CIK: 0001301396
Total reported value
$4.3B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | Stock-Other | 7.24% | — | +11.45% | |
| 2 | COVPHA 3.25 06-01-22 | Covis Finco Sarl | Stock-Other | 5.66% | — | +43.81% | |
| 3 | CSV 2.75 03-15-21 | Carriage Services INC | Stock-Other | 5.55% | — | — | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 5.35% | — | — | |
| 5 | TWO 6.25 01-15-22 | Two Harbors Inv CORP | Stock-Other | 5.11% | — | -6.90% | |
| 6 | REGI 4 06-15-36 | Renewable Energy Group I | Stock-Other | 4.91% | — | — | |
| 7 | ABR 6.5 10-01-19 | Arbor Realty Trust INC | Stock-Real Estate | 4.49% | — | — | |
| 8 | CZR 5 10-01-24 | Caesars Holdings INC | Stock-Consumer Disc | 4.40% | — | -4.83% | |
| 9 | TCOM 1 07-01-20 | Trip.com Group LTD | Stock-Consumer Disc | 3.92% | — | — | |
| 10 | ✓ | Microchip Technology Inc Tranche B | Stock-Other | 3.86% | — | — | |
| 11 | TSLA 1.25 03-01-21 | Tesla INC | Stock-Consumer Disc | 3.24% | — | — | |
| 12 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | Stock-Other | 3.24% | — | — | |
| 13 | ASRT 2.5 09-01-21 | Assertio Therapeutics In | Stock-Other | 2.68% | — | -18.18% | |
| 14 | ECPG 3 07-01-20 | Encore Capital Group INC | Stock-Other | 2.60% | — | +8.71% | |
| 15 | TBPH 3.25 11-01-23 | Theravance Biopharma INC | Stock-Other | 2.59% | — | — | |
| 16 | ELGX 3.25 11-01-20 | Endologix INC | Stock-Other | 2.57% | — | +6.41% | |
| 17 | ECPG 3.25 03-15-22 | Encore Capital Group INC | Stock-Other | 2.55% | — | — | |
| 18 | TSLAEN 1.625 11-01-19 | Tesla Energy Operations | Stock-Other | 2.50% | — | -12.63% | |
| 19 | PVGCN 2.25 03-15-22 | Pretium Resources INC | Stock-Other | 2.24% | — | — | |
| 20 | MCHP 1.625 02-15-25 | Microchip Technology INC | Stock-Tech | 1.93% | — | — | |
| 21 | ✓ | Mtech Acquisition CORP | Stock-Other | 1.85% | — | — | |
| 22 | GPMT 5.625 12-01-22 | Granite Point Mtge Trst | Stock-Other | 1.78% | — | — | |
| 23 | GPRE 4.125 09-01-22 | Green Plains INC | Stock-Other | 1.41% | — | +1.50% | |
| 24 | NH 5.5 12-15-21 | Nanthealth INC | Stock-Other | 1.28% | — | — | |
| 25 | VGR V1.75 04-15-20 | Vector Group LTD | Stock-Other | 1.20% | — | — | |
| 26 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.19% | — | — | |
| 27 | ✓ | Tiberius Acquisition CORP | Stock-Other | 1.10% | — | — | |
| 28 | ✓ | Black Ridge Acquisition CORP | Stock-Other | 1.06% | — | — | |
| 29 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 1.02% | — | — | |
| 30 | QCOM | Qualcomm INC | Stock-Tech | 1.01% | — | — | |
| 31 | ✓ | Gordon Pointe Acquisition Co | Stock-Other | 0.94% | — | — | |
| 32 | SSSS 4.75 03-28-23 | Suro Capital CORP | Stock-Other | 0.92% | — | — | |
| 33 | IRWD 2.25 06-15-22 | Ironwood Pharmaceuticals | Stock-Other | 0.86% | — | — | |
| 34 | NMFC 5 06-15-19 | New Mountain Finance Cor | Stock-Other | 0.84% | — | -30.77% | |
| 35 | ✓ | Mudrick Cap Acquisition CORP | Stock-Other | 0.74% | — | — | |
| 36 | REGI 2.75 06-15-19 | Renewable Energy Group I | Stock-Other | 0.71% | — | — | |
| 37 | PTCT 3 08-15-22 | Ptc Therapeutics INC | Stock-Healthcare | 0.68% | — | -50.00% | |
| 38 | ✓ | Industrea Acquisition CORP | Stock-Other | 0.60% | — | — | |
| 39 | INSG 5.5 06-15-22 | Inseego CORP | Stock-Other | 0.58% | — | — | |
| 40 | ✓ | Pensare Acquisition CORP | Stock-Other | 0.55% | — | — | |
| 41 | ✓ | Modern Media Acquisition | Stock-Other | 0.46% | — | — | |
| 42 | TSLA 2.375 03-15-22 | Tesla INC | Stock-Consumer Disc | 0.38% | — | — | |
| 43 | MDCO 2.75 07-15-23 | Medicines Company | Stock-Other | 0.35% | — | — | |
| 44 | ✓ | Gores Hldin-cw20 | Stock-Other | 0.34% | — | — | |
| 45 | INSM 1.75 01-15-25 | Insmed INC | Stock-Healthcare | 0.32% | — | — | |
| 46 | P 1.75 12-01-20 | Pandora Media LLC | Stock-Tech | 0.27% | — | -80.00% | |
