CIK: 0001728194
Total reported value
$116.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MTUS 6 06-01-21 | Timkensteel | Stock-Other | 20.03% | — | -8.73% | |
| 2 | ✓ | Eros Intl PLC | Stock-Other | 15.54% | — | +17.53% | |
| 3 | ANIP 3 12-01-19 | Ani Pharmaceuticals INC | Stock-Other | 12.63% | — | — | |
| 4 | NVAX | Novavax, Inc. | Stock-Healthcare | 5.53% | — | — | |
| 5 | VERI | Veritone INC | Stock-Other | 5.47% | — | — | |
| 6 | ✓ | Stock-Other | 5.19% | — | — | ||
| 7 | TELLEUR | Tellurian INC | Stock-Other | 4.71% | — | — | |
| 8 | ✓ | Catabasis Pharmaceuticals In | Stock-Other | 3.20% | — | — | |
| 9 | ✓ | Helios & Matheson Analytics | Stock-Other | 3.10% | — | +575.64% | |
| 10 | ✓ | Tapimmune INC | Stock-Other | 2.94% | — | — | |
| 11 | SENS 5.25 02-01-23 | Senseonics Holdings INC | Stock-Other | 2.65% | — | — | |
| 12 | ✓ | Aerpio Pharmaceuticals INC Com | Stock-Other | 2.33% | — | — | |
| 13 | ZCOR 5.5 04-01-20 | Egalet CORP | Stock-Other | 1.96% | — | — | |
| 14 | KURA | Kura Oncology INC | Stock-Other | 1.73% | — | — | |
| 15 | NOVN1EUR | Novan INC | Stock-Other | 1.48% | — | -11.89% | |
| 16 | AUG1EUR | Auryn Resources INC | Stock-Other | 1.33% | — | -12.99% | |
| 17 | RKDAEUR | Arcadia Biosciences INC | Stock-Other | 1.22% | — | — | |
| 18 | PFIEEUR | Profire Energy INC | Stock-Other | 1.17% | — | — | |
| 19 | CVM1EUR | Cel-sci CORP | Stock-Other | 0.92% | — | — | |
| 20 | ✓ | Chf Solutions INC | Stock-Other | 0.80% | — | — | |
| 21 | LMNR | Limoneira Co | Stock-Other | 0.80% | — | — | |
| 22 | ✓ | Applied Dna Sciences INC | Stock-Other | 0.78% | — | -14.47% | |
| 23 | ✓ | Recon Technology LTD | Stock-Other | 0.61% | — | -51.41% | |
| 24 | KIN1USD | Kindred Biosciences INC | Stock-Other | 0.60% | — | — | |
| 25 | SMHI | Seacor Marine Holdings INC | Stock-Other | 0.51% | — | — | |
| 26 | ✓ | Scynexis INC Com New | Stock-Other | 0.48% | — | -81.84% | |
| 27 | FCSC | Fibrocell Science INC | Stock-Other | 0.39% | — | — | |
| 28 | NVIVDEUR | Invivo Therapeutics Holdings | Stock-Other | 0.33% | — | — | |
| 29 | ✓ | Trovagene INC | Stock-Other | 0.30% | — | — | |
| 30 | ✓ | Galmed Pharmaceuticals LTD | Stock-Other | 0.22% | — | — | |
| 31 | 1D5A | Plx Pharma INC | Stock-Other | 0.14% | — | -36.48% | |
| 32 | ✓ | Seanergy Maritime Hldgs CORP | Stock-Other | 0.12% | — | — | |
| 33 | ✓ | Check Cap LTD | Stock-Other | 0.12% | — | — | |
| 34 | ✓ | Biondvax Pharmaceuticals LTD | Stock-Other | 0.11% | — | — | |
| 35 | ✓ | Sigma Labs INC | Stock-Other | 0.09% | — | -0.37% | |
| 36 | QUIKGBP | Quicklogic CORP | Stock-Other | 0.08% | — | — | |
| 37 | ✓ | Rxi Pharmaceuticals CORP New | Stock-Other | 0.07% | — | -0.28% | |
| 38 | ✓ | Immuron LTD | Stock-Other | 0.06% | — | -31.76% | |
| 39 | EPCT | Immune Pharmaceuticals INC | Stock-Other | 0.06% | — | — | |
| 40 | ✓ | Cellectar Biosciences INC | Stock-Other | 0.05% | — | — | |
| 41 | ✓ | Reshape Lifesciences INC | Stock-Other | 0.05% | — | — | |
| 42 | ✓ | Cellect Biotechnology LTD | Stock-Other | 0.03% | — | — | |
| 43 | ✓ | Ameri Hldgs INC | Stock-Other | 0.03% | — | — | |
| 44 | ✓ | Soligenix INC | Stock-Other | 0.02% | — | — | |
| 45 | ✓ | Applied Dna Sciences INC | Stock-Other | 0.01% | — | — | |
