CIK: 0001728194
Total reported value
$116.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ANIP 3 12-01-19 | Ani Pharmaceuticals INC | Stock-Other | 21.99% | — | — | |
| 2 | MTUS 6 06-01-21 | Timkensteel | Stock-Other | 21.73% | — | — | |
| 3 | ✓ | Stock-Other | 12.44% | — | -41.60% | ||
| 4 | XCUR | Exicure INC | Stock-Other | 7.24% | — | — | |
| 5 | TPB | Turning Point Brands, Inc. | Stock-Other | 5.81% | — | — | |
| 6 | VUZI | Vuzix CORP | Stock-Other | 3.42% | — | — | |
| 7 | SENS 5.25 02-01-23 | Senseonics Holdings INC | Stock-Other | 3.36% | — | — | |
| 8 | ✓ | Eros Intl PLC | Stock-Other | 3.36% | — | -62.67% | |
| 9 | CRMD | Cormedix INC | Stock-Other | 3.29% | — | — | |
| 10 | TEUM | Pareteum CORP | Stock-Other | 2.77% | — | — | |
| 11 | BTAIEUR | Bioxcel Therapeutics INC | Stock-Other | 2.51% | — | — | |
| 12 | ✓ | Stock-Other | 2.50% | — | -9.32% | ||
| 13 | OCGN | Ocugen INC | Stock-Other | 2.38% | — | — | |
| 14 | CTRPUSD | Ctrip.com International-adr | Stock-Other | 1.40% | — | — | |
| 15 | ✓ | Stock-Other | 1.40% | — | — | ||
| 16 | ✓ | Golden Minerals Co | Stock-Other | 0.98% | — | — | |
| 17 | ARCT | Arcturus Therapeutics Holdin | Stock-Other | 0.51% | — | — | |
| 18 | OPRA | Opera Ltd-adr | Stock-Other | 0.48% | — | — | |
| 19 | ✓ | Bellicum Pharmaceuticals INC | Stock-Other | 0.40% | — | — | |
| 20 | AIHSUSD | Senmiao Technology LTD | Stock-Other | 0.34% | — | +1.33% | |
| 21 | ✓ | Farmmi INC | Stock-Other | 0.31% | — | -12.76% | |
| 22 | ✓ | Plus Therapeutics INC Com | Stock-Other | 0.30% | — | — | |
| 23 | ✓ | Delmar Pharmaceuticals INC | Stock-Other | 0.23% | — | — | |
| 24 | ✓ | Verb Technology Co INC | Stock-Other | 0.20% | — | — | |
| 25 | ✓ | Seelos Therapeutics INC Com Deleted | Stock-Other | 0.12% | — | — | |
| 26 | ✓ | Sigma Labs INC | Stock-Other | 0.12% | — | — | |
| 27 | ✓ | Biondvax Pharmaceuticals LTD | Stock-Other | 0.10% | — | — | |
| 28 | ✓ | Stock-Other | 0.09% | — | — | ||
| 29 | ✓ | Check Cap LTD | Stock-Other | 0.06% | — | — | |
| 30 | ✓ | Phio Pharmaceuticals CORP | Stock-Other | 0.06% | — | -77.09% | |
| 31 | ✓ | Flexshopper INC | Stock-Other | 0.05% | — | — | |
| 32 | ✓ | Seanergy Maritime Hldgs CORP | Stock-Other | 0.03% | — | — | |
| 33 | ✓ | Medigus LTD | Stock-Other | 0.01% | — | -1.56% | |
| 34 | ✓ | Creative Realities INC | Stock-Other | 0.01% | — | — | |
| 35 | ✓ | Onconova Therapeutics INC | Stock-Other | 0.01% | — | — | |
| 36 | ✓ | Ameri Hldgs INC | Stock-Other | 0.01% | — | — | |
| 37 | ✓ | Plus Therapeutics INC | Stock-Other | — | — | — | |
| 38 | ✓ | Soligenix INC | Stock-Other | — | — | — | |
| 39 | ✓ | Benitec Biopharma LTD | Stock-Other | — | — | — | |
| 40 | ✓ | Energy Fuels INC | Stock-Other | — | — | — | |
| 41 | ✓ | Applied Dna Sciences INC | Stock-Other | — | — | — | |
| 42 | ✓ | Inspiremd INC | Stock-Other | — | — | — | |
