D. Scott Neal, INC. — Q1 2014 13F Holdings

Name: D. Scott Neal, INC. — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001596920

Total reported value

$216.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	17.47%	+1.76%	-12.84%
2	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	9.43%	—	-0.26%
3	IYR	Ishares US Real Estate ETF	ETF-Other	8.01%	—	-2.15%
4	VNQ	Vanguard Real Estate ETF	ETF-Other	7.23%	—	—
5	STPZ	Pimco 1-5 Year US Tips Index	ETF-Large Cap & Growth	6.90%	—	-0.91%
6	KRE	Ss Spdr S&p Regional Bank	ETF-Other	6.82%	—	-19.55%
7	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	5.14%	—	-12.36%
8	ILF	Ishares Latin America 40 ETF	ETF-Other	4.95%	—	—
9	MDY	State Street Spdr S&p Midcap	ETF-Other	3.89%	-0.01%	-65.36%
10	✓	Powershares Qqq Trust Ser 1	Stock-Other	3.76%	—	+1.05%
11	✓	Barclays Bk PLC	Stock-Other	3.61%	—	—
12	EFA	Ishares Msci Eafe ETF	ETF-Other	2.92%	—	+4.17%
13	DVY	Ishares Select Dividend ETF	ETF-Other	2.41%	—	-5.70%
14	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	2.07%	—	-9.43%
15	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.44%	—	-1.72%
16	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.35%	—	-1.34%
17	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	1.03%	—	+15.48%
18	QLD	Proshares Ultra Qqq	ETF-Other	0.98%	+0.35%	—
19	SCHR	Schwab Intermediate-term US	ETF-Other	0.91%	—	+32.34%
20	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	Stock-Other	0.85%	—	—
21	XOM	Exxon Mobil CORP	Stock-Energy	0.71%	—	+2.68%
22	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.61%	—	-5.45%
23	SCHB	Schwab US Broad Market ETF	ETF-Other	0.61%	—	+24.09%
24	MRK	Merck & Co. INC.	Stock-Healthcare	0.60%	-0.11%	EXIT
25	FLOT	Ishares Floating Rate Bond E	ETF-Other	0.59%	—	—
26	CAT	Caterpillar INC	Stock-Industrials	0.53%	+0.29%	—
27	VGIT	Vanguard Intermediate-term T	ETF-Other	0.53%	—	+70.95%
28	SCHF	Schwab Intl Equity ETF	ETF-Other	0.52%	—	+23.68%
29	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.50%	—	-26.05%
30	MBB	Ishares Mbs ETF	ETF-Other	0.49%	—	-27.01%
31	SSO	Proshares Ultra S&p500	ETF-Other	0.40%	+0.14%	—
32	✓	Sxc Health Solutions	Stock-Other	0.38%	—	—
33	JNJ	Johnson & Johnson	Stock-Healthcare	0.34%	-0.02%	+2.48%
34	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.32%	—	+76.13%
35	IWB	Ishares Russell 1000 ETF	ETF-Other	0.32%	—	+68.89%
36	IBM	Intl Business Machines CORP	Stock-Tech	0.31%	—	-4.06%
37	✓	Alexion Pharmaceuticals INC Com	Stock-Other	0.26%	—	—
38	USB	US Bancorp	Stock-Financials	0.24%	—	+0.55%
39	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.20%	—	—
40	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.20%	—	+3.62%
41	UWM	Proshares Ultra Russell2000	ETF-Other	0.19%	—	—
42	✓	Applied Dna Sciences Inc	Stock-Other	—	—	—

Holding changes this quarter

Position changes disclosed by D. Scott Neal, INC. for the quarter ending Q1 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VGIT	Vanguard Intermediate-term T	+0.2%	+70.95%	Add
2	SCHR	Schwab Intermediate-term US	+0.2%	+32.34%	Add
3	VEU	Vanguard Ftse All-world Ex-u	+0.1%	+76.13%	Add
4	IWB	Ishares Russell 1000 ETF	+0.1%	+68.89%	Add
5	IGIB	Ishares 5-10y Inv Grade CORP	+0.1%	+15.48%	Add
6	SCHB	Schwab US Broad Market ETF	+0.1%	+24.09%	Add
7	SCHF	Schwab Intl Equity ETF	+0.1%	+23.68%	Add
8	CAT	Caterpillar INC	0%	—	Unchanged
9	JNJ	Johnson & Johnson	0%	+2.48%	Add
10	USB	US Bancorp	—	+0.55%	Add
11	SSO	Proshares Ultra S&p500	0%	—	Unchanged
12	UWM	Proshares Ultra Russell2000	0%	—	Unchanged
13	TLT	Ishares 20+ Year Treasury Bd	0%	-1.72%	Trim
14	AEP	American Electric Power Company, Inc.	0%	+3.62%	Add
15	IBM	Intl Business Machines CORP	0%	-4.06%	Trim
16	FLOT	Ishares Floating Rate Bond E	0%	—	Unchanged
17	✓	Sxc Health Solutions	-0.1%	—	Unchanged
18	XOM	Exxon Mobil CORP	-0.1%	+2.68%	Add
19	EFA	Ishares Msci Eafe ETF	-0.1%	+4.17%	Add
20	QLD	Proshares Ultra Qqq	-0.1%	—	Unchanged
21	BSV	Vanguard Short-term Bond ETF	-0.1%	-5.45%	Trim
22	IEF	Ishares 7-10 Year Treasury B	-0.1%	-1.34%	Trim
23	IYR	Ishares US Real Estate ETF	-0.1%	-2.15%	Trim
24	SHY	Ishares 1-3 Year Treasury Bo	-0.2%	-26.05%	Trim
25	MBB	Ishares Mbs ETF	-0.2%	-27.01%	Trim
26	✓	Powershares Qqq Trust Ser 1	-0.2%	+1.05%	Add
27	DVY	Ishares Select Dividend ETF	-0.2%	-5.70%	Trim
28	VWO	Vanguard Ftse Emerging Marke	-0.4%	-9.43%	Trim
29	STPZ	Pimco 1-5 Year US Tips Index	-0.5%	-0.91%	Trim
30	IGSB	Ishares 1-5y Inv Grade CORP	-0.7%	-0.26%	Trim
31	IWM	Ishares Russell 2000 ETF	-1.1%	-12.36%	Trim
32	KRE	Ss Spdr S&p Regional Bank	-2.1%	-19.55%	Trim
33	SPY	Ss Spdr S&p 500 ETF Trust-us	-3.6%	-12.84%	Trim
34	MDY	State Street Spdr S&p Midcap	-7.8%	-65.36%	Trim
35	VNQ	Vanguard Real Estate ETF	—	NEW	New buy
36	ILF	Ishares Latin America 40 ETF	—	NEW	New buy
37	✓	Barclays Bk PLC	—	NEW	New buy
38	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	—	NEW	New buy
39	MRK	Merck & Co. INC.	—	NEW	New buy
40	MRK	Merck & Co., Inc.	—	EXIT	Sold out
41	✓	Alexion Pharmaceuticals INC Com	—	NEW	New buy
42	ALXN	Alexion Pharmaceuticals INC	—	EXIT	Sold out
43	BBTUSD	Bb&t CORP	—	EXIT	Sold out
44	PG	Procter & Gamble Co/the	—	NEW	New buy
45	✓	Applied Dna Sciences Inc	—	NEW	New buy