Circle Wealth Management, LLC — Q3 2020 13F Holdings

Name: Circle Wealth Management, LLC — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001578242

Total reported value

$7.0B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	34.35%	-1.01%	+1.13%
2	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	8.63%	-0.15%	-4.71%
3	SCHB	Schwab US Broad Market ETF	ETF-Other	6.90%	-0.12%	-12.78%
4	MRK	Merck & Co. INC.	Stock-Healthcare	5.35%	+0.01%	+0.19%
5	AAPL	Apple INC	Stock-Tech	2.13%	+3.79%	+294.63%
6	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	1.90%	—	-2.70%
7	AON	Aon plc	Stock-Financials	1.70%	—	-1.80%
8	AME	Ametek INC	Stock-Industrials	1.60%	—	+0.09%
9	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.54%	-0.06%	+14.20%
10	MSFT	Microsoft CORP	Stock-Tech	1.50%	-0.23%	+4.82%
11	JPM	Jpmorgan Chase & Co	Stock-Financials	1.46%	-0.05%	+0.20%
12	ITW	Illinois Tool Works	Stock-Industrials	1.41%	—	—
13	XLP	Ss Consumer Staples Sel Sect	ETF-Other	1.20%	—	+0.11%
14	AMZN	Amazon.com INC	Stock-Consumer Disc	1.10%	-0.17%	-32.72%
15	GS	Goldman Sachs Group INC	Stock-Financials	1.01%	—	-37.65%
16	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.88%	-0.05%	+0.44%
17	XLK	Ss Technology Select Sector	ETF-Tech	0.87%	-0.04%	+53.61%
18	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.71%	—	+15.62%
19	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.70%	—	+0.47%
20	DLN	Wisdomtree US Largecap Divid	ETF-Other	0.67%	—	+0.56%
21	SCHX	Schwab US Large-cap ETF	ETF-Other	0.66%	—	-1.80%
22	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.65%	—	+3.17%
23	PNC	Pnc Financial Services Group	Stock-Financials	0.64%	—	-1.66%
24	MA	Mastercard INC - A	Stock-Financials	0.60%	—	-7.50%
25	VHT	Vanguard Health Care ETF	ETF-Other	0.59%	—	+0.26%
26	DIS	Walt Disney Co/the	Stock-Comm Services	0.57%	—	+14.19%
27	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.57%	—	+0.10%
28	MMM	3m Co	Stock-Industrials	0.55%	—	+2.33%
29	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.50%	+0.03%	+17.65%
30	GLD	Spdr Gold Shares	ETF-Commodities	0.46%	—	+5.78%
31	SGENEUR	Seagen INC	Stock-Other	0.45%	—	-2.77%
32	META	Meta Platforms Inc-class A	Stock-Comm Services	0.42%	—	+13.98%
33	CI	THE Cigna Group	Stock-Healthcare	0.40%	—	-29.38%
34	REGN	Regeneron Pharmaceuticals	Stock-Healthcare	0.34%	—	-0.22%
35	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.31%	-0.25%	+0.50%
36	UNP	Union Pacific CORP	Stock-Industrials	0.30%	—	+29.61%
37	JNJ	Johnson & Johnson	Stock-Healthcare	0.27%	—	+17.74%
38	VZ	Verizon Communications INC	Stock-Comm Services	0.27%	—	+1.39%
39	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.27%	—	—
40	TDOC	Teladoc Health INC	Stock-Healthcare	0.26%	—	+0.66%
41	NOW	Servicenow INC	Stock-Tech	0.26%	-0.02%	-21.60%
42	QRVO	Qorvo INC	Stock-Tech	0.26%	—	—
43	ORCL	Oracle CORP	Stock-Tech	0.25%	-0.04%	-6.28%
44	C	Citigroup INC	Stock-Financials	0.25%	—	-5.45%
45	IHI	Ishares U.s. Medical Devices	ETF-Other	0.24%	—	+2.04%
46	TSLA	Tesla INC	Stock-Consumer Disc	0.24%	-0.03%	+464.29%
47	PANW	Palo Alto Networks INC	Stock-Tech	0.23%	—	+0.78%
48	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.23%	—	-2.56%
49	UNH	Unitedhealth Group INC	Stock-Healthcare	0.23%	—	+3.75%
50	GLW	Corning INC	Stock-Tech	0.23%	—	+0.01%

