZ	Mondelez International Inc-a	—	NEW	New buy
48	AMN	Amn Healthcare Services INC	—	NEW	New buy
49	✓	Linkedin CORP	—	EXIT	Sold out
50	VONG	Vanguard Russell 1000 Growth	—	EXIT	Sold out