Circle Wealth Management, LLC — Q3 2019 13F Holdings

Name: Circle Wealth Management, LLC — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001578242

Total reported value

$7.0B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	25.54%	-1.01%	+2.38%
2	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	15.20%	-0.15%	+6.20%
3	SCHB	Schwab US Broad Market ETF	ETF-Other	10.03%	-0.12%	+1.31%
4	MRK	Merck & Co. INC.	Stock-Healthcare	6.97%	+0.01%	+0.68%
5	XLF	Ss Financial Select Sector	ETF-Other	2.37%	—	-7.91%
6	JPM	Jpmorgan Chase & Co	Stock-Financials	2.05%	-0.05%	+50.65%
7	GS	Goldman Sachs Group INC	Stock-Financials	1.98%	—	+20.53%
8	AAPL	Apple INC	Stock-Tech	1.27%	+3.79%	-0.89%
9	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.16%	—	+0.20%
10	PNC	Pnc Financial Services Group	Stock-Financials	1.15%	—	-2.20%
11	ITW	Illinois Tool Works	Stock-Industrials	1.05%	—	+0.03%
12	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.05%	—	-8.11%
13	AMZN	Amazon.com INC	Stock-Consumer Disc	0.99%	-0.17%	+6.32%
14	AME	Ametek INC	Stock-Industrials	0.99%	—	+0.15%
15	EFA	Ishares Msci Eafe ETF	ETF-Other	0.87%	—	-36.46%
16	SCHX	Schwab US Large-cap ETF	ETF-Other	0.76%	—	+0.12%
17	COF	Capital One Financial CORP	Stock-Financials	0.70%	—	+4.10%
18	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	0.65%	—	-4.21%
19	CI	THE Cigna Group	Stock-Healthcare	0.65%	—	+0.01%
20	MMM	3m Co	Stock-Industrials	0.63%	—	-0.18%
21	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.62%	-0.05%	+0.63%
22	DIS	Walt Disney Co/the	Stock-Comm Services	0.60%	—	+29.69%
23	MSFT	Microsoft CORP	Stock-Tech	0.57%	-0.23%	-1.30%
24	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.56%	—	+18.84%
25	DLN	Wisdomtree US Largecap Divid	ETF-Other	0.53%	—	+0.70%
26	C	Citigroup INC	Stock-Financials	0.48%	—	-6.52%
27	VHT	Vanguard Health Care ETF	ETF-Other	0.46%	—	+0.03%
28	RCL	Royal Caribbean Cruises Ltd.	Stock-Consumer Disc	0.44%	—	-0.01%
29	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.43%	—	+38.70%
30	DBI	Designer Brands Inc-class A	Stock-Other	0.43%	—	-0.38%
31	IONS	Ionis Pharmaceuticals INC	Stock-Healthcare	0.40%	—	-3.41%
32	LHX	L3harris Technologies INC	Stock-Industrials	0.39%	—	—
33	SGENEUR	Seagen INC	Stock-Other	0.37%	—	-1.91%
34	VZ	Verizon Communications INC	Stock-Comm Services	0.34%	—	-1.23%
35	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.34%	—	—
36	XYL	Xylem INC	Stock-Industrials	0.33%	—	—
37	DAL	Delta Air Lines INC	Stock-Industrials	0.33%	—	-5.98%
38	PANW	Palo Alto Networks INC	Stock-Tech	0.33%	—	-5.59%
39	REGN	Regeneron Pharmaceuticals	Stock-Healthcare	0.32%	—	-0.92%
40	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.31%	—	-3.03%
41	NXST	Nexstar Media Group INC	Stock-Comm Services	0.31%	—	-7.19%
42	ORCL	Oracle CORP	Stock-Tech	0.31%	-0.04%	+3.49%
43	BNY	Bank Of New York Mellon CORP	Stock-Financials	0.30%	—	-12.30%
44	BYD	Boyd Gaming CORP	Stock-Consumer Disc	0.29%	—	+2.73%
45	DISCAUSD	Discovery INC - A	Stock-Other	0.28%	—	+0.02%
46	GLW	Corning INC	Stock-Tech	0.28%	—	-0.82%
47	NXPI	NXP Semiconductors N.V.	Stock-Tech	0.28%	—	+0.03%
48	TXT	Textron INC	Stock-Industrials	0.27%	—	-0.64%
49	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.27%	+0.03%	+1.18%
50	STL	Sterling Bancorp/de	Stock-Other	0.26%	—	—