1–50 of 197

Holding changes this quarter

Position changes disclosed by Circle Wealth Management, LLC for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+1.2%	+1.13%	Add
2	AAPL	Apple INC	+0.3%	+294.63%	Add
3	XLK	Ss Technology Select Sector	+0.3%	+53.61%	Add
4	QQQ	Invesco Qqq Trust Series 1	+0.3%	+14.20%	Add
5	BRK-A	Berkshire Hathaway Inc-cl A	+0.2%	-2.70%	Trim
6	BRK-B	Berkshire Hathaway Inc-cl B	+0.2%	+15.62%	Add
7	TSLA	Tesla INC	+0.1%	+464.29%	Add
8	DIS	Walt Disney Co/the	+0.1%	+14.19%	Add
9	CMCSA	Comcast Corp-class A	+0.1%	+3.17%	Add
10	UNP	Union Pacific CORP	+0.1%	+29.61%	Add
11	CRWD	Crowdstrike Holdings INC - A	+0.1%	+30.35%	Add
12	AME	Ametek INC	+0.1%	+0.09%	Add
13	META	Meta Platforms Inc-class A	+0.1%	+13.98%	Add
14	MRK	Merck & Co. INC.	+0.1%	+0.19%	Add
15	PG	Procter & Gamble Co/the	+0.1%	+0.47%	Add
16	GOOGL	Alphabet Inc-cl A	+0.1%	+17.65%	Add
17	PLUG	Plug Power INC	+0.1%	+0.29%	Add
18	FDX	Fedex CORP	+0.1%	+63.92%	Add
19	ITW	Illinois Tool Works	+0.1%	—	Unchanged
20	TMO	Thermo Fisher Scientific INC	+0.1%	+26.48%	Add
21	NVDA	Nvidia CORP	+0.1%	+20.09%	Add
22	XLP	Ss Consumer Staples Sel Sect	0%	+0.11%	Add
23	BABA	Alibaba Group Holding-sp Adr	0%	-2.56%	Trim
24	JNJ	Johnson & Johnson	0%	+17.74%	Add
25	CHTR	Charter Communications Inc-a	0%	+21.49%	Add
26	NKE	Nike INC -cl B	0%	+33.15%	Add
27	MSFT	Microsoft CORP	0%	+4.82%	Add
28	GLD	Spdr Gold Shares	0%	+5.78%	Add
29	SGENEUR	Seagen INC	0%	-2.77%	Trim
30	AON	Aon plc	0%	-1.80%	Trim
31	GILD	Gilead Sciences INC	-0.1%	-15.00%	Trim
32	C	Citigroup INC	-0.1%	-5.45%	Trim
33	VTI	Vanguard Total Stock Mkt ETF	-0.2%	-4.71%	Trim
34	NFLX	Netflix INC	-0.2%	-54.33%	Trim
35	EFT	Eaton Vance Fltng Rt INC Tr	-0.2%	-54.05%	Trim
36	CI	THE Cigna Group	-0.3%	-29.38%	Trim
37	AMZN	Amazon.com INC	-0.4%	-32.72%	Trim
38	GS	Goldman Sachs Group INC	-0.7%	-37.65%	Trim
39	SCHB	Schwab US Broad Market ETF	-0.8%	-12.78%	Trim
40	✓	Spdr S&p 500 ETF Tr	—	EXIT	Sold out
41	XLF	Ss Financial Select Sector	—	EXIT	Sold out
42	SHAK	Shake Shack INC - Class A	—	EXIT	Sold out
43	DBI	Designer Brands Inc-class A	—	NEW	New buy
44	MSGS	Madison Square Garden Sports	—	NEW	New buy
45	SBNY	Signature Bank	—	EXIT	Sold out
46	JPM	JPMorgan Chase & Co.	—	EXIT	Sold out
47	MDB	Mongodb INC	—	EXIT	Sold out
48	COUPEUR	Coupa Software INC	—	EXIT	Sold out
49	PEGA	Pegasystems INC	—	EXIT	Sold out
50	WDAY	Workday Inc-class A	—	NEW	New buy