CIK: 0001301396
Total reported value
$4.3B
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AFFX 4 07-01-19 | Affymetrix INC | Stock-Other | 9.87% | — | — | |
| 2 | ✓ | Sequenom INC | Stock-Other | 7.30% | — | — | |
| 3 | AKS 5 11-15-19 | Ak Steel CORP | Stock-Other | 7.07% | — | — | |
| 4 | BCOR 4.25 04-01-19 | Blucora INC | Stock-Other | 6.84% | — | — | |
| 5 | ANIP 3 12-01-19 | Ani Pharmaceuticals INC | Stock-Other | 6.48% | — | — | |
| 6 | CBZ 4.875 10-01-15 144A | Cbiz INC | Stock-Other | 5.87% | — | — | |
| 7 | VGR V1.75 04-15-20 | Vector Group LTD | Stock-Other | 5.61% | — | — | |
| 8 | JAKK 4.25 08-01-18 | Jakks Pacific INC | Stock-Other | 4.36% | — | — | |
| 9 | OXSQ 7.5 11-01-17 | Ticc Capital CORP | Stock-Other | 4.09% | — | — | |
| 10 | ✓ | Garnero Group Acquisition Co | Stock-Other | 3.80% | — | — | |
| 11 | QDEL 3.25 12-15-20 | Quidel CORP | Stock-Other | 3.46% | — | — | |
| 12 | ZINC 3.8 07-01-17 | Metals Recovery Hldg LLC | Stock-Other | 3.21% | — | — | |
| 13 | GPRE 3.25 10-01-18 | Green Plains INC | Stock-Other | 3.10% | — | — | |
| 14 | ACOR 1.75 06-15-21 | Acorda Therapeutics INC | Stock-Other | 3.04% | — | — | |
| 15 | ECPG 3 07-01-20 | Encore Capital Group INC | Stock-Other | 3.00% | — | — | |
| 16 | CIEI 3.125 05-15-24 | Cobalt Intl Energy INC | Stock-Other | 2.97% | — | — | |
| 17 | ✓ | Hf2 Finl Mgmt INC | Stock-Other | 2.89% | — | — | |
| 18 | TSLA 1.25 03-01-21 | Tesla INC | Stock-Consumer Disc | 2.70% | — | — | |
| 19 | TSLA 0.25 03-01-19 | Tesla INC | Stock-Consumer Disc | 2.61% | — | — | |
| 20 | AIR 2.25 03-01-16 B | Aar CORP | Stock-Industrials | 2.46% | — | — | |
| 21 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 2.19% | — | — | |
| 22 | DNDN 2.875 01-15-16 | Dendreon CORP | Stock-Other | 1.49% | — | — | |
| 23 | CIEI 2.625 12-01-19 | Cobalt Intl Energy INC | Stock-Other | 1.42% | — | — | |
| 24 | JAKK 4.875 06-01-20 | Jakks Pacific INC | Stock-Other | 1.35% | — | — | |
| 25 | ✓ | FIBROCELL WARRANTS 2.5 Strike | Stock-Other | 0.95% | — | — | |
| 26 | ECPG 3 11-27-17 | Encore Capital Group INC | Stock-Other | 0.52% | — | — | |
| 27 | ✓ | Nexpoint Cr Strategies Fd | Stock-Other | 0.44% | — | — | |
| 28 | FMCC V8.375 PERP Z | Freddie Mac | Stock-Other | 0.28% | — | — | |
| 29 | ✓ | Cb Pharma Acquisition-unit | Stock-Other | 0.26% | — | — | |
| 30 | ✓ | Garnero Group Acquisition Co | Stock-Other | 0.11% | — | — | |
| 31 | ✓ | Kinder Morgan Inc/delaware-p | Stock-Other | 0.07% | — | — | |
| 32 | ✓ | Fibrocell Science INC | Stock-Other | 0.05% | — | — | |
| 33 | ✓ | Garnero Group Acquisition Co | Stock-Other | 0.04% | — | — | |
| 34 | ✓ | Wts Green Hunter Resources INC @$2.25 Ex | Stock-Other | 0.04% | — | — | |
| 35 | ✓ | Galena Biopharma | Stock-Other | 0.02% | — | — | |
| 36 | ✓ | FIBROCELL WARRANTS 6.25 Strike | Stock-Other | 0.01% | — | — | |
| 37 | ✓ | Frontera Resources CORP | Stock-Other | — | — | — | |
| 38 | ✓ | FIBROCELL WARRANTS 18.75 Strike | Stock-Other | — | — | — |