Circle Wealth Management, LLC — Q3 2018 13F Holdings

Name: Circle Wealth Management, LLC — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001578242

Total reported value

$7.0B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	24.67%	-1.01%	+3.32%
2	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	21.21%	-0.15%	+7.98%
3	SCHB	Schwab US Broad Market ETF	ETF-Other	11.97%	-0.12%	+1.63%
4	XLF	Ss Financial Select Sector	ETF-Other	3.90%	—	+0.76%
5	GS	Goldman Sachs Group INC	Stock-Financials	3.79%	—	-0.37%
6	EFA	Ishares Msci Eafe ETF	ETF-Other	3.71%	—	+0.19%
7	AAXJ	Ishares Msci All Country Asi	ETF-Other	2.03%	—	+11.95%
8	JPM	Jpmorgan Chase & Co	Stock-Financials	1.84%	-0.05%	+0.06%
9	AME	Ametek INC	Stock-Industrials	1.46%	—	-6.40%
10	AMZN	Amazon.com INC	Stock-Consumer Disc	1.45%	-0.17%	+0.35%
11	VGK	Vanguard Ftse Europe ETF	ETF-Other	1.39%	—	-20.39%
12	AAPL	Apple INC	Stock-Tech	1.18%	+3.79%	+1.33%
13	SCHX	Schwab US Large-cap ETF	ETF-Other	1.11%	—	+4.31%
14	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.11%	—	-2.18%
15	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.88%	—	-4.89%
16	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.75%	-0.05%	+1.95%
17	DLN	Wisdomtree US Largecap Divid	ETF-Other	0.74%	—	+0.31%
18	VHT	Vanguard Health Care ETF	ETF-Other	0.72%	—	+0.71%
19	XLK	Ss Technology Select Sector	ETF-Tech	0.72%	-0.04%	+9.86%
20	PNC	Pnc Financial Services Group	Stock-Financials	0.69%	—	-1.96%
21	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.68%	—	+49.14%
22	✓	Dsw INC	Stock-Other	0.66%	—	+0.16%
23	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	0.63%	—	+0.03%
24	COF	Capital One Financial CORP	Stock-Financials	0.61%	—	-3.26%
25	STL	Sterling Bancorp/de	Stock-Other	0.57%	—	—
26	MSFT	Microsoft CORP	Stock-Tech	0.47%	-0.23%	+3.02%
27	MRK	Merck & Co. INC.	Stock-Healthcare	0.42%	+0.01%	+0.46%
28	VZ	Verizon Communications INC	Stock-Comm Services	0.41%	—	+0.79%
29	UNP	Union Pacific CORP	Stock-Industrials	0.37%	—	+0.05%
30	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.36%	—	+131.75%
31	DIS	Walt Disney Co/the	Stock-Comm Services	0.32%	—	+0.35%
32	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.31%	+0.03%	+0.50%
33	T	At&t INC	Stock-Comm Services	0.30%	—	-18.72%
34	XOM	Exxon Mobil CORP	Stock-Energy	0.28%	—	+0.36%
35	CSCO	Cisco Systems INC	Stock-Tech	0.27%	—	+0.50%
36	JNJ	Johnson & Johnson	Stock-Healthcare	0.27%	—	+12.45%
37	WBS	Webster Financial CORP	Stock-Financials	0.26%	—	—
38	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.26%	—	-14.79%
39	AOA	Ishares Core 80/20 Aggressiv	ETF-Other	0.25%	—	+0.06%
40	AMGN	Amgen INC	Stock-Healthcare	0.23%	—	-0.08%
41	TTD	Trade Desk Inc/the -class A	Stock-Comm Services	0.22%	—	—
42	BAC	Bank Of America CORP	Stock-Financials	0.21%	—	+0.33%
43	META	Meta Platforms Inc-class A	Stock-Comm Services	0.21%	—	-38.25%
44	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.21%	—	-57.59%
45	KMI	Kinder Morgan INC	Stock-Energy	0.20%	—	+1.05%
46	V	Visa Inc-class A Shares	Stock-Financials	0.19%	—	-0.89%
47	SBNY	Signature Bank	Stock-Financials	0.19%	—	+0.48%
48	NOW	Servicenow INC	Stock-Tech	0.19%	-0.02%	—
49	ACWI	Ishares Msci Acwi ETF	ETF-Other	0.17%	—	—
50	✓	Capital One Finl CORP	Stock-Other	0.16%	—	-1.88%

