D. Scott Neal, INC. — Q2 2014 13F Holdings

Name: D. Scott Neal, INC. — 13F Holdings, Q2 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001596920

Total reported value

$216.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	16.38%	+1.76%	-4.53%
2	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	15.90%	—	+1521.59%
3	MDY	State Street Spdr S&p Midcap	ETF-Other	9.66%	-0.01%	+154.71%
4	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	9.55%	—	+637.91%
5	VNQ	Vanguard Real Estate ETF	ETF-Other	8.42%	—	+17.05%
6	IYR	Ishares US Real Estate ETF	ETF-Other	7.14%	—	-10.52%
7	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	5.56%	—	+12.81%
8	KRE	Ss Spdr S&p Regional Bank	ETF-Other	4.86%	—	-22.00%
9	✓	Powershares Qqq Trust Ser 1	Stock-Other	4.56%	—	+20.45%
10	EFA	Ishares Msci Eafe ETF	ETF-Other	2.96%	—	+6.32%
11	DVY	Ishares Select Dividend ETF	ETF-Other	2.36%	—	-0.88%
12	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	2.04%	—	-1.15%
13	QLD	Proshares Ultra Qqq	ETF-Other	1.44%	+0.35%	+37.56%
14	SCHR	Schwab Intermediate-term US	ETF-Other	0.98%	—	+13.28%
15	SCHB	Schwab US Broad Market ETF	ETF-Other	0.77%	—	+28.29%
16	XOM	Exxon Mobil CORP	Stock-Energy	0.72%	—	+5.33%
17	SCHF	Schwab Intl Equity ETF	ETF-Other	0.64%	—	+26.37%
18	MRK	Merck & Co. INC.	Stock-Healthcare	0.57%	-0.11%	EXIT
19	CAT	Caterpillar INC	Stock-Industrials	0.55%	+0.29%	+0.55%
20	VGIT	Vanguard Intermediate-term T	ETF-Other	0.50%	—	-0.25%
21	IWB	Ishares Russell 1000 ETF	ETF-Other	0.47%	—	+49.24%
22	MBB	Ishares Mbs ETF	ETF-Other	0.47%	—	—
23	SSO	Proshares Ultra S&p500	ETF-Other	0.45%	+0.14%	+10.63%
24	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.45%	—	-4.09%
25	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.40%	—	+29.06%
26	✓	Sxc Health Solutions	Stock-Other	0.35%	—	—
27	JNJ	Johnson & Johnson	Stock-Healthcare	0.34%	-0.02%	—
28	IBM	Intl Business Machines CORP	Stock-Tech	0.26%	—	-3.39%
29	FLOT	Ishares Floating Rate Bond E	ETF-Other	0.25%	—	-54.39%
30	✓	Alexion Pharmaceuticals INC Com	Stock-Other	0.25%	—	—
31	USB	US Bancorp	Stock-Financials	0.22%	—	+0.57%
32	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.19%	—	—
33	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.18%	—	—
34	UWM	Proshares Ultra Russell2000	ETF-Other	0.17%	—	-9.04%

Holding changes this quarter

Position changes disclosed by D. Scott Neal, INC. for the quarter ending Q2 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IGIB	Ishares 5-10y Inv Grade CORP	+14.9%	+1521.59%	Add
2	IEF	Ishares 7-10 Year Treasury B	+8.2%	+637.91%	Add
3	MDY	State Street Spdr S&p Midcap	+5.8%	+154.71%	Add
4	VNQ	Vanguard Real Estate ETF	+1.2%	+17.05%	Add
5	✓	Powershares Qqq Trust Ser 1	+0.8%	+20.45%	Add
6	QLD	Proshares Ultra Qqq	+0.5%	+37.56%	Add
7	IWM	Ishares Russell 2000 ETF	+0.4%	+12.81%	Add
8	SCHB	Schwab US Broad Market ETF	+0.2%	+28.29%	Add
9	IWB	Ishares Russell 1000 ETF	+0.2%	+49.24%	Add
10	SCHF	Schwab Intl Equity ETF	+0.1%	+26.37%	Add
11	VEU	Vanguard Ftse All-world Ex-u	+0.1%	+29.06%	Add
12	SCHR	Schwab Intermediate-term US	+0.1%	+13.28%	Add
13	SSO	Proshares Ultra S&p500	+0.1%	+10.63%	Add
14	EFA	Ishares Msci Eafe ETF	0%	+6.32%	Add
15	CAT	Caterpillar INC	0%	+0.55%	Add
16	XOM	Exxon Mobil CORP	0%	+5.33%	Add
17	JNJ	Johnson & Johnson	—	—	Unchanged
18	✓	Alexion Pharmaceuticals INC Com	0%	—	Unchanged
19	AEP	American Electric Power Company, Inc.	0%	—	Unchanged
20	UWM	Proshares Ultra Russell2000	0%	-9.04%	Trim
21	MBB	Ishares Mbs ETF	0%	—	Unchanged
22	PG	Procter & Gamble Co/the	0%	—	Unchanged
23	USB	US Bancorp	0%	+0.57%	Add
24	VWO	Vanguard Ftse Emerging Marke	0%	-1.15%	Trim
25	MRK	Merck & Co. INC.	0%	—	Unchanged
26	VGIT	Vanguard Intermediate-term T	0%	-0.25%	Trim
27	✓	Sxc Health Solutions	0%	—	Unchanged
28	DVY	Ishares Select Dividend ETF	-0.1%	-0.88%	Trim
29	IBM	Intl Business Machines CORP	-0.1%	-3.39%	Trim
30	SHY	Ishares 1-3 Year Treasury Bo	-0.1%	-4.09%	Trim
31	FLOT	Ishares Floating Rate Bond E	-0.3%	-54.39%	Trim
32	IYR	Ishares US Real Estate ETF	-0.9%	-10.52%	Trim
33	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.1%	-4.53%	Trim
34	KRE	Ss Spdr S&p Regional Bank	-2%	-22.00%	Trim
35	IGSB	Ishares 1-5y Inv Grade CORP	—	EXIT	Sold out
36	STPZ	Pimco 1-5 Year US Tips Index	—	EXIT	Sold out
37	ILF	Ishares Latin America 40 ETF	—	EXIT	Sold out
38	✓	Barclays Bk PLC	—	EXIT	Sold out
39	TLT	Ishares 20+ Year Treasury Bd	—	EXIT	Sold out
40	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	—	EXIT	Sold out
41	BSV	Vanguard Short-term Bond ETF	—	EXIT	Sold out
42	✓	Applied Dna Sciences Inc	—	EXIT	Sold out