Curbstone Financial Management Corp — 2014-09-30 13F Holdings

Name: Curbstone Financial Management Corp — 13F Holdings, 2014-09-30
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001608057

Total reported value

$522.6M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MDY	State Street Spdr S&p Midcap	ETF-Other	7.65%	—	-8.91%
2	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	6.12%	—	+15.30%
3	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	3.77%	—	+6.62%
4	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	2.96%	—	-11.47%
5	TIP	Ishares Tips Bond ETF	ETF-Other	2.71%	—	+0.82%
6	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	2.69%	—	-28.48%
7	XOM	Exxon Mobil CORP	Stock-Energy	2.46%	—	-2.79%
8	EFA	Ishares Msci Eafe ETF	ETF-Other	2.23%	—	+5.23%
9	AAPL	Apple INC	Stock-Tech	2.13%	-0.30%	+5.77%
10	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	2.01%	—	-7.36%
11	FLOT	Ishares Floating Rate Bond E	ETF-Other	1.92%	—	-9.20%
12	SUB	Ishares Short-term National	ETF-Other	1.76%	—	+5.79%
13	EWC	Ishares Msci Canada ETF	ETF-Other	1.68%	—	-0.50%
14	MUB	Ishares National Muni Bond E	ETF-Other	1.66%	+0.09%	+0.39%
15	✓	Barings Corporate Invs	Stock-Other	1.60%	—	+4.52%
16	HY	Hyster-yale INC	Stock-Other	1.52%	+0.25%	—
17	SCHG	Schwab US Large-cap Growth	ETF-Other	1.42%	-0.30%	+0.34%
18	INTC	Intel CORP	Stock-Tech	1.20%	—	+5.03%
19	SCHB	Schwab US Broad Market ETF	ETF-Other	1.17%	-0.07%	—
20	JNJ	Johnson & Johnson	Stock-Healthcare	1.13%	+0.17%	-3.57%
21	MSFT	Microsoft CORP	Stock-Tech	1.12%	-0.45%	-9.01%
22	SCHF	Schwab Intl Equity ETF	ETF-Other	1.10%	+0.15%	+6.76%
23	IBM	Intl Business Machines CORP	Stock-Tech	1.01%	—	-1.17%
24	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.98%	—	+0.06%
25	✓	Rydex ETF Trust	ETF-Other	0.96%	—	+4.35%
26	VZ	Verizon Communications INC	Stock-Comm Services	0.95%	—	+6.43%
27	DOC	Healthpeak Properties, Inc.	Stock-Real Estate	0.94%	—	+12.98%
28	PLMKW	Plum Acquisition Corp. IV	Stock-Other	0.94%	—	+17.20%
29	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.94%	—	-0.43%
30	PEP	Pepsico INC	Stock-Consumer Staples	0.92%	—	-4.40%
31	BMO	Bank Of Montreal	Stock-Financials	0.89%	—	-0.97%
32	SCHM	Schwab US Mid Cap ETF	ETF-Other	0.87%	+0.19%	+12.92%
33	UTXZ	United Tech CORP	Stock-Other	0.87%	—	-0.24%
34	SSYS	Stratasys Ltd.	Stock-Other	0.84%	—	-2.05%
35	IOO	Ishares Global 100 ETF	ETF-Other	0.78%	—	+11.79%
36	MMM	3m Co	Stock-Industrials	0.78%	—	-8.49%
37	IVREUR	Invesco Mortgage Capital	Stock-Other	0.71%	—	-6.19%
38	NGG	National Grid plc	Stock-Utilities	0.71%	—	-1.38%
39	T	At&t INC	Stock-Comm Services	0.69%	—	-1.19%
40	WFC	Wells Fargo & Co	Stock-Financials	0.69%	—	+1.20%
41	CSCO	Cisco Systems INC	Stock-Tech	0.68%	—	-1.86%
42	JPM	Jpmorgan Chase & Co	Stock-Financials	0.68%	—	—
43	CVX	Chevron CORP	Stock-Energy	0.67%	+0.14%	-5.60%
44	TJX	Tjx Companies INC	Stock-Consumer Disc	0.66%	—	-1.90%
45	CL	Colgate-palmolive Co	Stock-Consumer Staples	0.62%	—	+9.05%
46	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.62%	—	—
47	KKR	KKR & Co. Inc.	Stock-Financials	0.58%	—	+3.94%
48	AMZN	Amazon.com INC	Stock-Consumer Disc	0.56%	-0.15%	+5.20%
49	SCHH	Schwab US Reit ETF	ETF-Other	0.56%	—	+0.60%
50	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	0.55%	—	-1.14%

