Charles Schwab Investment Advisory, Inc. — Q3 2019 13F Holdings

Name: Charles Schwab Investment Advisory, Inc. — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001501902

Total reported value

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-Other	6.09%	—	+4.47%
2	SCHX	Schwab US Large-cap ETF	ETF-Other	4.58%	—	+3.81%
3	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	4.05%	—	+6.35%
4	FNDF	Schwab Fndmn Intl Lrg Co ETF	ETF-Other	4.00%	—	+5.89%
5	SCHR	Schwab Intermediate-term US	ETF-Other	3.96%	—	+5.13%
6	SCHP	Schwab U.s. Tips ETF	ETF-Other	3.87%	—	+5.63%
7	FNDA	Schwab Fndmntl US Sm Co ETF	ETF-Other	3.76%	—	+4.90%
8	SCHF	Schwab Intl Equity ETF	ETF-Other	2.95%	—	+1.77%
9	SCHA	Schwab US Small-cap ETF	ETF-Other	2.31%	—	+4.94%
10	SPIB	Ss Spdr P Int C CORP ETF	ETF-Other	1.95%	—	+10.08%
11	SCHH	Schwab US Reit ETF	ETF-Other	1.90%	—	+4.97%
12	FNDE	Schwab Fndmntl Em Mrk Eq ETF	ETF-Other	1.84%	—	+1.30%
13	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.83%	—	-9.58%
14	FNDC	Schwab Fndmnt Intl Sm Eq ETF	ETF-Other	1.76%	—	+1.08%
15	MBB	Ishares Mbs ETF	ETF-Other	1.53%	—	+11.54%
16	HYLB	Xtrackers Usd High Yield Cor	ETF-High Yield	1.46%	—	+3.76%
17	IAUUSD	Ishares Gold Trust	ETF-Commodities	1.32%	—	-1.70%
18	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	1.31%	—	+0.26%
19	SCHC	Schwab Intl Small-cap Equity	ETF-Other	1.22%	—	+1.72%
20	VNQI	Vanguard Glbl Ex-us Real Est	ETF-Other	1.22%	—	+26.39%
21	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	1.09%	—	+6.74%
22	PRF	Invesco Rafi US 1000 ETF	ETF-Other	0.92%	—	+1.50%
23	EBND	State Street Spdr Bloomberg	ETF-Other	0.86%	—	+8.61%
24	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.84%	—	+0.24%
25	SCHD	Schwab US Dvd Equity ETF	ETF-Other	0.81%	—	+9.16%
26	JNJ	Johnson & Johnson	Stock-Healthcare	0.76%	—	+3.98%
27	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.75%	—	-0.79%
28	TIP	Ishares Tips Bond ETF	ETF-Other	0.72%	—	-2.78%
29	VZ	Verizon Communications INC	Stock-Comm Services	0.71%	—	+3.34%
30	LMT	Lockheed Martin CORP	Stock-Industrials	0.71%	—	+0.37%
31	MSFT	Microsoft CORP	Stock-Tech	0.70%	—	-0.15%
32	CVX	Chevron CORP	Stock-Energy	0.67%	—	+3.50%
33	T	At&t INC	Stock-Comm Services	0.66%	—	+2.57%
34	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.66%	—	+2.09%
35	IBM	Intl Business Machines CORP	Stock-Tech	0.65%	—	+3.62%
36	BBTUSD	Bb&t CORP	Stock-Other	0.64%	—	+3.90%
37	UTXZ	United Tech CORP	Stock-Other	0.64%	—	+2.81%
38	ES	Eversource Energy	Stock-Utilities	0.64%	—	+1.00%
39	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.63%	—	+0.79%
40	WFC	Wells Fargo & Co	Stock-Financials	0.62%	—	+3.91%
41	VFC	Vf CORP	Stock-Consumer Disc	0.60%	—	+0.82%
42	BCE	Bce INC	Stock-Comm Services	0.59%	—	+3.67%
43	XOM	Exxon Mobil CORP	Stock-Energy	0.58%	—	—
44	USHY	Ishares Broad Usd High Yield	ETF-High Yield	0.58%	—	+158.39%
45	WMT	Walmart INC	Stock-Consumer Staples	0.58%	—	-0.10%
46	NVS	Novartis Ag-sponsored Adr	Stock-Healthcare	0.57%	—	+1.73%
47	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.56%	—	-4.96%
48	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.56%	—	+1.97%
49	TXN	Texas Instruments INC	Stock-Tech	0.56%	—	+0.99%
50	TJX	Tjx Companies INC	Stock-Consumer Disc	0.56%	—	+122.29%

