CIK: 0001728194
Total reported value
$116.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ABEO1EUR | Abeona Therapeutics INC | Stock-Other | 24.08% | — | — | |
| 2 | MTUS 6 06-01-21 | Timkensteel | Stock-Other | 15.11% | — | — | |
| 3 | AMRSEUR | Amyris INC | Stock-Other | 9.05% | — | — | |
| 4 | REPL | Replimune Group INC | Stock-Other | 8.30% | — | — | |
| 5 | MNKD | Mannkind CORP | Stock-Other | 6.73% | — | — | |
| 6 | ✓ | Nabriva Therapeutics PLC | Stock-Other | 6.45% | — | — | |
| 7 | THCXEUR | Hexo CORP | Stock-Other | 5.22% | — | — | |
| 8 | XCUR | Exicure INC | Stock-Other | 4.89% | — | -4.79% | |
| 9 | MCF1EUR | Contango Oil & Gas | Stock-Other | 3.62% | — | — | |
| 10 | FLNA | Filana Therapeutics INC | Stock-Other | 3.31% | — | — | |
| 11 | SENS 5.25 02-01-23 | Senseonics Holdings INC | Stock-Other | 2.10% | — | — | |
| 12 | NAK | Northern Dynasty Minerals | Stock-Other | 1.98% | — | — | |
| 13 | BCELUSD | Atreca INC - A | Stock-Other | 1.81% | — | — | |
| 14 | SVRA | Savara INC | Stock-Other | 1.29% | — | — | |
| 15 | ✓ | Stock-Other | 1.13% | — | -18.97% | ||
| 16 | OGXIEUR | Achieve Life Sciences INC | Stock-Other | 0.87% | — | — | |
| 17 | ✓ | Scynexis INC Com New | Stock-Other | 0.83% | — | — | |
| 18 | BCRX | Biocryst Pharmaceuticals INC | Stock-Other | 0.72% | — | — | |
| 19 | RGLSUSD | Regulus Therapeutics INC | Stock-Other | 0.48% | — | — | |
| 20 | ✓ | Ampio Pharmaceuticals INC | Stock-Other | 0.46% | — | — | |
| 21 | ✓ | Golden Minerals Co | Stock-Other | 0.45% | — | -42.69% | |
| 22 | ✓ | Biondvax Pharmaceuticals LTD | Stock-Other | 0.27% | — | — | |
| 23 | ✓ | China Ceramics Co LTD | Stock-Other | 0.19% | — | — | |
| 24 | ✓ | Farmmi INC | Stock-Other | 0.16% | — | +78.48% | |
| 25 | ✓ | Verb Technology Co INC | Stock-Other | 0.15% | — | — | |
| 26 | ✓ | Lipocine INC New | Stock-Other | 0.15% | — | — | |
| 27 | ✓ | Flexshopper INC | Stock-Other | 0.08% | — | -23.11% | |
| 28 | ✓ | Sigma Labs INC | Stock-Other | 0.03% | — | -75.93% | |
| 29 | ✓ | Stock-Other | 0.03% | — | — | ||
| 30 | ✓ | Check Cap LTD | Stock-Other | 0.02% | — | — | |
| 31 | ✓ | Medigus LTD | Stock-Other | 0.01% | — | — | |
| 32 | ✓ | Ameri Hldgs INC | Stock-Other | 0.01% | — | -0.80% | |
| 33 | ✓ | Benitec Biopharma LTD | Stock-Other | 0.01% | — | — | |
| 34 | ✓ | Plus Therapeutics INC | Stock-Other | — | — | — | |
| 35 | ✓ | Creative Realities INC | Stock-Other | — | — | — | |
| 36 | ✓ | Energy Fuels INC | Stock-Other | — | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Biondvax Pharmaceuticals LTD | +0.2% | — | Unchanged |
| 2 | ✓ | Flexshopper INC | 0% | -23.11% | Trim |
| 3 | ✓ | Check Cap LTD | 0% | — | Unchanged |
