Circle Wealth Management, LLC — Q3 2017 13F Holdings

Name: Circle Wealth Management, LLC — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001578242

Total reported value

$7.0B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	26.04%	-1.01%	+1.42%
2	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	17.85%	-0.15%	+3.03%
3	SCHB	Schwab US Broad Market ETF	ETF-Other	11.77%	-0.12%	-0.49%
4	EFA	Ishares Msci Eafe ETF	ETF-Other	4.69%	—	+7.39%
5	GS	Goldman Sachs Group INC	Stock-Financials	3.95%	—	+0.56%
6	XLF	Ss Financial Select Sector	ETF-Other	3.63%	—	+24.48%
7	VGK	Vanguard Ftse Europe ETF	ETF-Other	2.57%	—	+16.89%
8	AAXJ	Ishares Msci All Country Asi	ETF-Other	2.28%	—	—
9	AME	Ametek INC	Stock-Industrials	2.05%	—	-8.13%
10	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.76%	—	+0.86%
11	JPM	Jpmorgan Chase & Co	Stock-Financials	1.49%	-0.05%	+8.71%
12	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	1.44%	—	+22.62%
13	SCHX	Schwab US Large-cap ETF	ETF-Other	1.18%	—	+29.26%
14	PPI	Astoria Real Asset ETF	ETF-Other	1.03%	—	—
15	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.01%	—	+6.59%
16	AAPL	Apple INC	Stock-Tech	0.97%	+3.79%	-0.33%
17	DLN	Wisdomtree US Largecap Divid	ETF-Other	0.86%	—	+0.55%
18	VHT	Vanguard Health Care ETF	ETF-Other	0.77%	—	+0.33%
19	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.58%	-0.05%	+5.59%
20	✓	Dsw INC	Stock-Other	0.54%	—	—
21	AMZN	Amazon.com INC	Stock-Consumer Disc	0.53%	-0.17%	+4.38%
22	T	At&t INC	Stock-Comm Services	0.50%	—	-0.81%
23	META	Meta Platforms Inc-class A	Stock-Comm Services	0.43%	—	+0.72%
24	MRK	Merck & Co. INC.	Stock-Healthcare	0.42%	+0.01%	+0.59%
25	XOM	Exxon Mobil CORP	Stock-Energy	0.39%	—	+0.60%
26	VZ	Verizon Communications INC	Stock-Comm Services	0.38%	—	-8.25%
27	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.38%	—	+8.19%
28	FEZ	State Street Spdr Euro Stoxx	ETF-Other	0.36%	+0.07%	—
29	MSFT	Microsoft CORP	Stock-Tech	0.35%	-0.23%	+7.34%
30	UNP	Union Pacific CORP	Stock-Industrials	0.35%	—	+0.54%
31	DIS	Walt Disney Co/the	Stock-Comm Services	0.32%	—	+22.89%
32	AOA	Ishares Core 80/20 Aggressiv	ETF-Other	0.32%	—	+15.87%
33	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.31%	+0.03%	+1.58%
34	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.31%	—	+0.04%
35	WBS	Webster Financial CORP	Stock-Financials	0.30%	—	+0.02%
36	JNJ	Johnson & Johnson	Stock-Healthcare	0.29%	—	+0.58%
37	SBNY	Signature Bank	Stock-Financials	0.27%	—	—
38	COF	Capital One Financial CORP	Stock-Financials	0.25%	—	+70.07%
39	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.22%	—	+31.99%
40	XLK	Ss Technology Select Sector	ETF-Tech	0.22%	-0.04%	+0.36%
41	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.21%	—	-26.18%
42	PNC	Pnc Financial Services Group	Stock-Financials	0.21%	—	—
43	CSCO	Cisco Systems INC	Stock-Tech	0.21%	—	+1.13%
44	ACWI	Ishares Msci Acwi ETF	ETF-Other	0.21%	—	-2.51%
45	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.20%	—	+0.38%
46	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.20%	—	+3.21%
47	GLD	Spdr Gold Shares	ETF-Commodities	0.20%	—	—
48	IBM	Intl Business Machines CORP	Stock-Tech	0.20%	—	+51.65%
49	MO	Altria Group INC	Stock-Consumer Staples	0.19%	—	+0.54%
50	CVX	Chevron CORP	Stock-Energy	0.19%	—	+0.61%