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Holding changes this quarter

Position changes disclosed by Charles Schwab Investment Advisory, Inc. for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	COMT	Ishares Gsci Commodity Dynam	+0.4%	+207.15%	Add
2	USHY	Ishares Broad Usd High Yield	+0.4%	+158.39%	Add
3	TJX	Tjx Companies INC	+0.3%	+122.29%	Add
4	VNQI	Vanguard Glbl Ex-us Real Est	+0.2%	+26.39%	Add
5	VNQ	Vanguard Real Estate ETF	+0.2%	+60.35%	Add
6	VMBS	Vanguard Mortgage-backed Sec	+0.1%	+6.35%	Add
7	SPIB	Ss Spdr P Int C CORP ETF	+0.1%	+10.08%	Add
8	SCHH	Schwab US Reit ETF	+0.1%	+4.97%	Add
9	MBB	Ishares Mbs ETF	+0.1%	+11.54%	Add
10	FNDX	Schwab Fndmntl US Lrg Co ETF	+0.1%	+4.47%	Add
11	PFFD	Global X US Preferred ETF	+0.1%	+61.91%	Add
12	SCHP	Schwab U.s. Tips ETF	+0.1%	+5.63%	Add
13	SCHR	Schwab Intermediate-term US	+0.1%	+5.13%	Add
14	PDBC	Invesco Optimum Yield Divers	+0.1%	+74.94%	Add
15	FCOM	Fidelity Msci Comm Serv Indx	+0.1%	+102.03%	Add
16	SCHD	Schwab US Dvd Equity ETF	+0.1%	+9.16%	Add
17	T	At&t INC	+0.1%	+2.57%	Add
18	PG	Procter & Gamble Co/the	+0.1%	+0.79%	Add
19	ES	Eversource Energy	+0.1%	+1.00%	Add
20	HDEF	Xtrackers Msci Eafe High Div	+0.1%	+20.24%	Add
21	CVS	Cvs Health CORP	+0.1%	+5.33%	Add
22	RWR	Ss Spdr Dow Jones Reit ETF	+0.1%	+23.55%	Add
23	HAUZ	Xtrackers Intl Real Estate	+0.1%	+58.81%	Add
24	SCHX	Schwab US Large-cap ETF	+0.1%	+3.81%	Add
25	FNDA	Schwab Fndmntl US Sm Co ETF	+0.1%	+4.90%	Add
26	BBTUSD	Bb&t CORP	+0.1%	+3.90%	Add
27	TXN	Texas Instruments INC	+0.1%	+0.99%	Add
28	RTN1USD	Raytheon Company	+0.1%	+3.68%	Add
29	SPTS	Ss Spdr P St Term Tsy ETF	+0.1%	+13.91%	Add
30	FNDF	Schwab Fndmn Intl Lrg Co ETF	0%	+5.89%	Add
31	VTEB	Vanguard Tax-exempt Bond ETF	0%	+6.74%	Add
32	WFC	Wells Fargo & Co	0%	+3.91%	Add
33	VZ	Verizon Communications INC	0%	+3.34%	Add
34	BCE	Bce INC	0%	+3.67%	Add
35	MINT	Pimco Enhanced Short Maturit	-0.1%	-79.72%	Trim
36	FHLC	Fidelity Msci Health Care	-0.1%	-34.72%	Trim
37	EMLC	Vaneck JPM Em Local Curr Bnd	-0.1%	-8.03%	Trim
38	VTI	Vanguard Total Stock Mkt ETF	-0.1%	-18.83%	Trim
39	FNDE	Schwab Fndmntl Em Mrk Eq ETF	-0.1%	+1.30%	Add
40	ISTB	Ishares Core 1-5 Year Usd Bo	-0.2%	-35.09%	Trim
41	VGK	Vanguard Ftse Europe ETF	-0.2%	-46.99%	Trim
42	TLT	Ishares 20+ Year Treasury Bd	-0.2%	-58.33%	Trim
43	EMB	Ishares Jp Morgan Usd Emergi	-0.3%	-57.46%	Trim
44	VEA	Vanguard Ftse Developed ETF	-0.3%	-9.58%	Trim
45	AAPL	Apple INC	-0.3%	-99.88%	Trim
46	VCIT	Vanguard Int-term Corporate	-0.4%	-47.96%	Trim
47	✓	Exxon Mobil Corporation	—	EXIT	Sold out
48	XOM	Exxon Mobil CORP	—	NEW	New buy
49	VPL	Vanguard Ftse Pacific ETF	—	NEW	New buy
50	FNCL	Fidelity Msci Financial Indx	—	EXIT	Sold out