| 43 | ✓ | Cellect Biotechnology LTD | Stock-Other | — | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ANIP 3 12-01-19 | Ani Pharmaceuticals INC | +9.4% | — | Unchanged |
| 2 | MTUS 6 06-01-21 | Timkensteel | +9.3% | — | Unchanged |
| 3 | ✓ | Eros Intl PLC | +0.1% | -62.67% | Trim |
| 4 | ✓ | Phio Pharmaceuticals CORP | -0.1% | -77.09% | Trim |
| 5 | AIHSUSD | Senmiao Technology LTD | -0.9% | +1.33% | Add |
| 6 | ✓ | -1.6% | -41.60% | Trim | |
| 7 | SCOR1EUR | Comscore INC | — | EXIT | Sold out |
| 8 | MDCOUSD | Medicines Company | — | EXIT | Sold out |
| 9 | SRNE | Sorrento Therapeutics INC | — | EXIT | Sold out |
| 10 | CALAEUR | Calithera Biosciences INC | — | EXIT | Sold out |
| 11 | XCUR | Exicure INC | — | NEW | New buy |
| 12 | GNFTY | Genfit-adr | — | EXIT | Sold out |
| 13 | SRRK | Scholar Rock Holding CORP | — | EXIT | Sold out |
| 14 | TPB | Turning Point Brands, Inc. | — | NEW | New buy |
| 15 | LAUR | Laureate Education INC | — | EXIT | Sold out |
| 16 | ORTXUSD | Orchard Therapeutics PLC | — | EXIT | Sold out |
| 17 | VUZI | Vuzix CORP | — | NEW | New buy |
| 18 | CRMD | Cormedix INC | — | NEW | New buy |
| 19 | TEUM | Pareteum CORP | — | NEW | New buy |
| 20 | KURA | Kura Oncology INC | — | EXIT | Sold out |
| 21 | BTAIEUR | Bioxcel Therapeutics INC | — | NEW | New buy |
| 22 | OCGN | Ocugen INC | — | NEW | New buy |
| 23 | ABTUGBX | Aquabounty Technologies | — | EXIT | Sold out |
| 24 | CYCNUSD | Cyclerion Therapeutics INC | — | EXIT | Sold out |
| 25 | ✓ | Translate Bio INC | — | EXIT | Sold out |
| 26 | PSDVUSD | Eyepoint Pharmaceuticals INC | — | EXIT | Sold out |
| 27 | ✓ | Eloxx Pharmaceuticals INC | — | EXIT | Sold out |
| 28 | MCRB1EUR | Seres Therapeutics INC | — | EXIT | Sold out |
| 29 | CTRPUSD | Ctrip.com International-adr | — | NEW | New buy |
| 30 | ✓ | — | NEW | New buy | |
| 31 | RGLSUSD | Regulus Therapeutics INC | — | EXIT | Sold out |
| 32 | ✓ | Ekso Bionics Hldgs INC Com | — | EXIT | Sold out |
| 33 | CTHRUSD | Charles & Colvard LTD | — | EXIT | Sold out |
| 34 | ✓ | Golden Minerals Co | — | NEW | New buy |
| 35 | RKDAEUR | Arcadia Biosciences INC | — | EXIT | Sold out |
| 36 | INSM | Insmed INC | — | EXIT | Sold out |
| 37 | ZYMEUSD | Zymeworks INC | — | EXIT | Sold out |
| 38 | ✓ | Oragenics INC | — | EXIT | Sold out |
| 39 | BBGIEUR | Beasley Broadcast Grp INC -a | — | EXIT | Sold out |
| 40 | ✓ | Cellectar Biosciences INC | — | EXIT | Sold out |
| 41 | ARCT | Arcturus Therapeutics Holdin | — | NEW | New buy |
| 42 | OPRA | Opera Ltd-adr | — | NEW | New buy |
| 43 | ✓ | Artelo Biosciences INC | — | EXIT | Sold out |
| 44 | ✓ | IZEA Worldwide, Inc. | — | EXIT | Sold out |
| 45 | ✓ | Bellicum Pharmaceuticals INC | — | NEW | New buy |
| 46 | TMDEUR | Titan Medical INC | — | EXIT | Sold out |
| 47 | ✓ | Urban Tea INC | — | EXIT | Sold out |
| 48 | ✓ | Plus Therapeutics INC Com | — | NEW | New buy |
| 49 | ✓ | Delmar Pharmaceuticals INC | — | NEW | New buy |
| 50 | CODXGBP | Co-diagnostics INC | — | EXIT | Sold out |