1–50 of 137

Holding changes this quarter

Position changes disclosed by Curbstone Financial Management Corp for the quarter ending 2014-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VCSH	Vanguard S/t CORP Bond ETF	+0.9%	+15.30%	Add
2	AAPL	Apple INC	+0.3%	+5.77%	Add
3	IGSB	Ishares 1-5y Inv Grade CORP	+0.3%	+6.62%	Add
4	INTC	Intel CORP	+0.2%	+5.03%	Add
5	SUB	Ishares Short-term National	+0.1%	+5.79%	Add
6	ABT	Abbott Laboratories	+0.1%	+38.00%	Add
7	✓	Barings Corporate Invs	+0.1%	+4.52%	Add
8	UNP	Union Pacific CORP	+0.1%	+25.62%	Add
9	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	+0.06%	Add
10	VZ	Verizon Communications INC	+0.1%	+6.43%	Add
11	DOC	Healthpeak Properties, Inc.	+0.1%	+12.98%	Add
12	IOO	Ishares Global 100 ETF	+0.1%	+11.79%	Add
13	SCHM	Schwab US Mid Cap ETF	+0.1%	+12.92%	Add
14	PFF	Ishares Preferred & Income S	+0.1%	+49.51%	Add
15	GILD	Gilead Sciences INC	+0.1%	-12.04%	Trim
16	TJX	Tjx Companies INC	+0.1%	-1.90%	Trim
17	CAG	Conagra Brands INC	+0.1%	+4.85%	Add
18	OXY	Occidental Petroleum CORP	+0.1%	+20.13%	Add
19	BHP	Bhp Group Ltd-spon Adr	+0.1%	+42.42%	Add
20	PG	Procter & Gamble Co/the	+0.1%	+1.10%	Add
21	STT	State Street CORP	+0.1%	-1.17%	Trim
22	TIP	Ishares Tips Bond ETF	0%	+0.82%	Add
23	✓	Invsc Water Resc Portfolio ETF	0%	-0.89%	Trim
24	EWC	Ishares Msci Canada ETF	0%	-0.50%	Trim
25	COP	Conocophillips	0%	-3.09%	Trim
26	UTXZ	United Tech CORP	-0.1%	-0.24%	Trim
27	MMM	3m Co	-0.1%	-8.49%	Trim
28	SDY	Ss Spdr S&p Dividend ETF	-0.1%	-13.51%	Trim
29	✓		-0.1%	-0.81%	Trim
30	SLB	Slb LTD	-0.1%	-0.98%	Trim
31	CVX	Chevron CORP	-0.1%	-5.60%	Trim
32	IVREUR	Invesco Mortgage Capital	-0.1%	-6.19%	Trim
33	FLOT	Ishares Floating Rate Bond E	-0.1%	-9.20%	Trim
34	XOM	Exxon Mobil CORP	-0.2%	-2.79%	Trim
35	DEM	Wisdomtree Emerging Markets	-0.3%	-7.36%	Trim
36	HY	Hyster-yale INC	-0.3%	—	Unchanged
37	VBK	Vanguard Small-cap Grwth ETF	-0.5%	-11.47%	Trim
38	MDY	State Street Spdr S&p Midcap	-0.9%	-8.91%	Trim
39	HYS	Pimco 0-5 Year H/y CORP Bond	-1.1%	-28.48%	Trim
40	SLV	Ishares Silver Trust	—	EXIT	Sold out
41	✓	Petrologistics LP	—	EXIT	Sold out
42	DOW	Dow Chem Co	—	NEW	New buy
43	KLAC	Kla CORP	—	NEW	New buy
44	EMR	Emerson Electric Co	—	NEW	New buy
45	✓	Barings Partn Invs Trust	—	NEW	New buy
46	PSX	Phillips 66	—	EXIT	Sold out
47	TCP	Tc Pipelines LP	—	NEW	New buy
48	✓	Royal Dutch Shell Plc Adr Cl A	—	NEW	New buy
49	DHR	Danaher CORP	—	EXIT	Sold out
50	SYK	Stryker CORP	—	EXIT	Sold out

