CIK: 0001301396
Total reported value
$4.3B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AMRI 2.25 11-15-18 | Albany Molecular Researc | Stock-Other | 7.76% | — | +114.29% | |
| 2 | AFFX 4 07-01-19 | Affymetrix INC | Stock-Other | 7.18% | — | — | |
| 3 | CKH 2.5 12-15-27 | Seacor Holdings INC | Stock-Other | 7.10% | — | — | |
| 4 | PDLI 4 02-01-18 | Pdl Biopharma INC | Stock-Other | 6.65% | — | +33.94% | |
| 5 | VGR V1.75 04-15-20 | Vector Group LTD | Stock-Other | 5.53% | — | — | |
| 6 | ELGX 3.25 11-01-20 | Endologix INC | Stock-Other | 5.36% | — | +28.57% | |
| 7 | CSV 2.75 03-15-21 | Carriage Services INC | Stock-Other | 4.12% | — | — | |
| 8 | LGIH 4.25 11-15-19 | Lgi Homes INC | Stock-Other | 3.92% | — | — | |
| 9 | ECPG 3 07-01-20 | Encore Capital Group INC | Stock-Other | 3.77% | — | +15.89% | |
| 10 | SQNM 5 01-01-18 | Sequenom INC | Stock-Other | 3.59% | — | — | |
| 11 | ✓ | Ramco-gershenson Pptys Tr | Stock-Other | 3.53% | — | — | |
| 12 | TSLA 1.25 03-01-21 | Tesla INC | Stock-Consumer Disc | 2.88% | — | — | |
| 13 | QDEL 3.25 12-15-20 | Quidel CORP | Stock-Other | 2.51% | — | +80.00% | |
| 14 | NMFC 5 06-15-19 | New Mountain Finance Cor | Stock-Other | 2.51% | — | — | |
| 15 | ✓ | Garnero Group Acquisition Co | Stock-Other | 2.44% | — | — | |
| 16 | TSLAEN 1.625 11-01-19 | Tesla Energy Operations | Stock-Other | 2.43% | — | +41.93% | |
| 17 | ARAY 3.5 02-01-18 A | Accuray INC | Stock-Other | 2.25% | — | +50.00% | |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.92% | — | — | |
| 19 | EMGC 8.5 02-15-19 | Emergent Capital INC | Stock-Other | 1.91% | — | — | |
| 20 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.82% | — | — | |
| 21 | TSLA 0.25 03-01-19 | Tesla INC | Stock-Consumer Disc | 1.81% | — | — | |
| 22 | SPPI 2.75 12-15-18 | Spectrum Pharmaceuticals | Stock-Other | 1.64% | — | — | |
| 23 | AMD 2.625 06-15-17 | Xilinx INC | Stock-Tech | 1.54% | — | +6.67% | |
| 24 | ARAY 3.5 02-01-18 | Accuray INC | Stock-Other | 1.50% | — | +100.00% | |
| 25 | TTMI 1.75 12-15-20 | Ttm Technologies INC | Stock-Tech | 1.36% | — | — | |
| 26 | ECPG 3 11-27-17 | Encore Capital Group INC | Stock-Other | 1.36% | — | +266.67% | |
| 27 | AAPL | Apple INC | Stock-Tech | 1.35% | — | — | |
| 28 | EXEL 4.25 08-15-19 | Exelixis INC | Stock-Healthcare | 1.23% | — | — | |
| 29 | HZNP 2.5 03-15-22 | Horizon Pharma Inv LTD | Stock-Other | 1.19% | — | — | |
| 30 | MWW 3.5 10-15-19 | Monster Worldwide INC | Stock-Other | 1.14% | — | +18.34% | |
| 31 | ✓ | Klr Energy Acquisition CORP | Stock-Other | 1.12% | — | — | |
| 32 | AEGR 2 08-15-19 | Aegerion Pharmaceuticals | Stock-Other | 1.12% | — | +40.80% | |
| 33 | CPHD 1.25 02-01-21 | Cepheid | Stock-Other | 1.12% | — | — | |
| 34 | ✓ | Yahoo INC | Stock-Other | 0.73% | — | — | |
| 35 | CIEI 2.625 12-01-19 | Cobalt Intl Energy INC | Stock-Other | 0.61% | — | — | |
| 36 | FTR 11.125 06-29-18 A | Frontier Communications | Stock-Other | 0.49% | — | — | |
| 37 | CIEI 3.125 05-15-24 | Cobalt Intl Energy INC | Stock-Other | 0.26% | — | — | |
| 38 | STEW | Srh Total Return Fund INC | Stock-Other | 0.23% | — | — | |
| 39 | BLW | Blackrock LTD Durat INC Tr | Stock-Other | 0.22% | — | -38.26% | |
| 40 | SREV 1.5 08-01-18 | Servicesource Intl INC | Stock-Other | 0.20% | — | — | |
| 41 | ZINC 3.8 07-01-17 | Metals Recovery Hldg LLC | Stock-Other | 0.18% | — | — | |
| 42 | RVT | Royce Small-cap Trust INC | Stock-Other | 0.15% | — | — | |
| 43 | NXRT | Nexpoint Residential | Stock-Other | 0.11% | — | — | |
| 44 | SUNE 2.375 04-15-22 | Sunedison INC | Stock-Other | 0.06% | — | — | |
