CIK: 0001728194
Total reported value
$116.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NSTGEUR | Nanostring Technologies INC | Stock-Other | 17.54% | — | — | |
| 2 | 2655787D | Blueprint Medicines CORP | Stock-Other | 15.16% | — | — | |
| 3 | MTUS 6 06-01-21 | Timkensteel | Stock-Other | 11.55% | — | — | |
| 4 | ANIP 3 12-01-19 | Ani Pharmaceuticals INC | Stock-Other | 9.36% | — | — | |
| 5 | GNFTY | Genfit-adr | Stock-Other | 9.09% | — | — | |
| 6 | ✓ | Axovant Sciences LTD | Stock-Other | 7.73% | — | +1291.51% | |
| 7 | ✓ | Eros Intl PLC | Stock-Other | 4.32% | — | +78.96% | |
| 8 | PSDVUSD | Eyepoint Pharmaceuticals INC | Stock-Other | 2.52% | — | — | |
| 9 | AGLEUSD | Aeglea Biotherapeutics INC | Stock-Other | 2.07% | — | — | |
| 10 | TMDEUR | Titan Medical INC | Stock-Other | 2.02% | — | — | |
| 11 | VTVTEUR | Vtv Therapeutics Inc- Cl A | Stock-Other | 1.99% | — | — | |
| 12 | ✓ | Oragenics INC | Stock-Other | 1.88% | — | — | |
| 13 | KOPN | Kopin CORP | Stock-Other | 1.76% | — | — | |
| 14 | ✓ | Stock-Other | 1.57% | — | -21.95% | ||
| 15 | SENS 5.25 02-01-23 | Senseonics Holdings INC | Stock-Other | 1.51% | — | — | |
| 16 | ADXSEUR | Advaxis INC | Stock-Other | 1.18% | — | — | |
| 17 | MTNBEUR | Matinas Biopharma Holdings I | Stock-Other | 0.94% | — | — | |
| 18 | MNKD | Mannkind CORP | Stock-Other | 0.86% | — | -95.70% | |
| 19 | BBGIEUR | Beasley Broadcast Grp INC -a | Stock-Other | 0.85% | — | -22.53% | |
| 20 | CODXGBP | Co-diagnostics INC | Stock-Other | 0.71% | — | — | |
| 21 | ✓ | Aptevo Therapeutics INC | Stock-Other | 0.67% | — | — | |
| 22 | ✓ | Stock-Other | 0.66% | — | — | ||
| 23 | AUG1EUR | Auryn Resources INC | Stock-Other | 0.64% | — | -36.00% | |
| 24 | ✓ | Mersana Therapeutics INC | Stock-Other | 0.42% | — | — | |
| 25 | ✓ | Scorpius Holdings INC | Stock-Other | 0.42% | — | -77.75% | |
| 26 | LQDA | Liquidia CORP | Stock-Other | 0.31% | — | — | |
| 27 | CHMA | Chiasma INC | Stock-Other | 0.30% | — | — | |
| 28 | ✓ | Moleculin Biotech INC | Stock-Other | 0.28% | — | — | |
| 29 | ✓ | Phio Pharmaceuticals CORP | Stock-Other | 0.26% | — | +289.94% | |
| 30 | CRMD | Cormedix INC | Stock-Other | 0.25% | — | — | |
| 31 | SHSP | Sharpspring INC | Stock-Other | 0.23% | — | — | |
| 32 | ✓ | Sigma Labs INC | Stock-Other | 0.12% | — | -0.25% | |
| 33 | IMV1EUR | Imv INC | Stock-Other | 0.11% | — | — | |
| 34 | NVIVDEUR | Invivo Therapeutics Holdings | Stock-Other | 0.11% | — | -59.62% | |
| 35 | ALRNEUR | Aileron Therapeutics INC | Stock-Other | 0.10% | — | — | |
| 36 | ✓ | Therapix Biosciences LTD | Stock-Other | 0.09% | — | — | |
| 37 | NOVN1EUR | Novan INC | Stock-Other | 0.06% | — | -62.06% | |
| 38 | ICCC | Immucell CORP | Stock-Other | 0.06% | — | — | |
| 39 | ✓ | Acasti Pharma INC | Stock-Other | 0.06% | — | — | |
| 40 | ✓ | Check Cap LTD | Stock-Other | 0.05% | — | — | |
| 41 | ✓ | Valeritas Hldgs INC | Stock-Other | 0.03% | — | -95.82% | |
| 42 | ✓ | Medigus LTD | Stock-Other | 0.03% | — | — | |
| 43 | ✓ | Seanergy Maritime Hldgs CORP | Stock-Other | 0.03% | — | — | |
| 44 | ✓ | Biondvax Pharmaceuticals LTD | Stock-Other | 0.02% | — | — | |
| 45 | NVCEUR | Neovasc INC | Stock-Other | 0.02% | — | — | |