Curbstone Financial Management Corp — 2014-09-30 13F Holdings

CIK: 0001608057

Total reported value

$522.6M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MDY	State Street Spdr S&p Midcap	ETF-Other	7.65%	—	-8.91%
2	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	6.12%	—	+15.30%
3	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	3.77%	—	+6.62%
4	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	2.96%	—	-11.47%
5	TIP	Ishares Tips Bond ETF	ETF-Other	2.71%	—	+0.82%
6	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	2.69%	—	-28.48%
7	XOM	Exxon Mobil CORP	Stock-Energy	2.46%	—	-2.79%
8	EFA	Ishares Msci Eafe ETF	ETF-Other	2.23%	—	+5.23%
9	AAPL	Apple INC	Stock-Tech	2.13%	-0.30%	+5.77%
10	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	2.01%	—	-7.36%
11	FLOT	Ishares Floating Rate Bond E	ETF-Other	1.92%	—	-9.20%
12	SUB	Ishares Short-term National	ETF-Other	1.76%	—	+5.79%
13	EWC	Ishares Msci Canada ETF	ETF-Other	1.68%	—	-0.50%
14	MUB	Ishares National Muni Bond E	ETF-Other	1.66%	+0.09%	+0.39%
15	✓	Barings Corporate Invs	Stock-Other	1.60%	—	+4.52%
16	HY	Hyster-yale INC	Stock-Other	1.52%	+0.25%	—
17	SCHG	Schwab US Large-cap Growth	ETF-Other	1.42%	-0.30%	+0.34%
18	INTC	Intel CORP	Stock-Tech	1.20%	—	+5.03%
19	SCHB	Schwab US Broad Market ETF	ETF-Other	1.17%	-0.07%	—
20	JNJ	Johnson & Johnson	Stock-Healthcare	1.13%	+0.17%	-3.57%
21	MSFT	Microsoft CORP	Stock-Tech	1.12%	-0.45%	-9.01%
22	SCHF	Schwab Intl Equity ETF	ETF-Other	1.10%	+0.15%	+6.76%
23	IBM	Intl Business Machines CORP	Stock-Tech	1.01%	—	-1.17%
24	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.98%	—	+0.06%
25	✓	Rydex ETF Trust	ETF-Other	0.96%	—	+4.35%
26	VZ	Verizon Communications INC	Stock-Comm Services	0.95%	—	+6.43%
27	DOC	Healthpeak Properties, Inc.	Stock-Real Estate	0.94%	—	+12.98%
28	PLMKW	Plum Acquisition Corp. IV	Stock-Other	0.94%	—	+17.20%
29	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.94%	—	-0.43%
30	PEP	Pepsico INC	Stock-Consumer Staples	0.92%	—	-4.40%
31	BMO	Bank Of Montreal	Stock-Financials	0.89%	—	-0.97%
32	SCHM	Schwab US Mid Cap ETF	ETF-Other	0.87%	+0.19%	+12.92%
33	UTXZ	United Tech CORP	Stock-Other	0.87%	—	-0.24%
34	SSYS	Stratasys Ltd.	Stock-Other	0.84%	—	-2.05%
35	IOO	Ishares Global 100 ETF	ETF-Other	0.78%	—	+11.79%
36	MMM	3m Co	Stock-Industrials	0.78%	—	-8.49%
37	IVREUR	Invesco Mortgage Capital	Stock-Other	0.71%	—	-6.19%
38	NGG	National Grid plc	Stock-Utilities	0.71%	—	-1.38%
39	T	At&t INC	Stock-Comm Services	0.69%	—	-1.19%
40	WFC	Wells Fargo & Co	Stock-Financials	0.69%	—	+1.20%
41	CSCO	Cisco Systems INC	Stock-Tech	0.68%	—	-1.86%
42	JPM	Jpmorgan Chase & Co	Stock-Financials	0.68%	—	—
43	CVX	Chevron CORP	Stock-Energy	0.67%	+0.14%	-5.60%
44	TJX	Tjx Companies INC	Stock-Consumer Disc	0.66%	—	-1.90%
45	CL	Colgate-palmolive Co	Stock-Consumer Staples	0.62%	—	+9.05%
46	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.62%	—	—
47	KKR	KKR & Co. Inc.	Stock-Financials	0.58%	—	+3.94%
48	AMZN	Amazon.com INC	Stock-Consumer Disc	0.56%	-0.15%	+5.20%
49	SCHH	Schwab US Reit ETF	ETF-Other	0.56%	—	+0.60%
50	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	0.55%	—	-1.14%

