Charles Schwab Investment Advisory, Inc. — Q3 2016 13F Holdings

Name: Charles Schwab Investment Advisory, Inc. — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001501902

Total reported value

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-Other	7.34%	—	+21.15%
2	SCHX	Schwab US Large-cap ETF	ETF-Other	7.12%	—	+17.00%
3	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	5.92%	—	+10.08%
4	SCHF	Schwab Intl Equity ETF	ETF-Other	5.24%	—	+11.59%
5	FNDF	Schwab Fndmn Intl Lrg Co ETF	ETF-Other	5.19%	—	+19.77%
6	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	5.10%	—	+22.17%
7	FNDA	Schwab Fndmntl US Sm Co ETF	ETF-Other	4.59%	—	+23.39%
8	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	3.75%	—	+22.39%
9	IWB	Ishares Russell 1000 ETF	ETF-Other	3.69%	—	-1.65%
10	VEA	Vanguard Ftse Developed ETF	ETF-Other	3.42%	—	+0.02%
11	SCHA	Schwab US Small-cap ETF	ETF-Other	3.40%	—	+14.98%
12	FNDE	Schwab Fndmntl Em Mrk Eq ETF	ETF-Other	3.17%	—	+6.17%
13	IAUUSD	Ishares Gold Trust	ETF-Commodities	3.06%	—	+16.90%
14	FNDC	Schwab Fndmnt Intl Sm Eq ETF	ETF-Other	3.01%	—	+15.11%
15	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	2.82%	—	+7.60%
16	SCHH	Schwab US Reit ETF	ETF-Other	2.81%	—	+10.00%
17	SCHC	Schwab Intl Small-cap Equity	ETF-Other	2.16%	—	+17.88%
18	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	1.94%	—	+20.47%
19	SCHR	Schwab Intermediate-term US	ETF-Other	1.61%	—	+16.81%
20	TDTF	Flexshares Iboxx 5-year Targ	ETF-Other	1.54%	—	+0.09%
21	VNQI	Vanguard Glbl Ex-us Real Est	ETF-Other	1.45%	—	+15.45%
22	SPIB	Ss Spdr P Int C CORP ETF	ETF-Other	1.43%	—	+43.65%
23	SMFG	Sumitomo Mitsui Financial Group, Inc.	Stock-Financials	1.36%	—	+1.00%
24	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	1.25%	—	-3.83%
25	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.17%	—	-1.98%
26	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.17%	—	+0.72%
27	✓	Powershares Act Mang Comm Fd	Stock-Other	1.04%	—	-2.82%
28	SCHP	Schwab U.s. Tips ETF	ETF-Other	1.03%	—	+49.07%
29	RWR	Ss Spdr Dow Jones Reit ETF	ETF-Other	1.01%	—	-2.66%
30	SCHD	Schwab US Dvd Equity ETF	ETF-Other	0.93%	—	+50.62%
31	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.83%	—	-0.63%
32	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	0.82%	—	-5.09%
33	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.78%	—	-0.05%
34	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	0.71%	—	-3.69%
35	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.68%	—	+0.70%
36	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	0.64%	—	+0.01%
37	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.60%	—	-3.40%
38	DWX	State Street Spdr S&p Intern	ETF-Other	0.59%	—	+56.74%
39	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	0.55%	—	+90.94%
40	AGZ	Ishares Agency Bond ETF	ETF-Other	0.46%	—	+0.10%
41	TIP	Ishares Tips Bond ETF	ETF-Other	0.43%	—	+2.57%
42	PXF	Invesco Ftse Rafi Developed	ETF-Other	0.43%	—	-1.57%
43	IWC	Ishares Micro-cap ETF	ETF-Other	0.41%	—	-1.33%
44	TFI	Ss Spdr N Ice Muni Bond ETF	ETF-Other	0.39%	—	-5.30%
45	VWOB	Vanguard Emerg Mkts Gov Bnd	ETF-Other	0.37%	—	-3.51%
46	✓	Powershares Globalexchange Traded Fd Tr	Stock-Other	0.32%	—	—
47	✓	Powershares Ftse Rafi Emerging Mkts (pxh)	Stock-Other	0.32%	—	-16.05%
48	✓	FTSE RAFI US 1500 Small Cap	Stock-Other	0.31%	—	-4.94%
49	VB	Vanguard Small-cap ETF	ETF-Other	0.30%	—	-3.43%
50	✓	Powershares Global ETF Trust E	ETF-Other	0.28%	—	-4.23%

