CIK: 0001301396
Total reported value
$4.3B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | LGIH 4.25 11-15-19 | Lgi Homes INC | Stock-Other | 11.61% | — | +47.18% | |
| 2 | TTMI 1.75 12-15-20 | Ttm Technologies INC | Stock-Tech | 6.23% | — | -8.31% | |
| 3 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | Stock-Other | 6.02% | — | +1.98% | |
| 4 | TWO 6.25 01-15-22 | Two Harbors Inv CORP | Stock-Other | 4.92% | — | +21.24% | |
| 5 | CSV 2.75 03-15-21 | Carriage Services INC | Stock-Other | 4.60% | — | +10.00% | |
| 6 | ECPG 3 07-01-20 | Encore Capital Group INC | Stock-Other | 4.50% | — | -7.85% | |
| 7 | SPPI 2.75 12-15-18 | Spectrum Pharmaceuticals | Stock-Other | 4.31% | — | -9.06% | |
| 8 | REGI 4 06-15-36 | Renewable Energy Group I | Stock-Other | 3.95% | — | +12.50% | |
| 9 | TCOM 1 07-01-20 | Trip.com Group LTD | Stock-Consumer Disc | 3.81% | — | — | |
| 10 | TSLA 1.25 03-01-21 | Tesla INC | Stock-Consumer Disc | 3.39% | — | -25.00% | |
| 11 | TLGT 3.75 12-15-19 | Teligent INC | Stock-Other | 3.06% | — | +5.40% | |
| 12 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | Stock-Other | 3.02% | — | -19.34% | |
| 13 | ABR 6.5 10-01-19 | Arbor Realty Trust INC | Stock-Real Estate | 2.99% | — | — | |
| 14 | TBPH 3.25 11-01-23 | Theravance Biopharma INC | Stock-Other | 2.87% | — | — | |
| 15 | TSLAEN 1.625 11-01-19 | Tesla Energy Operations | Stock-Other | 2.73% | — | -41.10% | |
| 16 | RDUS 3 09-01-24 | Radius Health INC | Stock-Other | 2.36% | — | — | |
| 17 | COVPHA 3.25 06-01-22 | Covis Finco Sarl | Stock-Other | 2.28% | — | +250.00% | |
| 18 | ASRT 2.5 09-01-21 | Assertio Therapeutics In | Stock-Other | 2.24% | — | — | |
| 19 | ACOR 1.75 06-15-21 | Acorda Therapeutics INC | Stock-Other | 2.17% | — | — | |
| 20 | GECBLE 4.5 11-15-29 | General Cable CORP | Stock-Other | 2.08% | — | — | |
| 21 | ✓ | Sucampo Pharmaceuticals INC | Stock-Other | 2.07% | — | +50.00% | |
| 22 | WMC 6.75 10-01-22 | Western Asset Mtge Cap | Stock-Other | 2.00% | — | — | |
| 23 | ELGX 3.25 11-01-20 | Endologix INC | Stock-Other | 1.97% | — | -39.01% | |
| 24 | MCHP 1.625 02-15-25 | Microchip Technology INC | Stock-Tech | 1.75% | — | — | |
| 25 | KEYW 2.5 07-15-19 | Keyw Holding CORP | Stock-Other | 1.75% | — | -10.85% | |
| 26 | EBS 2.875 01-15-21 | Emergent Biosolutions | Stock-Healthcare | 1.45% | — | — | |
| 27 | GPRE 4.125 09-01-22 | Green Plains INC | Stock-Other | 1.38% | — | — | |
| 28 | LAYN 8 05-01-19 | Layne Christensen Co | Stock-Other | 0.84% | — | — | |
| 29 | AEGR 2 08-15-19 | Aegerion Pharmaceuticals | Stock-Other | 0.82% | — | — | |
| 30 | PTCT 3 08-15-22 | Ptc Therapeutics INC | Stock-Healthcare | 0.81% | — | — | |
| 31 | CTXS 0.5 04-15-19 | Citrix Systems INC | Stock-Other | 0.78% | — | — | |
| 32 | ✓ | Forum Merger CORP | Stock-Other | 0.67% | — | +8.16% | |
| 33 | ECPG 2.875 03-15-21 | Encore Capital Group INC | Stock-Other | 0.67% | — | — | |
| 34 | QDEL 3.25 12-15-20 | Quidel CORP | Stock-Other | 0.66% | — | — | |
| 35 | TPC 2.875 06-15-21 | Tutor Perini CORP | Stock-Other | 0.63% | — | — | |
| 36 | ✓ | Pensare Acquisition CORP | Stock-Other | 0.59% | — | — | |
| 37 | ✓ | Industrea Acquisition CORP | Stock-Other | 0.54% | — | — | |
| 38 | ✓ | Modern Media Acquisition | Stock-Other | 0.42% | — | — | |
| 39 | TSLA 2.375 03-15-22 | Tesla INC | Stock-Consumer Disc | 0.41% | — | — | |
| 40 | SSRMCN 2.875 02-01-33 | Ssr Mining INC | Stock-Other | 0.34% | — | -84.62% | |
