City Financial Investment Co Ltd — Q3 2017 13F Holdings

Name: City Financial Investment Co Ltd — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001671161

Total reported value

$562.3M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Barclays Bk PLC	Stock-Other	19.76%	-1.32%	EXIT
2	AMZN	Amazon.com INC	Stock-Consumer Disc	7.98%	—	—
3	AAPL	Apple INC	Stock-Tech	5.83%	-3.46%	EXIT
4	VRSN 3.25 08-15-37	Verisign INC	Stock-Tech	4.91%	—	+143.95%
5	USX1	United States Steel CORP	Stock-Other	4.26%	—	+47.73%
6	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	3.55%	—	—
7	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.17%	-1.69%	EXIT
8	NXPI	NXP Semiconductors N.V.	Stock-Tech	2.85%	—	—
9	TECK	Teck Resources Ltd-cls B	Stock-Materials	2.76%	—	+36.85%
10	T	At&t INC	Stock-Comm Services	2.47%	-0.22%	EXIT
11	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	2.30%	-2.11%	EXIT
12	✓	Alere INC	Stock-Other	2.28%	—	+41.72%
13	JWNUSD	Nordstrom INC	Stock-Other	2.23%	—	—
14	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	2.20%	-0.86%	EXIT
15	TWXCHF	Time Warner INC	Stock-Other	1.87%	—	+45.00%
16	HLF 2 08-15-19	Herbalife LTD	Stock-Other	1.81%	+3.27%	+64.29%
17	AKRXEUR	Akorn INC	Stock-Other	1.61%	-0.49%	+40.00%
18	✓	Brocade Communications Sys I	Stock-Other	1.58%	—	+29.96%
19	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.58%	—	-67.25%
20	DIS	Walt Disney Co/the	Stock-Comm Services	1.55%	—	—
21	RICEEUR	Eqt Re Merger Sub INC	Stock-Other	1.37%	—	—
22	✓	Neuroderm LTD	Stock-Other	1.32%	—	—
23	LINTA 3.5 01-15-31	Liberty Interactive LLC	Stock-Other	1.31%	+1.72%	+53.06%
24	TRCO	Tribune Media Co - A	Stock-Other	1.25%	—	—
25	✓	Nxstage Medical INC	Stock-Other	1.22%	—	—
26	M	Macy's INC	Stock-Consumer Disc	1.17%	—	+0.07%
27	D	Dominion Energy, Inc.	Stock-Utilities	1.11%	—	—
28	AKS1EUR	Ak Steel Holding CORP	Stock-Other	1.09%	—	—
29	ARI 5.5 03-15-19	Apollo Cmmrl Real Est Fi	Stock-Other	1.02%	—	—
30	KRG	Kite Realty Group Trust	Stock-Real Estate	0.95%	—	—
31	CRM 0.25 04-01-18	Salesforce.com INC	Stock-Tech	0.89%	—	—
32	✓		Stock-Other	0.83%	—	—
33	✓	Electrum Spl Acquisition Cor	Stock-Other	0.81%	—	+522.81%
34	TSEMIT 8 12-31-18	Jazz US Holdings INC	Stock-Other	0.78%	—	—
35	HLF	Herbalife Ltd.	Stock-Other	0.78%	—	+60.79%
36	COVPHA 3.25 06-01-22	Covis Finco Sarl	Stock-Other	0.77%	—	-16.67%
37	✓	Level 3 Communications INC	Stock-Other	0.76%	—	-60.04%
38	✓	Calpine CORP	Stock-Other	0.56%	—	—
39	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	ETF-Other	0.43%	—	+116.22%
40	HCC	Warrior Met Coal INC	Stock-Materials	0.43%	—	—
41	MGA	Magna International INC	Stock-Consumer Disc	0.39%	—	-18.80%
42	UPL1EUR	Ultra Petroleum CORP	Stock-Other	0.36%	—	+20.70%
43	DYN 7 07-01-19	Vistra Energy CORP	Stock-Other	0.32%	—	+200.00%
44	NTES	Netease Inc-adr	Stock-Comm Services	0.32%	—	+102.13%
45	ALR 3 PERP B	Alere INC	Stock-Other	0.31%	—	—
46	RRC	Range Resources CORP	Stock-Energy	0.31%	—	—
47	CHKEUR	Chesapeake Energy CORP	Stock-Other	0.24%	—	—
48	HCI 3.875 03-15-19	Hci Group INC	Stock-Other	0.23%	—	—
49	META	Meta Platforms Inc-class A	Stock-Comm Services	0.23%	-5.19%	EXIT
50	HTZ-WEUR	Hertz Global Holdings INC	Stock-Other	0.23%	—	+0.91%