| 47 | ✓ | Simply Good Foods Co | Stock-Other | 0.26% | — | — | |
| 48 | ✓ | Double Eagle-cw | Stock-Other | 0.24% | — | +100.00% | |
| 49 | BXMT 4.75 03-15-23 | Blackstone Mortgage Tr | Stock-Real Estate | 0.21% | — | — | |
| 50 | ✓ | Mtech Acquisition CORP | Stock-Other | 0.21% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | COVPHA 3.25 06-01-22 | Covis Finco Sarl | +3% | +43.81% | Add |
| 2 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | +2.2% | +11.45% | Add |
| 3 | CSV 2.75 03-15-21 | Carriage Services INC | +1.2% | — | Unchanged |
| 4 | REGI 4 06-15-36 | Renewable Energy Group I | +1.1% | — | Unchanged |
| 5 | ECPG 3 07-01-20 | Encore Capital Group INC | +0.7% | +8.71% | Add |
| 6 | TWO 6.25 01-15-22 | Two Harbors Inv CORP | +0.5% | -6.90% | Trim |
| 7 | TSLA 1.25 03-01-21 | Tesla INC | +0.4% | — | Unchanged |
| 8 | CZR 5 10-01-24 | Caesars Holdings INC | +0.2% | -4.83% | Trim |
| 9 | TSLAEN 1.625 11-01-19 | Tesla Energy Operations | +0.1% | -12.63% | Trim |
| 10 | ASRT 2.5 09-01-21 | Assertio Therapeutics In | -0.1% | -18.18% | Trim |
| 11 | NMFC 5 06-15-19 | New Mountain Finance Cor | -0.2% | -30.77% | Trim |
| 12 | PTCT 3 08-15-22 | Ptc Therapeutics INC | -0.2% | -50.00% | Trim |
| 13 | P 1.75 12-01-20 | Pandora Media LLC | -0.8% | -80.00% | Trim |
| 14 | LGIH 4.25 11-15-19 | Lgi Homes INC | — | EXIT | Sold out |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 16 | TTMI 1.75 12-15-20 | Ttm Technologies INC | — | EXIT | Sold out |
| 17 | TLGT 3.75 12-15-19 | Teligent INC | — | EXIT | Sold out |
| 18 | ✓ | Microchip Technology Inc Tranche B | — | NEW | New buy |
| 19 | SCMP 3.25 12-15-21 | Sucampo Pharmaceuticals | — | EXIT | Sold out |
| 20 | ACOR 1.75 06-15-21 | Acorda Therapeutics INC | — | EXIT | Sold out |
| 21 | MHO 3 03-01-18 | M/i Homes INC | — | EXIT | Sold out |
| 22 | ECPG 3.25 03-15-22 | Encore Capital Group INC | — | NEW | New buy |
| 23 | PVGCN 2.25 03-15-22 | Pretium Resources INC | — | NEW | New buy |
| 24 | ✓ | Teladoc INC | — | EXIT | Sold out |
| 25 | ✓ | Mtech Acquisition CORP | — | NEW | New buy |
| 26 | RDUS 3 09-01-24 | Radius Health INC | — | EXIT | Sold out |
| 27 | SSRMCN 2.875 02-01-33 | Ssr Mining INC | — | EXIT | Sold out |
| 28 | TPC 2.875 06-15-21 | Tutor Perini CORP | — | EXIT | Sold out |
| 29 | NH 5.5 12-15-21 | Nanthealth INC | — | NEW | New buy |
| 30 | VGR V1.75 04-15-20 | Vector Group LTD | — | NEW | New buy |
| 31 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | — | NEW | New buy |
| 32 | ✓ | Tiberius Acquisition CORP | — | NEW | New buy |
| 33 | NXPI | NXP Semiconductors N.V. | — | NEW | New buy |
| 34 | QCOM | Qualcomm INC | — | NEW | New buy |
| 35 | ✓ | Gordon Pointe Acquisition Co | — | NEW | New buy |
| 36 | SSSS 4.75 03-28-23 | Suro Capital CORP | — | NEW | New buy |
| 37 | LAYN 8 05-01-19 | Layne Christensen Co | — | EXIT | Sold out |
| 38 | IVC 5 02-15-21 | Invacare CORP | — | EXIT | Sold out |
| 39 | AEGR 2 08-15-19 | Aegerion Pharmaceuticals | — | EXIT | Sold out |
| 40 | IRWD 2.25 06-15-22 | Ironwood Pharmaceuticals | — | NEW | New buy |
| 41 | ✓ | Forum Merger CORP | — | EXIT | Sold out |
| 42 | ✓ | Mudrick Cap Acquisition CORP | — | NEW | New buy |
| 43 | JEF | Jefferies Group LLC | — | EXIT | Sold out |
| 44 | INSG 5.5 06-15-22 | Inseego CORP | — | NEW | New buy |
| 45 | KEYW 2.5 07-15-19 | Keyw Holding CORP | — | EXIT | Sold out |
| 46 | MDCO 2.75 07-15-23 | Medicines Company | — | NEW | New buy |
| 47 | INSM 1.75 01-15-25 | Insmed INC | — | NEW | New buy |
| 48 | ✓ | Simply Good Foods Co | — | NEW | New buy |
| 49 | BXMT 4.75 03-15-23 | Blackstone Mortgage Tr | — | NEW | New buy |
| 50 | ✓ | Mtech Acquisition CORP | — | NEW | New buy |