| 41 | ✓ | Chesapeake Energy Corp | Stock-Other | 0.31% | — | -87.50% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | LGIH 4.25 11-15-19 | Lgi Homes INC | +4.6% | +47.18% | Add |
| 2 | COVPHA 3.25 06-01-22 | Covis Finco Sarl | +1.6% | +250.00% | Add |
| 3 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | +0.9% | +1.98% | Add |
| 4 | ✓ | Sucampo Pharmaceuticals INC | +0.7% | +50.00% | Add |
| 5 | TWO 6.25 01-15-22 | Two Harbors Inv CORP | +0.7% | +21.24% | Add |
| 6 | SPPI 2.75 12-15-18 | Spectrum Pharmaceuticals | +0.6% | -9.06% | Trim |
| 7 | REGI 4 06-15-36 | Renewable Energy Group I | +0.1% | +12.50% | Add |
| 8 | ✓ | Forum Merger CORP | 0% | +8.16% | Add |
| 9 | ACOR 1.75 06-15-21 | Acorda Therapeutics INC | 0% | — | Unchanged |
| 10 | CSV 2.75 03-15-21 | Carriage Services INC | 0% | +10.00% | Add |
| 11 | TCOM 1 07-01-20 | Trip.com Group LTD | -0.3% | — | Unchanged |
| 12 | ECPG 3 07-01-20 | Encore Capital Group INC | -0.4% | -7.85% | Trim |
| 13 | TLGT 3.75 12-15-19 | Teligent INC | -0.4% | +5.40% | Add |
| 14 | KEYW 2.5 07-15-19 | Keyw Holding CORP | -0.4% | -10.85% | Trim |
| 15 | TBPH 3.25 11-01-23 | Theravance Biopharma INC | -0.5% | — | Unchanged |
| 16 | ASRT 2.5 09-01-21 | Assertio Therapeutics In | -0.6% | — | Unchanged |
| 17 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | -1% | -19.34% | Trim |
| 18 | ELGX 3.25 11-01-20 | Endologix INC | -1.3% | -39.01% | Trim |
| 19 | TSLA 1.25 03-01-21 | Tesla INC | -1.6% | -25.00% | Trim |
| 20 | TTMI 1.75 12-15-20 | Ttm Technologies INC | -1.8% | -8.31% | Trim |
| 21 | SSRMCN 2.875 02-01-33 | Ssr Mining INC | -1.9% | -84.62% | Trim |
| 22 | TSLAEN 1.625 11-01-19 | Tesla Energy Operations | -2.2% | -41.10% | Trim |
| 23 | ✓ | Chesapeake Energy Corp | -2.4% | -87.50% | Trim |
| 24 | RDUS 3 09-01-24 | Radius Health INC | — | NEW | New buy |
| 25 | GECBLE 4.5 11-15-29 | General Cable CORP | — | NEW | New buy |
| 26 | WMC 6.75 10-01-22 | Western Asset Mtge Cap | — | NEW | New buy |
| 27 | MCHP 1.625 02-15-25 | Microchip Technology INC | — | NEW | New buy |
| 28 | EBS 2.875 01-15-21 | Emergent Biosolutions | — | NEW | New buy |
| 29 | P 1.75 12-01-20 | Pandora Media LLC | — | EXIT | Sold out |
| 30 | GPRE 4.125 09-01-22 | Green Plains INC | — | NEW | New buy |
| 31 | TITN 3.75 05-01-19 | Titan Machinery INC | — | EXIT | Sold out |
| 32 | VTI | Vanguard Total Stock Mkt ETF | — | EXIT | Sold out |
| 33 | CKH 2.5 12-15-27 | Seacor Holdings INC | — | EXIT | Sold out |
| 34 | TOL 0.5 09-15-32 | Toll Bros Finance CORP | — | EXIT | Sold out |
| 35 | AAPL | Apple INC | — | EXIT | Sold out |
| 36 | LAYN 8 05-01-19 | Layne Christensen Co | — | NEW | New buy |
| 37 | PTCT 3 08-15-22 | Ptc Therapeutics INC | — | NEW | New buy |
| 38 | AMRI 2.25 11-15-18 | Albany Molecular Researc | — | EXIT | Sold out |
| 39 | CTXS 0.5 04-15-19 | Citrix Systems INC | — | NEW | New buy |
| 40 | ✓ | Dermira INC | — | EXIT | Sold out |
| 41 | BDX 6.125 05-01-20 A | Becton Dickinson And Co | — | EXIT | Sold out |
| 42 | NMFC 5 06-15-19 | New Mountain Finance Cor | — | EXIT | Sold out |
| 43 | ECPG 2.875 03-15-21 | Encore Capital Group INC | — | NEW | New buy |
| 44 | QDEL 3.25 12-15-20 | Quidel CORP | — | NEW | New buy |
| 45 | TPC 2.875 06-15-21 | Tutor Perini CORP | — | NEW | New buy |
| 46 | ✓ | Pensare Acquisition CORP | — | NEW | New buy |
| 47 | ✓ | Industrea Acquisition CORP | — | NEW | New buy |
| 48 | ✓ | Bison Cap Acquisition CORP | — | EXIT | Sold out |
| 49 | NHEUR | Nanthealth INC | — | EXIT | Sold out |
| 50 | ✓ | Saexploration Holdings INC | — | EXIT | Sold out |