1–50 of 67

Holding changes this quarter

Position changes disclosed by City Financial Investment Co Ltd for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VRSN 3.25 08-15-37	Verisign INC	+1.9%	+143.95%	Add
2	T	At&t INC	+1.3%	+250.88%	Add
3	✓	Electrum Spl Acquisition Cor	+0.6%	+522.81%	Add
4	USX1	United States Steel CORP	-0.1%	+47.73%	Add
5	TECK	Teck Resources Ltd-cls B	-0.1%	+36.85%	Add
6	LINTA 3.5 01-15-31	Liberty Interactive LLC	-0.2%	+53.06%	Add
7	HLF 2 08-15-19	Herbalife LTD	-0.2%	+64.29%	Add
8	MCHP 1.625 02-15-25	Microchip Technology INC	-0.3%	+33.33%	Add
9	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.3%	+53.85%	Add
10	TWXCHF	Time Warner INC	-0.3%	+45.00%	Add
11	AKRXEUR	Akorn INC	-0.4%	+40.00%	Add
12	✓	Alere INC	-0.5%	+41.72%	Add
13	✓	Xcerra CORP	-0.8%	-98.64%	Trim
14	✓	Level 3 Communications INC	-2.9%	-60.04%	Trim
15	✓	Powershares Qqq Trust Ser 1	-6.3%	-67.25%	Trim
16	✓	Barclays Bk PLC	—	NEW	New buy
17	AMZN	Amazon.com INC	—	NEW	New buy
18	AAPL	Apple INC	—	NEW	New buy
19	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
20	MBLY	Mobileye Global Inc.	—	EXIT	Sold out
21	REYN	Reynolds Consumer Products Inc.	—	EXIT	Sold out
22	DIS	Walt Disney Co/the	—	NEW	New buy
23	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	—	EXIT	Sold out
24	RICEEUR	Eqt Re Merger Sub INC	—	NEW	New buy
25	✓	Neuroderm LTD	—	NEW	New buy
26	TRCO	Tribune Media Co - A	—	NEW	New buy
27	✓	Whiting Petroleum Corp.	—	EXIT	Sold out
28	✓	Nxstage Medical INC	—	NEW	New buy
29	✓	Cabelas INC Cl-a Com	—	EXIT	Sold out
30	D	Dominion Energy, Inc.	—	NEW	New buy
31	AKS1EUR	Ak Steel Holding CORP	—	NEW	New buy
32	OSVEUR	Vaneck Vectors Oil Services	—	EXIT	Sold out
33	ARI 5.5 03-15-19	Apollo Cmmrl Real Est Fi	—	NEW	New buy
34	KRG	Kite Realty Group Trust	—	NEW	New buy
35	SMH	Vaneck Semiconductor ETF	—	EXIT	Sold out
36	✓		—	EXIT	Sold out
37	CRM 0.25 04-01-18	Salesforce.com INC	—	NEW	New buy
38	✓	Neustar INC	—	EXIT	Sold out
39	VZ	Verizon Communications INC	—	EXIT	Sold out
40	TSEMIT 8 12-31-18	Jazz US Holdings INC	—	NEW	New buy
41	XLF	Ss Financial Select Sector	—	EXIT	Sold out
42	UAA	Under Armour Inc-class A	—	EXIT	Sold out
43	XLV	Ss Health Care Select Sector	—	EXIT	Sold out
44	IBB	Ishares Biotechnology ETF	—	EXIT	Sold out
45	✓	Calpine CORP	—	NEW	New buy
46	SNAP	Snap INC - A	—	EXIT	Sold out
47	CEMEX 3.75 03-15-18	Cemex Sab De Cv	—	EXIT	Sold out
48	CAA 1.25 08-01-32	Calatlantic Group INC	—	EXIT	Sold out
49	ALR 3 PERP B	Alere INC	—	NEW	New buy
50	✓	Hennessy Cap Acquston CORP I	—	EXIT	Sold out