1–50 of 137

Holding changes this quarter

Position changes disclosed by Curbstone Financial Management Corp for the quarter ending 2014-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VCSH	Vanguard S/t CORP Bond ETF	+0.9%	+15.30%	Add
2	AAPL	Apple INC	+0.3%	+5.77%	Add
3	IGSB	Ishares 1-5y Inv Grade CORP	+0.3%	+6.62%	Add
4	INTC	Intel CORP	+0.2%	+5.03%	Add
5	SUB	Ishares Short-term National	+0.1%	+5.79%	Add
6	ABT	Abbott Laboratories	+0.1%	+38.00%	Add
7	✓	Barings Corporate Invs	+0.1%	+4.52%	Add
8	UNP	Union Pacific CORP	+0.1%	+25.62%	Add
9	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	+0.06%	Add
10	VZ	Verizon Communications INC	+0.1%	+6.43%	Add
11	DOC	Healthpeak Properties, Inc.	+0.1%	+12.98%	Add
12	IOO	Ishares Global 100 ETF	+0.1%	+11.79%	Add
13	SCHM	Schwab US Mid Cap ETF	+0.1%	+12.92%	Add
14	PFF	Ishares Preferred & Income S	+0.1%	+49.51%	Add
15	GILD	Gilead Sciences INC	+0.1%	-12.04%	Trim
16	TJX	Tjx Companies INC	+0.1%	-1.90%	Trim
17	CAG	Conagra Brands INC	+0.1%	+4.85%	Add
18	OXY	Occidental Petroleum CORP	+0.1%	+20.13%	Add
19	BHP	Bhp Group Ltd-spon Adr	+0.1%	+42.42%	Add
20	PG	Procter & Gamble Co/the	+0.1%	+1.10%	Add
21	STT	State Street CORP	+0.1%	-1.17%	Trim
22	TIP	Ishares Tips Bond ETF	0%	+0.82%	Add
23	✓	Invsc Water Resc Portfolio ETF	0%	-0.89%	Trim
24	EWC	Ishares Msci Canada ETF	0%	-0.50%	Trim
25	COP	Conocophillips	0%	-3.09%	Trim
26	UTXZ	United Tech CORP	-0.1%	-0.24%	Trim
27	MMM	3m Co	-0.1%	-8.49%	Trim
28	SDY	Ss Spdr S&p Dividend ETF	-0.1%	-13.51%	Trim
29	✓		-0.1%	-0.81%	Trim
30	SLB	Slb LTD	-0.1%	-0.98%	Trim
31	CVX	Chevron CORP	-0.1%	-5.60%	Trim
32	IVREUR	Invesco Mortgage Capital	-0.1%	-6.19%	Trim
33	FLOT	Ishares Floating Rate Bond E	-0.1%	-9.20%	Trim
34	XOM	Exxon Mobil CORP	-0.2%	-2.79%	Trim
35	DEM	Wisdomtree Emerging Markets	-0.3%	-7.36%	Trim
36	HY	Hyster-yale INC	-0.3%	—	Unchanged
37	VBK	Vanguard Small-cap Grwth ETF	-0.5%	-11.47%	Trim
38	MDY	State Street Spdr S&p Midcap	-0.9%	-8.91%	Trim
39	HYS	Pimco 0-5 Year H/y CORP Bond	-1.1%	-28.48%	Trim
40	SLV	Ishares Silver Trust	—	EXIT	Sold out
41	✓	Petrologistics LP	—	EXIT	Sold out
42	DOW	Dow Chem Co	—	NEW	New buy
43	KLAC	Kla CORP	—	NEW	New buy
44	EMR	Emerson Electric Co	—	NEW	New buy
45	✓	Barings Partn Invs Trust	—	NEW	New buy
46	PSX	Phillips 66	—	EXIT	Sold out
47	TCP	Tc Pipelines LP	—	NEW	New buy
48	✓	Royal Dutch Shell Plc Adr Cl A	—	NEW	New buy
49	DHR	Danaher CORP	—	EXIT	Sold out
50	SYK	Stryker CORP	—	EXIT	Sold out