1–50 of 167

Holding changes this quarter

Position changes disclosed by Circle Wealth Management, LLC for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	JPM	Jpmorgan Chase & Co	+0.7%	+50.65%	Add
2	VTI	Vanguard Total Stock Mkt ETF	+0.7%	+6.20%	Add
3	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.5%	+2.38%	Add
4	GS	Goldman Sachs Group INC	+0.3%	+20.53%	Add
5	UNP	Union Pacific CORP	+0.2%	+436.91%	Add
6	PG	Procter & Gamble Co/the	+0.1%	+0.20%	Add
7	AAPL	Apple INC	+0.1%	-0.89%	Trim
8	✓	Powershares Qqq Trust Ser 1	+0.1%	+38.70%	Add
9	CMCSA	Comcast Corp-class A	+0.1%	+18.84%	Add
10	DIS	Walt Disney Co/the	+0.1%	+29.69%	Add
11	GOOG	Alphabet Inc-cl C	+0.1%	+0.63%	Add
12	SGENEUR	Seagen INC	+0.1%	-1.91%	Trim
13	SCHB	Schwab US Broad Market ETF	0%	+1.31%	Add
14	MRK	Merck & Co. INC.	-0.1%	+0.68%	Add
15	MGM	Mgm Resorts International	-0.1%	-22.51%	Trim
16	GILD	Gilead Sciences INC	-0.1%	-16.71%	Trim
17	ALK	Alaska Air Group INC	-0.1%	-26.26%	Trim
18	DBI	Designer Brands Inc-class A	-0.1%	-0.38%	Trim
19	RCL	Royal Caribbean Cruises Ltd.	-0.1%	-0.01%	Trim
20	GLW	Corning INC	-0.1%	-0.82%	Trim
21	GLNG	Golar LNG Limited	-0.1%	—	Unchanged
22	✓	Cbs CORP New	-0.1%	-9.45%	Trim
23	PRKS	United Parks & Resorts INC	-0.1%	-12.90%	Trim
24	LNG	Cheniere Energy INC	-0.2%	-42.61%	Trim
25	IWM	Ishares Russell 2000 ETF	-0.2%	-8.11%	Trim
26	XLF	Ss Financial Select Sector	-0.2%	-7.91%	Trim
27	VEU	Vanguard Ftse All-world Ex-u	-0.3%	-74.77%	Trim
28	EFA	Ishares Msci Eafe ETF	-0.5%	-36.46%	Trim
29	AAXJ	Ishares Msci All Country Asi	—	EXIT	Sold out
30	LHX	L3harris Technologies INC	—	NEW	New buy
31	VCSH	Vanguard S/t CORP Bond ETF	—	NEW	New buy
32	APC3EUR	Anadarko Petroleum CORP	—	EXIT	Sold out
33	HYD	Vaneck High Yield Muni ETF	—	EXIT	Sold out
34	STL	Sterling Bancorp/de	—	NEW	New buy
35	IHI	Ishares U.s. Medical Devices	—	NEW	New buy
36	WBS	Webster Financial CORP	—	NEW	New buy
37	PZZA	Papa John's Intl INC	—	NEW	New buy
38	ELAN	Elanco Animal Health INC	—	NEW	New buy
39	GM	General Motors Co	—	NEW	New buy
40	BKR	Baker Hughes Co	—	NEW	New buy
41	KMB	Kimberly-clark CORP	—	NEW	New buy
42	VWO	Vanguard Ftse Emerging Marke	—	EXIT	Sold out
43	BIRD	Smartbird, Inc	—	NEW	New buy
44	VT	Vanguard Tot World Stk ETF	—	EXIT	Sold out
45	MO	Altria Group INC	—	EXIT	Sold out
46	NFRA	Flexshares Stoxx Global Broa	—	EXIT	Sold out
47	XLV	Ss Health Care Select Sector	—	NEW	New buy
48	AMBA	Ambarella, Inc.	—	NEW	New buy
49	OXY	Occidental Petroleum CORP	—	NEW	New buy
50	SSO	Proshares Ultra S&p500	—	EXIT	Sold out