D. Scott Neal, INC. — Q3 2014 13F Holdings

Name: D. Scott Neal, INC. — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001596920

Total reported value

$216.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	16.11%	—	+1.48%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	15.11%	+1.76%	-9.00%
3	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	12.42%	—	+29.24%
4	✓	Powershares Qqq Trust Ser 1	Stock-Other	9.28%	—	+92.23%
5	VNQ	Vanguard Real Estate ETF	ETF-Other	8.57%	—	+5.38%
6	IYR	Ishares US Real Estate ETF	ETF-Other	6.87%	—	-0.84%
7	MDY	State Street Spdr S&p Midcap	ETF-Other	6.29%	-0.01%	-32.35%
8	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	5.23%	—	+1.59%
9	EFA	Ishares Msci Eafe ETF	ETF-Other	3.48%	—	+24.39%
10	DVY	Ishares Select Dividend ETF	ETF-Other	2.93%	—	+28.84%
11	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	2.77%	—	+39.78%
12	QLD	Proshares Ultra Qqq	ETF-Other	1.80%	+0.35%	+12.47%
13	SCHR	Schwab Intermediate-term US	ETF-Other	0.97%	—	-1.80%
14	SCHB	Schwab US Broad Market ETF	ETF-Other	0.76%	—	-1.43%
15	XOM	Exxon Mobil CORP	Stock-Energy	0.68%	—	-0.53%
16	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.66%	—	+47.42%
17	SCHF	Schwab Intl Equity ETF	ETF-Other	0.60%	—	-0.98%
18	MRK	Merck & Co. INC.	Stock-Healthcare	0.59%	-0.11%	EXIT
19	CAT	Caterpillar INC	Stock-Industrials	0.51%	+0.29%	+1.79%
20	IWB	Ishares Russell 1000 ETF	ETF-Other	0.49%	—	+4.95%
21	VGIT	Vanguard Intermediate-term T	ETF-Other	0.47%	—	-6.95%
22	SSO	Proshares Ultra S&p500	ETF-Other	0.46%	+0.14%	—
23	MBB	Ishares Mbs ETF	ETF-Other	0.43%	—	-8.79%
24	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.38%	—	-0.36%
25	JNJ	Johnson & Johnson	Stock-Healthcare	0.35%	-0.02%	—
26	✓	Sxc Health Solutions	Stock-Other	0.34%	—	—
27	IBM	Intl Business Machines CORP	Stock-Tech	0.28%	—	—
28	ALXN	Alexion Pharmaceuticals INC	Stock-Other	0.26%	—	—
29	USB	US Bancorp	Stock-Financials	0.25%	—	+15.77%
30	BBTUSD	Bb&t CORP	Stock-Other	0.24%	—	—
31	FLOT	Ishares Floating Rate Bond E	ETF-Other	0.22%	—	-12.57%
32	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.20%	—	—

Holding changes this quarter

Position changes disclosed by D. Scott Neal, INC. for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Powershares Qqq Trust Ser 1	+4.7%	+92.23%	Add
2	IEF	Ishares 7-10 Year Treasury B	+2.9%	+29.24%	Add
3	VWO	Vanguard Ftse Emerging Marke	+0.7%	+39.78%	Add
4	DVY	Ishares Select Dividend ETF	+0.6%	+28.84%	Add
5	EFA	Ishares Msci Eafe ETF	+0.5%	+24.39%	Add
6	QLD	Proshares Ultra Qqq	+0.4%	+12.47%	Add
7	SHY	Ishares 1-3 Year Treasury Bo	+0.2%	+47.42%	Add
8	IGIB	Ishares 5-10y Inv Grade CORP	+0.2%	+1.48%	Add
9	VNQ	Vanguard Real Estate ETF	+0.2%	+5.38%	Add
10	USB	US Bancorp	0%	+15.77%	Add
11	IWB	Ishares Russell 1000 ETF	0%	+4.95%	Add
12	MRK	Merck & Co. INC.	0%	—	Unchanged
13	IBM	Intl Business Machines CORP	0%	—	Unchanged
14	PG	Procter & Gamble Co/the	0%	—	Unchanged
15	SSO	Proshares Ultra S&p500	0%	—	Unchanged
16	JNJ	Johnson & Johnson	0%	—	Unchanged
17	SCHR	Schwab Intermediate-term US	0%	-1.80%	Trim
18	✓	Sxc Health Solutions	0%	—	Unchanged
19	SCHB	Schwab US Broad Market ETF	0%	-1.43%	Trim
20	VEU	Vanguard Ftse All-world Ex-u	0%	-0.36%	Trim
21	VGIT	Vanguard Intermediate-term T	0%	-6.95%	Trim
22	FLOT	Ishares Floating Rate Bond E	0%	-12.57%	Trim
23	XOM	Exxon Mobil CORP	0%	-0.53%	Trim
24	SCHF	Schwab Intl Equity ETF	0%	-0.98%	Trim
25	MBB	Ishares Mbs ETF	0%	-8.79%	Trim
26	CAT	Caterpillar INC	0%	+1.79%	Add
27	IYR	Ishares US Real Estate ETF	-0.3%	-0.84%	Trim
28	IWM	Ishares Russell 2000 ETF	-0.3%	+1.59%	Add
29	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.3%	-9.00%	Trim
30	MDY	State Street Spdr S&p Midcap	-3.4%	-32.35%	Trim
31	KRE	Ss Spdr S&p Regional Bank	—	EXIT	Sold out
32	ALXN	Alexion Pharmaceuticals INC	—	NEW	New buy
33	✓	Alexion Pharmaceuticals INC Com	—	EXIT	Sold out
34	BBTUSD	Bb&t CORP	—	NEW	New buy
35	AEP	American Electric Power Company, Inc.	—	EXIT	Sold out
36	UWM	Proshares Ultra Russell2000	—	EXIT	Sold out