1–50 of 89

Holding changes this quarter

Position changes disclosed by Circle Wealth Management, LLC for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XLF	Ss Financial Select Sector	+0.6%	+24.48%	Add
2	VGK	Vanguard Ftse Europe ETF	+0.3%	+16.89%	Add
3	SCHX	Schwab US Large-cap ETF	+0.2%	+29.26%	Add
4	EFA	Ishares Msci Eafe ETF	+0.2%	+7.39%	Add
5	EFT	Eaton Vance Fltng Rt INC Tr	+0.1%	+22.62%	Add
6	COF	Capital One Financial CORP	+0.1%	+70.07%	Add
7	JPM	Jpmorgan Chase & Co	+0.1%	+8.71%	Add
8	BABA	Alibaba Group Holding-sp Adr	+0.1%	+31.99%	Add
9	✓	Dsw INC	+0.1%	—	Unchanged
10	QCOM	Qualcomm INC	+0.1%	+84.34%	Add
11	IBM	Intl Business Machines CORP	+0.1%	+51.65%	Add
12	VEU	Vanguard Ftse All-world Ex-u	0%	+6.59%	Add
13	AOA	Ishares Core 80/20 Aggressiv	0%	+15.87%	Add
14	VWO	Vanguard Ftse Emerging Marke	0%	+8.19%	Add
15	GOOG	Alphabet Inc-cl C	0%	+5.59%	Add
16	META	Meta Platforms Inc-class A	0%	+0.72%	Add
17	MSFT	Microsoft CORP	0%	+7.34%	Add
18	DIS	Walt Disney Co/the	0%	+22.89%	Add
19	ABBV	Abbvie INC	0%	+4.60%	Add
20	CVX	Chevron CORP	0%	+0.61%	Add
21	V	Visa Inc-class A Shares	0%	+1.23%	Add
22	GM	General Motors Co	0%	-0.59%	Trim
23	FEZ	State Street Spdr Euro Stoxx	—	—	Unchanged
24	UNP	Union Pacific CORP	—	+0.54%	Add
25	GS	Goldman Sachs Group INC	0%	+0.56%	Add
26	AAPL	Apple INC	0%	-0.33%	Trim
27	AAXJ	Ishares Msci All Country Asi	0%	—	Unchanged
28	PPI	Astoria Real Asset ETF	0%	—	Unchanged
29	VHT	Vanguard Health Care ETF	0%	+0.33%	Add
30	DLN	Wisdomtree US Largecap Divid	0%	+0.55%	Add
31	PG	Procter & Gamble Co/the	-0.1%	+0.86%	Add
32	MO	Altria Group INC	-0.1%	+0.54%	Add
33	SBNY	Signature Bank	-0.1%	—	Unchanged
34	✓	Pnc Financial Services Group	-0.1%	-49.78%	Trim
35	VTI	Vanguard Total Stock Mkt ETF	-0.1%	+3.03%	Add
36	AEP	American Electric Power Company, Inc.	-0.1%	-26.18%	Trim
37	SCHB	Schwab US Broad Market ETF	-0.5%	-0.49%	Trim
38	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.6%	+1.42%	Add
39	HEDJ	Wisdomtree Europe Hedged Equ	-0.8%	-82.03%	Trim
40	PNC	Pnc Financial Services Group	—	NEW	New buy
41	DD	DuPont de Nemours, Inc.	—	NEW	New buy
42	KBE	Ss Spdr S&p Bank ETF	—	NEW	New buy
43	✓	Spdr S&p Bank ETF	—	EXIT	Sold out
44	JD	Jd.com Inc-adr	—	NEW	New buy
45	SNAP	Snap INC - A	—	NEW	New buy
46	DOW	Dow Chem Co	—	EXIT	Sold out
47	YUMC	Yum China Holdings INC	—	NEW	New buy
48	DXJ	Wisdomtree Japan Hedged Eq	—	NEW	New buy
49	HD	Home Depot INC	—	NEW	New buy
50	PPT	Putnam Premier Income Trust	—	NEW	New buy