| 4 | ✓ | Verb Technology Co INC | -0.1% | — | Unchanged |
| 5 | ✓ | -0.1% | — | Unchanged | |
| 6 | ✓ | Sigma Labs INC | -0.1% | -75.93% | Trim |
| 7 | ✓ | Farmmi INC | -0.2% | +78.48% | Add |
| 8 | ✓ | Golden Minerals Co | -0.5% | -42.69% | Trim |
| 9 | SENS 5.25 02-01-23 | Senseonics Holdings INC | -1.3% | — | Unchanged |
| 10 | ✓ | -1.4% | -18.97% | Trim | |
| 11 | XCUR | Exicure INC | -2.4% | -4.79% | Trim |
| 12 | MTUS 6 06-01-21 | Timkensteel | -6.6% | — | Unchanged |
| 13 | ABEO1EUR | Abeona Therapeutics INC | — | NEW | New buy |
| 14 | ANIP 3 12-01-19 | Ani Pharmaceuticals INC | — | EXIT | Sold out |
| 15 | AMRSEUR | Amyris INC | — | NEW | New buy |
| 16 | REPL | Replimune Group INC | — | NEW | New buy |
| 17 | ✓ | — | EXIT | Sold out | |
| 18 | MNKD | Mannkind CORP | — | NEW | New buy |
| 19 | ✓ | Nabriva Therapeutics PLC | — | NEW | New buy |
| 20 | THCXEUR | Hexo CORP | — | NEW | New buy |
| 21 | TPB | Turning Point Brands, Inc. | — | EXIT | Sold out |
| 22 | MCF1EUR | Contango Oil & Gas | — | NEW | New buy |
| 23 | FLNA | Filana Therapeutics INC | — | NEW | New buy |
| 24 | VUZI | Vuzix CORP | — | EXIT | Sold out |
| 25 | ✓ | Eros Intl PLC | — | EXIT | Sold out |
| 26 | CRMD | Cormedix INC | — | EXIT | Sold out |
| 27 | NAK | Northern Dynasty Minerals | — | NEW | New buy |
| 28 | BCELUSD | Atreca INC - A | — | NEW | New buy |
| 29 | TEUM | Pareteum CORP | — | EXIT | Sold out |
| 30 | BTAIEUR | Bioxcel Therapeutics INC | — | EXIT | Sold out |
| 31 | OCGN | Ocugen INC | — | EXIT | Sold out |
| 32 | SVRA | Savara INC | — | NEW | New buy |
| 33 | CTRPUSD | Ctrip.com International-adr | — | EXIT | Sold out |
| 34 | ✓ | — | EXIT | Sold out | |
| 35 | OGXIEUR | Achieve Life Sciences INC | — | NEW | New buy |
| 36 | ✓ | Scynexis INC Com New | — | NEW | New buy |
| 37 | BCRX | Biocryst Pharmaceuticals INC | — | NEW | New buy |
| 38 | RGLSUSD | Regulus Therapeutics INC | — | NEW | New buy |
| 39 | ✓ | Ampio Pharmaceuticals INC | — | NEW | New buy |
| 40 | ARCT | Arcturus Therapeutics Holdin | — | EXIT | Sold out |
| 41 | OPRA | Opera Ltd-adr | — | EXIT | Sold out |
| 42 | ✓ | Bellicum Pharmaceuticals INC | — | EXIT | Sold out |
| 43 | AIHSUSD | Senmiao Technology LTD | — | EXIT | Sold out |
| 44 | ✓ | China Ceramics Co LTD | — | NEW | New buy |
| 45 | ✓ | Plus Therapeutics INC Com | — | EXIT | Sold out |
| 46 | ✓ | Lipocine INC New | — | NEW | New buy |
| 47 | ✓ | Delmar Pharmaceuticals INC | — | EXIT | Sold out |
| 48 | ✓ | Seelos Therapeutics INC Com Deleted | — | EXIT | Sold out |
| 49 | ✓ | Phio Pharmaceuticals CORP | — | EXIT | Sold out |
| 50 | ✓ | Seanergy Maritime Hldgs CORP | — | EXIT | Sold out |