| 46 | ✓ | Immuron LTD | Stock-Other | 0.01% | — | — | |
| 47 | ✓ | Flexshopper INC | Stock-Other | 0.01% | — | — | |
| 48 | ✓ | Ameri Hldgs INC | Stock-Other | 0.01% | — | — | |
| 49 | ✓ | Stock-Other | 0.01% | — | — | ||
| 50 | ✓ | Onconova Therapeutics INC | Stock-Other | 0.01% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Axovant Sciences LTD | +6.8% | +1291.51% | Add |
| 2 | ✓ | Phio Pharmaceuticals CORP | +0.2% | +289.94% | Add |
| 3 | ✓ | Sigma Labs INC | -0.1% | -0.25% | Trim |
| 4 | NOVN1EUR | Novan INC | -0.3% | -62.06% | Trim |
| 5 | NVIVDEUR | Invivo Therapeutics Holdings | -0.5% | -59.62% | Trim |
| 6 | ✓ | Eros Intl PLC | -0.8% | +78.96% | Add |
| 7 | ✓ | -1.5% | -21.95% | Trim | |
| 8 | BBGIEUR | Beasley Broadcast Grp INC -a | -1.6% | -22.53% | Trim |
| 9 | ✓ | Valeritas Hldgs INC | -1.8% | -95.82% | Trim |
| 10 | SENS 5.25 02-01-23 | Senseonics Holdings INC | -2.1% | — | Unchanged |
| 11 | ✓ | Scorpius Holdings INC | -3% | -77.75% | Trim |
| 12 | ANIP 3 12-01-19 | Ani Pharmaceuticals INC | -10.8% | — | Unchanged |
| 13 | MTUS 6 06-01-21 | Timkensteel | -12.5% | — | Unchanged |
| 14 | MNKD | Mannkind CORP | -24.4% | -95.70% | Trim |
| 15 | NSTGEUR | Nanostring Technologies INC | — | NEW | New buy |
| 16 | 2655787D | Blueprint Medicines CORP | — | NEW | New buy |
| 17 | GNFTY | Genfit-adr | — | NEW | New buy |
| 18 | PSDVUSD | Eyepoint Pharmaceuticals INC | — | NEW | New buy |
| 19 | AGLEUSD | Aeglea Biotherapeutics INC | — | NEW | New buy |
| 20 | TMDEUR | Titan Medical INC | — | NEW | New buy |
| 21 | VTVTEUR | Vtv Therapeutics Inc- Cl A | — | NEW | New buy |
| 22 | ✓ | Oragenics INC | — | NEW | New buy |
| 23 | KOPN | Kopin CORP | — | NEW | New buy |
| 24 | ✓ | Rexahn Pharmaceuticals INC | — | EXIT | Sold out |
| 25 | ADXSEUR | Advaxis INC | — | NEW | New buy |
| 26 | MTNBEUR | Matinas Biopharma Holdings I | — | NEW | New buy |
| 27 | CODXGBP | Co-diagnostics INC | — | NEW | New buy |
| 28 | ✓ | Aptevo Therapeutics INC | — | NEW | New buy |
| 29 | ✓ | — | NEW | New buy | |
| 30 | VAC2USD | Vbi Vaccines INC | — | EXIT | Sold out |
| 31 | ✓ | Mersana Therapeutics INC | — | NEW | New buy |
| 32 | ✓ | Advaxis | — | EXIT | Sold out |
| 33 | LQDA | Liquidia CORP | — | NEW | New buy |
| 34 | CHMA | Chiasma INC | — | NEW | New buy |
| 35 | ✓ | Moleculin Biotech INC | — | NEW | New buy |
| 36 | ✓ | Aerpio Pharmaceuticals INC Com | — | EXIT | Sold out |
| 37 | CRMD | Cormedix INC | — | NEW | New buy |
| 38 | SHSP | Sharpspring INC | — | NEW | New buy |
| 39 | ✓ | China Recycling Energy CORP | — | EXIT | Sold out |
| 40 | IMV1EUR | Imv INC | — | NEW | New buy |
| 41 | ALRNEUR | Aileron Therapeutics INC | — | NEW | New buy |
| 42 | ✓ | Therapix Biosciences LTD | — | NEW | New buy |
| 43 | ICCC | Immucell CORP | — | NEW | New buy |
| 44 | ✓ | Acasti Pharma INC | — | NEW | New buy |
| 45 | ✓ | Sonoma Pharmaceuticals Inc Com | — | EXIT | Sold out |
| 46 | ✓ | Avinger INC | — | EXIT | Sold out |
| 47 | ✓ | Tonix Pharmaceuticals Holdin | — | EXIT | Sold out |
| 48 | ✓ | Safe T Group LTD | — | EXIT | Sold out |
| 49 | ✓ | Electrameccanica Vehs CORP | — | EXIT | Sold out |
| 50 | NVCEUR | Neovasc INC | — | NEW | New buy |