1–50 of 72

Holding changes this quarter

Position changes disclosed by Charles Schwab Investment Advisory, Inc. for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FNDA	Schwab Fndmntl US Sm Co ETF	+0.5%	+23.39%	Add
2	FNDX	Schwab Fndmntl US Lrg Co ETF	+0.5%	+21.15%	Add
3	FNDF	Schwab Fndmn Intl Lrg Co ETF	+0.5%	+19.77%	Add
4	SHYG	Ishares 0-5 Yr Hy CORP Bond	+0.3%	+22.17%	Add
5	SCHX	Schwab US Large-cap ETF	+0.3%	+17.00%	Add
6	SPIB	Ss Spdr P Int C CORP ETF	+0.3%	+43.65%	Add
7	SCHP	Schwab U.s. Tips ETF	+0.2%	+49.07%	Add
8	SMHC	VanEck China Semiconductor ETF	+0.2%	+22.39%	Add
9	SCHD	Schwab US Dvd Equity ETF	+0.2%	+50.62%	Add
10	VTEB	Vanguard Tax-exempt Bond ETF	+0.2%	+90.94%	Add
11	FNDC	Schwab Fndmnt Intl Sm Eq ETF	+0.2%	+15.11%	Add
12	SCHA	Schwab US Small-cap ETF	+0.2%	+14.98%	Add
13	SCHC	Schwab Intl Small-cap Equity	+0.2%	+17.88%	Add
14	DWX	State Street Spdr S&p Intern	+0.2%	+56.74%	Add
15	SCHF	Schwab Intl Equity ETF	+0.1%	+11.59%	Add
16	BNDX	Vanguard Total Intl Bond ETF	+0.1%	+20.47%	Add
17	FNDE	Schwab Fndmntl Em Mrk Eq ETF	+0.1%	+6.17%	Add
18	VNQI	Vanguard Glbl Ex-us Real Est	0%	+15.45%	Add
19	MLPAUSD	Global X Mlp ETF	0%	+55.71%	Add
20	SCHE	Schwab Emrg Mrkts Eqty ETF	0%	+7.60%	Add
21	CMF	Ishares California Muni Bond	0%	+164.89%	Add
22	IQDF	Flexshares-int Qual Dvd Inde	0%	+59.22%	Add
23	VYM	Vanguard High Dvd Yield ETF	0%	+48.05%	Add
24	IAUUSD	Ishares Gold Trust	—	+16.90%	Add
25	SCHR	Schwab Intermediate-term US	0%	+16.81%	Add
26	IWC	Ishares Micro-cap ETF	0%	-1.33%	Trim
27	✓	Powershares Global ETF Trust E	0%	-4.23%	Trim
28	✓	Etfs Precious Metalsbasket Tr Etfs Physical Pm Basket Shs	0%	-5.60%	Trim
29	✓	FTSE RAFI US 1500 Small Cap	0%	-4.94%	Trim
30	PXF	Invesco Ftse Rafi Developed	-0.1%	-1.57%	Trim
31	TIP	Ishares Tips Bond ETF	-0.1%	+2.57%	Add
32	✓	Powershares Ftse Rafi Emerging Mkts (pxh)	-0.1%	-16.05%	Trim
33	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	-0.1%	+0.01%	Add
34	TFI	Ss Spdr N Ice Muni Bond ETF	-0.1%	-5.30%	Trim
35	IWM	Ishares Russell 2000 ETF	-0.1%	-1.98%	Trim
36	SCZ	Ishares Msci Eafe Small-cap	-0.1%	-5.09%	Trim
37	IEMG	Ishares Core Msci Emerging	-0.1%	-3.83%	Trim
38	PSK	Ss Spdr Ice Pref Sec ETF	-0.1%	-39.49%	Trim
39	USMV	Ishares Msci USA Min Vol Fac	-0.2%	-0.63%	Trim
40	SMFG	Sumitomo Mitsui Financial Group, Inc.	-0.2%	+1.00%	Add
41	SCHH	Schwab US Reit ETF	-0.2%	+10.00%	Add
42	RWR	Ss Spdr Dow Jones Reit ETF	-0.2%	-2.66%	Trim
43	✓	Powershares Act Mang Comm Fd	-0.2%	-2.82%	Trim
44	TDTF	Flexshares Iboxx 5-year Targ	-0.3%	+0.09%	Add
45	VMBS	Vanguard Mortgage-backed Sec	-0.3%	+10.08%	Add
46	VEA	Vanguard Ftse Developed ETF	-0.3%	+0.02%	Add
47	IWB	Ishares Russell 1000 ETF	-0.5%	-1.65%	Trim
48	✓	Powershares Globalexchange Traded Fd Tr	—	NEW	New buy
49	✓	Spdr Series	—	EXIT	Sold out
50	HYS	Pimco 0-5 Year H/y CORP Bond	—	EXIT	Sold out