City Financial Investment Co Ltd — Q3 2018 13F Holdings

Name: City Financial Investment Co Ltd — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001671161

Total reported value

$562.3M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	55.24%	-55.24%	EXIT
2	META	Meta Platforms Inc-class A	Stock-Comm Services	5.19%	-5.19%	EXIT
3	AAPL	Apple INC	Stock-Tech	3.46%	-3.46%	EXIT
4	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	2.81%	-2.81%	EXIT
5	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	2.11%	-2.11%	EXIT
6	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.69%	-1.69%	EXIT
7	QCOM	Qualcomm INC	Stock-Tech	1.33%	-1.33%	EXIT
8	✓	Barclays Bk PLC	Stock-Other	1.32%	-1.32%	EXIT
9	SMH	Vaneck Semiconductor ETF	ETF-Other	1.10%	-1.10%	EXIT
10	LINTA 3.5 01-15-31	Liberty Interactive LLC	Stock-Other	1.06%	+1.72%	-3.06%
11	RY	Royal Bank Of Canada	Stock-Financials	0.88%	-0.51%	+60.19%
12	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	0.86%	-0.86%	EXIT
13	MU 3 11-15-43 G	Micron Technology INC	Stock-Tech	0.75%	-0.75%	EXIT
14	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.69%	-0.69%	EXIT
15	CM	Can Imperial Bk Of Commerce	Stock-Financials	0.68%	-0.68%	EXIT
16	WRLSUSD	Pensare Acquisition CORP	Stock-Other	0.64%	—	—
17	AXP	American Express Company	Stock-Financials	0.54%	-0.54%	EXIT
18	✓	Orbotech LTD	Stock-Other	0.51%	—	+29.38%
19	AKRXEUR	Akorn INC	Stock-Other	0.49%	-0.49%	+38.74%
20	TISI 5 08-01-23	Team INC	Stock-Other	0.49%	—	—
21	ROK	Rockwell Automation, Inc.	Stock-Industrials	0.48%	-0.48%	EXIT
22	✓	Avista Healthcare Pub Acq Co	Stock-Other	0.45%	-0.45%	EXIT
23	✓	Envision Healthcare Corp	Stock-Other	0.44%	-0.44%	EXIT
24	HLF 2 08-15-19	Herbalife LTD	Stock-Other	0.42%	+3.27%	-20.00%
25	DELL	Dell Technologies Inc.	Stock-Tech	0.42%	-0.42%	EXIT
26	ECPG 4.5 09-01-23	Encore Cap Eur Finance	Stock-Other	0.41%	—	—
27	TD	Toronto-dominion Bank	Stock-Financials	0.41%	-0.41%	EXIT
28	AABA 0 12-01-18	Altaba INC	Stock-Other	0.41%	-0.41%	EXIT
29	BXMT 4.75 03-15-23	Blackstone Mortgage Tr	Stock-Real Estate	0.40%	—	+6.20%
30	EWW	Ishares Msci Mexico ETF	ETF-Other	0.37%	-0.37%	EXIT
31	✓	Mitel Networks CORP	Stock-Other	0.36%	-0.36%	EXIT
32	✓		Stock-Other	0.35%	-0.35%	EXIT
33	MDCO 2.5 01-15-22	Medicines Company	Stock-Other	0.35%	+4.25%	+33.33%
34	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.33%	-0.33%	EXIT
35	✓		Stock-Other	0.32%	-0.32%	EXIT
36	NXPI	NXP Semiconductors N.V.	Stock-Tech	0.32%	—	-76.60%
37	EWC	Ishares Msci Canada ETF	ETF-Other	0.30%	-0.30%	EXIT
38	XXI	Twenty One Capital, Inc.	Stock-Other	0.30%	—	+12.94%
39	BNS	Bank Of Nova Scotia	Stock-Financials	0.29%	-0.29%	EXIT
40	RWT 5.625 07-15-24	Redwood Trust INC	Stock-Other	0.29%	—	+140.00%
41	EWZ	Ishares Msci Brazil ETF	ETF-Other	0.27%	-0.27%	EXIT
42	OSVEUR	Vaneck Vectors Oil Services	ETF-Other	0.27%	—	+4.49%
43	TSLA 1.25 03-01-21	Tesla INC	Stock-Consumer Disc	0.27%	-0.27%	EXIT
44	SONY	Sony Group CORP - Sp Adr	Stock-Tech	0.26%	-0.26%	EXIT
45	BMO	Bank Of Montreal	Stock-Financials	0.26%	-0.26%	EXIT
46	PRAA 3.5 06-01-23	Pra Group INC	Stock-Other	0.25%	—	+50.00%
47	✓	Mudrick Cap Acquisition CORP	Stock-Other	0.24%	—	-6.25%
48	✓	Pure Acquisition CORP	Stock-Other	0.23%	—	-30.00%
49	ECPG 2.875 03-15-21	Encore Capital Group INC	Stock-Other	0.23%	-0.23%	EXIT
50	GM	General Motors Co	Stock-Consumer Disc	0.22%	-0.22%	EXIT

