D. Scott Neal, INC. — Q1 2016 13F Holdings

Name: D. Scott Neal, INC. — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001596920

Total reported value

$216.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	16.48%	—	-17.80%
2	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	14.86%	—	-1.91%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	12.98%	+1.76%	-22.55%
4	VNQ	Vanguard Real Estate ETF	ETF-Other	9.65%	—	-9.22%
5	✓	Powershares Qqq Trust Ser 1	Stock-Other	7.37%	—	-35.83%
6	MDY	State Street Spdr S&p Midcap	ETF-Other	6.74%	-0.01%	-16.58%
7	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	6.02%	—	-9.49%
8	IYR	Ishares US Real Estate ETF	ETF-Other	5.00%	—	-10.93%
9	DVY	Ishares Select Dividend ETF	ETF-Other	4.58%	—	-8.79%
10	EFA	Ishares Msci Eafe ETF	ETF-Other	2.74%	—	-7.23%
11	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	1.20%	—	-26.12%
12	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	1.03%	—	-37.95%
13	QLD	Proshares Ultra Qqq	ETF-Other	0.68%	+0.35%	-30.63%
14	SCHR	Schwab Intermediate-term US	ETF-Other	0.58%	—	-4.40%
15	CAT	Caterpillar INC	Stock-Industrials	0.58%	+0.29%	—
16	XOM	Exxon Mobil CORP	Stock-Energy	0.52%	—	+0.39%
17	SSO	Proshares Ultra S&p500	ETF-Other	0.51%	+0.14%	—
18	VGIT	Vanguard Intermediate-term T	ETF-Other	0.51%	—	-6.65%
19	SCHB	Schwab US Broad Market ETF	ETF-Other	0.50%	—	-12.43%
20	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.50%	—	+129.10%
21	IWB	Ishares Russell 1000 ETF	ETF-Other	0.49%	—	-18.79%
22	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.41%	—	—
23	SCHF	Schwab Intl Equity ETF	ETF-Other	0.33%	—	-7.17%
24	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.29%	—	—
25	USB	US Bancorp	Stock-Financials	0.29%	—	+0.56%
26	IBM	Intl Business Machines CORP	Stock-Tech	0.27%	—	-0.21%
27	✓	Alexion Pharmaceuticals INC Com	Stock-Other	0.26%	—	—
28	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.22%	—	—
29	✓	Bb & T CORP	Stock-Other	0.22%	—	—
30	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.19%	—	+1.20%
31	JNJ	Johnson & Johnson	Stock-Healthcare	0.18%	-0.02%	+0.68%
32	INTC	Intel CORP	Stock-Tech	0.15%	—	+5.34%
33	KO	Coca-cola Co/the	Stock-Consumer Staples	0.15%	—	+0.59%
34	UGI	Ugi CORP	Stock-Utilities	0.15%	—	—
35	CL	Colgate-palmolive Co	Stock-Consumer Staples	0.15%	—	—
36	BIV	Vanguard Intermediate-term B	ETF-Other	0.14%	—	—
37	HD	Home Depot INC	Stock-Consumer Disc	0.14%	-0.03%	—
38	WPC	Wp Carey INC	Stock-Real Estate	0.13%	—	—
39	AXP	American Express Company	Stock-Financials	0.13%	—	-3.85%
40	SPLKCHF	Splunk INC	Stock-Other	0.13%	—	—
41	✓	Delta Natural Gas Co INC	Stock-Other	0.12%	—	—
42	CSCO	Cisco Systems INC	Stock-Tech	0.11%	—	—
43	TSLA	Tesla INC	Stock-Consumer Disc	0.10%	+0.04%	—
44	MMS	Maximus INC	Stock-Industrials	0.10%	—	—
45	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	0.10%	—	—
46	MSFT	Microsoft CORP	Stock-Tech	0.09%	+0.22%	+0.11%
47	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.09%	-0.01%	—
48	PEP	Pepsico INC	Stock-Consumer Staples	0.08%	—	+0.69%
49	ED	Consolidated Edison INC	Stock-Utilities	0.07%	—	—
50	PFE	Pfizer INC	Stock-Healthcare	0.07%	—	—