| 45 | ✓ | Garnero Group Acquisition Co | Stock-Other | 0.06% | — | — | |
| 46 | ✓ | Fibrocell Science INC | Stock-Other | 0.05% | — | -42.72% | |
| 47 | ✓ | Garnero Group Acquisition Co | Stock-Other | 0.03% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AMRI 2.25 11-15-18 | Albany Molecular Researc | +2.3% | +114.29% | Add |
| 2 | PDLI 4 02-01-18 | Pdl Biopharma INC | +1.1% | +33.94% | Add |
| 3 | ECPG 3 11-27-17 | Encore Capital Group INC | +0.9% | +266.67% | Add |
| 4 | QDEL 3.25 12-15-20 | Quidel CORP | +0.6% | +80.00% | Add |
| 5 | AFFX 4 07-01-19 | Affymetrix INC | +0.4% | — | Unchanged |
| 6 | ARAY 3.5 02-01-18 | Accuray INC | +0.4% | +100.00% | Add |
| 7 | ARAY 3.5 02-01-18 A | Accuray INC | +0.1% | +50.00% | Add |
| 8 | ✓ | Garnero Group Acquisition Co | 0% | — | Unchanged |
| 9 | RVT | Royce Small-cap Trust INC | 0% | — | Unchanged |
| 10 | ✓ | Garnero Group Acquisition Co | 0% | — | Unchanged |
| 11 | FTR 11.125 06-29-18 A | Frontier Communications | -0.1% | — | Unchanged |
| 12 | STEW | Srh Total Return Fund INC | -0.1% | — | Unchanged |
| 13 | ✓ | Yahoo INC | -0.1% | — | Unchanged |
| 14 | CIEI 3.125 05-15-24 | Cobalt Intl Energy INC | -0.2% | — | Unchanged |
| 15 | AEGR 2 08-15-19 | Aegerion Pharmaceuticals | -0.2% | +40.80% | Add |
| 16 | ✓ | Fibrocell Science INC | -0.2% | -42.72% | Trim |
| 17 | BLW | Blackrock LTD Durat INC Tr | -0.2% | -38.26% | Trim |
| 18 | CPHD 1.25 02-01-21 | Cepheid | -0.3% | — | Unchanged |
| 19 | CIEI 2.625 12-01-19 | Cobalt Intl Energy INC | -0.3% | — | Unchanged |
| 20 | AMD 2.625 06-15-17 | Xilinx INC | -0.4% | +6.67% | Add |
| 21 | SPPI 2.75 12-15-18 | Spectrum Pharmaceuticals | -0.4% | — | Unchanged |
| 22 | EMGC 8.5 02-15-19 | Emergent Capital INC | -0.5% | — | Unchanged |
| 23 | ZINC 3.8 07-01-17 | Metals Recovery Hldg LLC | -0.5% | — | Unchanged |
| 24 | MWW 3.5 10-15-19 | Monster Worldwide INC | -0.5% | +18.34% | Add |
| 25 | TSLA 0.25 03-01-19 | Tesla INC | -0.5% | — | Unchanged |
| 26 | ELGX 3.25 11-01-20 | Endologix INC | -0.6% | +28.57% | Add |
| 27 | TSLAEN 1.625 11-01-19 | Tesla Energy Operations | -0.6% | +41.93% | Add |
| 28 | ✓ | Garnero Group Acquisition Co | -0.6% | — | Unchanged |
| 29 | NMFC 5 06-15-19 | New Mountain Finance Cor | -0.6% | — | Unchanged |
| 30 | ✓ | Ramco-gershenson Pptys Tr | -0.6% | — | Unchanged |
| 31 | ECPG 3 07-01-20 | Encore Capital Group INC | -0.6% | +15.89% | Add |
| 32 | TSLA 1.25 03-01-21 | Tesla INC | -1% | — | Unchanged |
| 33 | CSV 2.75 03-15-21 | Carriage Services INC | -1.4% | — | Unchanged |
| 34 | VGR V1.75 04-15-20 | Vector Group LTD | -1.6% | — | Unchanged |
| 35 | CKH 2.5 12-15-27 | Seacor Holdings INC | -1.7% | — | Unchanged |
| 36 | SQNM 5 01-01-18 | Sequenom INC | -2% | — | Unchanged |
| 37 | LGIH 4.25 11-15-19 | Lgi Homes INC | — | NEW | New buy |
| 38 | TWTR 0.25 09-15-19 | Twitter INC | — | EXIT | Sold out |
| 39 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 40 | VTI | Vanguard Total Stock Mkt ETF | — | NEW | New buy |
| 41 | TTMI 1.75 12-15-20 | Ttm Technologies INC | — | NEW | New buy |
| 42 | AAPL | Apple INC | — | NEW | New buy |
| 43 | EXEL 4.25 08-15-19 | Exelixis INC | — | NEW | New buy |
| 44 | HZNP 2.5 03-15-22 | Horizon Pharma Inv LTD | — | NEW | New buy |
| 45 | ✓ | Klr Energy Acquisition CORP | — | NEW | New buy |
| 46 | OCSL 5.375 04-01-16 | Fifth Street Finance Cor | — | EXIT | Sold out |
| 47 | ✓ | Whiting Petroleum Corp. | — | EXIT | Sold out |
| 48 | SREV 1.5 08-01-18 | Servicesource Intl INC | — | NEW | New buy |
| 49 | XWIAX | Western Asset Infl-link Sec | — | EXIT | Sold out |
| 50 | SUNE 2.375 04-15-22 | Sunedison INC | — | NEW | New buy |