1–50 of 97

Holding changes this quarter

Position changes disclosed by Circle Wealth Management, LLC for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VTI	Vanguard Total Stock Mkt ETF	+1.4%	+7.98%	Add
2	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.7%	+3.32%	Add
3	IWM	Ishares Russell 2000 ETF	+0.2%	+131.75%	Add
4	EEM	Ishares Msci Emerging Market	+0.2%	+49.14%	Add
5	AAPL	Apple INC	+0.2%	+1.33%	Add
6	AMZN	Amazon.com INC	+0.1%	+0.35%	Add
7	✓	Dsw INC	+0.1%	+0.16%	Add
8	SCHB	Schwab US Broad Market ETF	+0.1%	+1.63%	Add
9	XLK	Ss Technology Select Sector	+0.1%	+9.86%	Add
10	TTD	Trade Desk Inc/the -class A	+0.1%	—	Unchanged
11	AAXJ	Ishares Msci All Country Asi	+0.1%	+11.95%	Add
12	MSFT	Microsoft CORP	+0.1%	+3.02%	Add
13	JNJ	Johnson & Johnson	+0.1%	+12.45%	Add
14	SCHX	Schwab US Large-cap ETF	0%	+4.31%	Add
15	VHT	Vanguard Health Care ETF	0%	+0.71%	Add
16	MRK	Merck & Co. INC.	0%	+0.46%	Add
17	UNP	Union Pacific CORP	0%	+0.05%	Add
18	DIS	Walt Disney Co/the	0%	+0.35%	Add
19	JPM	Jpmorgan Chase & Co	0%	+0.06%	Add
20	GOOG	Alphabet Inc-cl C	0%	+1.95%	Add
21	CSCO	Cisco Systems INC	0%	+0.50%	Add
22	AMGN	Amgen INC	0%	-0.08%	Trim
23	VZ	Verizon Communications INC	—	+0.79%	Add
24	DLN	Wisdomtree US Largecap Divid	0%	+0.31%	Add
25	VWO	Vanguard Ftse Emerging Marke	0%	-17.45%	Trim
26	PG	Procter & Gamble Co/the	0%	-2.18%	Trim
27	DXJ	Wisdomtree Japan Hedged Eq	-0.1%	-43.40%	Trim
28	AME	Ametek INC	-0.1%	-6.40%	Trim
29	T	At&t INC	-0.1%	-18.72%	Trim
30	STL	Sterling Bancorp/de	-0.1%	—	Unchanged
31	VEU	Vanguard Ftse All-world Ex-u	-0.1%	-4.89%	Trim
32	XLF	Ss Financial Select Sector	-0.1%	+0.76%	Add
33	META	Meta Platforms Inc-class A	-0.2%	-38.25%	Trim
34	EFA	Ishares Msci Eafe ETF	-0.2%	+0.19%	Add
35	GS	Goldman Sachs Group INC	-0.2%	-0.37%	Trim
36	BABA	Alibaba Group Holding-sp Adr	-0.4%	-57.59%	Trim
37	VGK	Vanguard Ftse Europe ETF	-0.5%	-20.39%	Trim
38	JD	Jd.com Inc-adr	—	EXIT	Sold out
39	FEZ	State Street Spdr Euro Stoxx	—	EXIT	Sold out
40	SNAP	Snap INC - A	—	EXIT	Sold out
41	VUG	Vanguard Growth ETF	—	NEW	New buy
42	BIDU	Baidu INC - Spon Adr	—	EXIT	Sold out
43	CTRPUSD	Ctrip.com International-adr	—	EXIT	Sold out
44	VOD	Vodafone Group Plc-sp Adr	—	EXIT	Sold out
45	DES	Wisdomtree US Smallcap Divid	—	NEW	New buy
46	ABT	Abbott Laboratories	—	NEW	New buy
47	BA	Boeing Co/the	—	NEW	New buy
48	WFC	Wells Fargo & Co	—	EXIT	Sold out
49	TMO	Thermo Fisher Scientific INC	—	NEW	New buy
50	F	Ford Motor Co	—	EXIT	Sold out