| 46 | ✓ | Cytori Therapeutics INC | Stock-Other | 0.01% | — | — | |
| 47 | ✓ | Benitec Biopharma LTD | Stock-Other | 0.01% | — | — | |
| 48 | ✓ | Mynd Analytics INC | Stock-Other | — | — | — | |
| 49 | ✓ | Onconova Therapeutics INC | Stock-Other | — | — | — | |
| 50 | ✓ | Advaxis INC | Stock-Other | — | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Eros Intl PLC | +3.5% | +17.53% | Add |
| 2 | SENS 5.25 02-01-23 | Senseonics Holdings INC | +0.5% | — | Unchanged |
| 3 | ✓ | Onconova Therapeutics INC | -0.1% | — | Unchanged |
| 4 | ZCOR 5.5 04-01-20 | Egalet CORP | -0.3% | — | Unchanged |
| 5 | ✓ | Applied Dna Sciences INC | -0.4% | -14.47% | Trim |
| 6 | NOVN1EUR | Novan INC | -0.4% | -11.89% | Trim |
| 7 | ✓ | Recon Technology LTD | -0.6% | -51.41% | Trim |
| 8 | AUG1EUR | Auryn Resources INC | -0.7% | -12.99% | Trim |
| 9 | ANIP 3 12-01-19 | Ani Pharmaceuticals INC | -0.7% | — | Unchanged |
| 10 | ✓ | Helios & Matheson Analytics | -1.5% | +575.64% | Add |
| 11 | ✓ | Scynexis INC Com New | -1.9% | -81.84% | Trim |
| 12 | MTUS 6 06-01-21 | Timkensteel | -2.8% | -8.73% | Trim |
| 13 | ADC | Agree Realty CORP | — | EXIT | Sold out |
| 14 | NVAX | Novavax, Inc. | — | NEW | New buy |
| 15 | VERI | Veritone INC | — | NEW | New buy |
| 16 | ✓ | — | NEW | New buy | |
| 17 | TELLEUR | Tellurian INC | — | NEW | New buy |
| 18 | ✓ | Synergy Pharmaceuticals Inc. | — | EXIT | Sold out |
| 19 | AKBA | Akebia Therapeutics INC | — | EXIT | Sold out |
| 20 | ✓ | Catabasis Pharmaceuticals In | — | NEW | New buy |
| 21 | MGNX | Macrogenics INC | — | EXIT | Sold out |
| 22 | ✓ | Tapimmune INC | — | NEW | New buy |
| 23 | NVTA1EUR | Invitae CORP | — | EXIT | Sold out |
| 24 | ZSANEUR | Zosano Pharma CORP | — | EXIT | Sold out |
| 25 | ✓ | Aerpio Pharmaceuticals INC Com | — | NEW | New buy |
| 26 | PPHMEUR | Avid Bioservices INC | — | EXIT | Sold out |
| 27 | KURA | Kura Oncology INC | — | NEW | New buy |
| 28 | RKDAEUR | Arcadia Biosciences INC | — | NEW | New buy |
| 29 | PFIEEUR | Profire Energy INC | — | NEW | New buy |
| 30 | LAND | Gladstone Land CORP | — | EXIT | Sold out |
| 31 | CVM1EUR | Cel-sci CORP | — | NEW | New buy |
| 32 | AFRM | Affirm Holdings, Inc. | — | EXIT | Sold out |
| 33 | SGNLEUR | Miragen Therapeutics INC | — | EXIT | Sold out |
| 34 | ✓ | Chf Solutions INC | — | NEW | New buy |
| 35 | LMNR | Limoneira Co | — | NEW | New buy |
| 36 | KIN1USD | Kindred Biosciences INC | — | NEW | New buy |
| 37 | SMHI | Seacor Marine Holdings INC | — | NEW | New buy |
| 38 | CERUEUR | Dare Bioscience INC | — | EXIT | Sold out |
| 39 | SRRAEUR | Sierra Oncology INC | — | EXIT | Sold out |
| 40 | ✓ | Ampio Pharmaceuticals INC | — | EXIT | Sold out |
| 41 | FCSC | Fibrocell Science INC | — | NEW | New buy |
| 42 | ✓ | Invuity INC | — | EXIT | Sold out |
| 43 | RESNUSD | Resonant INC | — | EXIT | Sold out |
| 44 | NVIVDEUR | Invivo Therapeutics Holdings | — | NEW | New buy |
| 45 | ✓ | Senestech INC | — | EXIT | Sold out |
| 46 | ✓ | Trovagene INC | — | NEW | New buy |
| 47 | ✓ | Essa Pharma INC | — | EXIT | Sold out |
| 48 | ✓ | Galmed Pharmaceuticals LTD | — | NEW | New buy |
| 49 | ✓ | Check Cap LTD | — | NEW | New buy |
| 50 | QUIKGBP | Quicklogic CORP | — | NEW | New buy |