1–50 of 173

Holding changes this quarter

Position changes disclosed by D. Scott Neal, INC. for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IGIB	Ishares 5-10y Inv Grade CORP	+2.3%	-1.91%	Trim
2	VNQ	Vanguard Real Estate ETF	+1.1%	-9.22%	Trim
3	DVY	Ishares Select Dividend ETF	+0.7%	-8.79%	Trim
4	IYR	Ishares US Real Estate ETF	+0.4%	-10.93%	Trim
5	IVV	Ishares Core S&p 500 ETF	+0.3%	+129.10%	Add
6	IWM	Ishares Russell 2000 ETF	+0.3%	-9.49%	Trim
7	IEF	Ishares 7-10 Year Treasury B	+0.2%	-17.80%	Trim
8	EFA	Ishares Msci Eafe ETF	+0.2%	-7.23%	Trim
9	CAT	Caterpillar INC	+0.2%	—	Unchanged
10	MDY	State Street Spdr S&p Midcap	+0.1%	-16.58%	Trim
11	XOM	Exxon Mobil CORP	+0.1%	+0.39%	Add
12	IBM	Intl Business Machines CORP	+0.1%	-0.21%	Trim
13	VGIT	Vanguard Intermediate-term T	+0.1%	-6.65%	Trim
14	UGI	Ugi CORP	+0.1%	—	Unchanged
15	USB	US Bancorp	0%	+0.56%	Add
16	SCHB	Schwab US Broad Market ETF	0%	-12.43%	Trim
17	SCHF	Schwab Intl Equity ETF	0%	-7.17%	Trim
18	ABBV	Abbvie INC	0%	+70.92%	Add
19	SPLKCHF	Splunk INC	—	—	Unchanged
20	IWB	Ishares Russell 1000 ETF	0%	-18.79%	Trim
21	AXP	American Express Company	0%	-3.85%	Trim
22	PCRX	Pacira Biosciences INC	0%	-50.00%	Trim
23	IWF	Ishares Russell 1000 Growth	0%	-25.69%	Trim
24	IWD	Ishares Russell 1000 Value E	0%	-50.85%	Trim
25	GILD	Gilead Sciences INC	0%	-26.88%	Trim
26	✓	Linkedin CORP	0%	—	Unchanged
27	CERNCHF	Cerner CORP	0%	-49.91%	Trim
28	BIIB	Biogen INC	0%	-50.00%	Trim
29	VCSH	Vanguard S/t CORP Bond ETF	-0.2%	-26.12%	Trim
30	QLD	Proshares Ultra Qqq	-0.2%	-30.63%	Trim
31	SPSB	Ss Spdr P St C CORP ETF	-0.4%	-37.95%	Trim
32	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.1%	-22.55%	Trim
33	✓	Powershares Qqq Trust Ser 1	-2.6%	-35.83%	Trim
34	OILUSD	Ipath S&p Gsci Crude Oil Tr	—	EXIT	Sold out
35	ALXN	Alexion Pharmaceuticals INC	—	EXIT	Sold out
36	✓	Alexion Pharmaceuticals INC Com	—	NEW	New buy
37	BBTUSD	Bb&t CORP	—	EXIT	Sold out
38	✓	Bb & T CORP	—	NEW	New buy
39	WPC	Wp Carey INC	—	NEW	New buy
40	BNY	Bank Of New York Mellon CORP	—	EXIT	Sold out
41	✓	Bank Of New York Mellon CORP C	—	NEW	New buy
42	XLE	Ss Energy Select Sector	—	NEW	New buy
43	ABT	Abbott Laboratories	—	EXIT	Sold out
44	AMT	TD Ameritrade Holding CORP	—	NEW	New buy
45	ABT	Abbott Laboratories	—	NEW	New buy
46	XBI	Ss Spdr S&p Biotech ETF	—	NEW	New buy
47	APD	Air Products and Chemicals, Inc.	—	NEW	New buy
48	AMT	American Tower CORP	—	NEW	New buy
49	APD	Air Products & Chemicals INC	—	EXIT	Sold out
50	ADP	Automatic Data Processing, Inc.	—	NEW	New buy