1–50 of 144

Holding changes this quarter

Position changes disclosed by City Financial Investment Co Ltd for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	QQQ	Invesco Qqq Trust Series 1	+20.6%	+131.41%	Add
2	META	Meta Platforms Inc-class A	+4.9%	+3807.60%	Add
3	FXI	Ishares China Large-cap ETF	+1.6%	+510.00%	Add
4	SMH	Vaneck Semiconductor ETF	+1.1%	+13233.33%	Add
5	AXP	American Express Company	+0.5%	+645.70%	Add
6	✓	Envision Healthcare Corp	+0.4%	+942.60%	Add
7	EWW	Ishares Msci Mexico ETF	+0.3%	+394.67%	Add
8	BNS	Bank Of Nova Scotia	+0.1%	+178.86%	Add
9	✓	Mitel Networks CORP	+0.1%	+124.50%	Add
10	RWT 5.625 07-15-24	Redwood Trust INC	+0.1%	+140.00%	Add
11	GOOGL	Alphabet Inc-cl A	+0.1%	+92.98%	Add
12	RY	Royal Bank Of Canada	+0.1%	+60.19%	Add
13	EEM	Ishares Msci Emerging Market	+0.1%	+71.82%	Add
14	QCOM	Qualcomm INC	-0.1%	+14.36%	Add
15	DCH	Dauch Corporation	-0.3%	-66.47%	Trim
16	CM	Can Imperial Bk Of Commerce	-2.1%	-64.71%	Trim
17	✓	Barclays Bk PLC	-2.3%	-19.36%	Trim
18	NXPI	NXP Semiconductors N.V.	-2.4%	-76.60%	Trim
19	SPY	Ss Spdr S&p 500 ETF Trust-us	-16.3%	-86.21%	Trim
20	AAPL	Apple INC	—	NEW	New buy
21	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	NEW	New buy
22	ARI 5.5 03-15-19	Apollo Cmmrl Real Est Fi	—	EXIT	Sold out
23	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	EXIT	Sold out
24	MU 3 11-15-43 G	Micron Technology INC	—	NEW	New buy
25	ORCL	Oracle CORP	—	EXIT	Sold out
26	✓	Cavium INC	—	EXIT	Sold out
27	TISI 5 08-01-23	Team INC	—	NEW	New buy
28	✓	Avista Healthcare Pub Acq Co	—	NEW	New buy
29	DELL	Dell Technologies Inc.	—	NEW	New buy
30	ECPG 4.5 09-01-23	Encore Cap Eur Finance	—	NEW	New buy
31	✓		—	NEW	New buy
32	CMCSA	Comcast Corp-class A	—	EXIT	Sold out
33	✓	Rsp Permian INC	—	EXIT	Sold out
34	✓		—	EXIT	Sold out
35	✓	Xl Group LTD Com	—	EXIT	Sold out
36	TSLA 1.25 03-01-21	Tesla INC	—	NEW	New buy
37	✓	Nxstage Medical INC	—	EXIT	Sold out
38	OPTU	Optimum Communications Inc-a	—	EXIT	Sold out
39	SONY	Sony Group CORP - Sp Adr	—	NEW	New buy
40	GM	General Motors Co	—	NEW	New buy
41	TSEMIT 8 12-31-18	Jazz US Holdings INC	—	EXIT	Sold out
42	SDRL	Seadrill Limited	—	NEW	New buy
43	TMUS	T-mobile US INC	—	EXIT	Sold out
44	ON	On Semiconductor	—	NEW	New buy
45	✓	Web.com Group INC	—	NEW	New buy
46	NAT	Nordic American Tankers Limited	—	EXIT	Sold out
47	QTS 6.5 PERP B	Qts Realty Trust INC	—	NEW	New buy
48	DIS	Walt Disney Co/the	—	EXIT	Sold out
49	✓	Lasalle Hotel Pptys	—	EXIT	Sold out
50	PSEC 4.95 07-15-22	Prospect Capital CORP	—	EXIT	Sold out