Charles Schwab Investment Advisory, Inc. — Q1 2016 13F Holdings

Name: Charles Schwab Investment Advisory, Inc. — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001501902

Total reported value

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHX	Schwab US Large-cap ETF	ETF-Other	6.74%	—	+15.78%
2	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	6.45%	—	+4.70%
3	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-Other	6.30%	—	+13.47%
4	SCHF	Schwab Intl Equity ETF	ETF-Other	5.22%	—	+14.80%
5	IWB	Ishares Russell 1000 ETF	ETF-Other	4.69%	—	+17.95%
6	FNDF	Schwab Fndmn Intl Lrg Co ETF	ETF-Other	4.54%	—	+31.98%
7	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	4.27%	—	+24.52%
8	VEA	Vanguard Ftse Developed ETF	ETF-Other	4.23%	—	+2.65%
9	FNDA	Schwab Fndmntl US Sm Co ETF	ETF-Other	3.77%	—	+30.64%
10	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	3.19%	—	+22.91%
11	SCHA	Schwab US Small-cap ETF	ETF-Other	3.04%	—	+14.14%
12	SCHH	Schwab US Reit ETF	ETF-Other	2.92%	—	+9.82%
13	FNDE	Schwab Fndmntl Em Mrk Eq ETF	ETF-Other	2.91%	—	+19.43%
14	IAUUSD	Ishares Gold Trust	ETF-Commodities	2.74%	—	+16.18%
15	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	2.74%	—	+56.85%
16	FNDC	Schwab Fndmnt Intl Sm Eq ETF	ETF-Other	2.60%	—	+15.90%
17	TDTF	Flexshares Iboxx 5-year Targ	ETF-Other	2.01%	—	-0.41%
18	✓	Powershares Act Mang Comm Fd	Stock-Other	1.93%	—	+5.70%
19	SCHC	Schwab Intl Small-cap Equity	ETF-Other	1.89%	—	+1.03%
20	SMFG	Sumitomo Mitsui Financial Group, Inc.	Stock-Financials	1.89%	—	+5.47%
21	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	1.70%	—	+16.77%
22	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	1.59%	—	+205.86%
23	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	1.54%	—	+2.20%
24	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.38%	—	+4.63%
25	RWR	Ss Spdr Dow Jones Reit ETF	ETF-Other	1.36%	—	+0.13%
26	VNQI	Vanguard Glbl Ex-us Real Est	ETF-Other	1.32%	—	+19.87%
27	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.28%	—	+1.94%
28	SCHR	Schwab Intermediate-term US	ETF-Other	1.26%	—	+13.70%
29	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	1.08%	—	+1.55%
30	XLF	Ss Financial Select Sector	ETF-Other	1.06%	—	+1.77%
31	SPIB	Ss Spdr P Int C CORP ETF	ETF-Other	1.05%	—	+17.60%
32	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	0.90%	—	+66.35%
33	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.82%	—	+28.34%
34	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	0.78%	—	-8.59%
35	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.62%	—	-25.70%
36	AGZ	Ishares Agency Bond ETF	ETF-Other	0.60%	—	-0.88%
37	TFI	Ss Spdr N Ice Muni Bond ETF	ETF-Other	0.57%	—	—
38	VWOB	Vanguard Emerg Mkts Gov Bnd	ETF-Other	0.50%	—	-0.47%
39	SCHD	Schwab US Dvd Equity ETF	ETF-Other	0.48%	—	+61.25%
40	IWC	Ishares Micro-cap ETF	ETF-Other	0.47%	—	+4.02%
41	SCHP	Schwab U.s. Tips ETF	ETF-Other	0.46%	—	+15.93%
42	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.45%	—	—
43	✓	Powershares Ftse Rafi Emerging Mkts (pxh)	Stock-Other	0.44%	—	+76.13%
44	PXF	Invesco Ftse Rafi Developed	ETF-Other	0.43%	—	-20.11%
45	✓	FTSE RAFI US 1500 Small Cap	Stock-Other	0.40%	—	-22.30%
46	VB	Vanguard Small-cap ETF	ETF-Other	0.39%	—	+37.71%
47	✓	Powershares Global ETF Trust E	ETF-Other	0.38%	—	+44.19%
48	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.35%	—	+1.94%
49	VSS	Vanguard Ftse All Wo X-us Sc	ETF-Other	0.34%	—	+502.63%
50	DWX	State Street Spdr S&p Intern	ETF-Other	0.31%	—	+94.84%

1–50 of 68

Holding changes this quarter

Position changes disclosed by Charles Schwab Investment Advisory, Inc. for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IEMG	Ishares Core Msci Emerging	+1%	+205.86%	Add
2	SCHE	Schwab Emrg Mrkts Eqty ETF	+0.8%	+56.85%	Add
3	FNDF	Schwab Fndmn Intl Lrg Co ETF	+0.5%	+31.98%	Add
4	FNDA	Schwab Fndmntl US Sm Co ETF	+0.5%	+30.64%	Add
5	SMHC	VanEck China Semiconductor ETF	+0.4%	+22.91%	Add
6	FNDE	Schwab Fndmntl Em Mrk Eq ETF	+0.4%	+19.43%	Add
7	IAUUSD	Ishares Gold Trust	+0.4%	+16.18%	Add
8	SHYG	Ishares 0-5 Yr Hy CORP Bond	+0.3%	+24.52%	Add
9	PRFUSD	Invesco Ftse Rafi US 1000 Et	+0.3%	+66.35%	Add
10	VSS	Vanguard Ftse All Wo X-us Sc	+0.3%	+502.63%	Add
11	✓	Powershares Ftse Rafi Emerging Mkts (pxh)	+0.2%	+76.13%	Add
12	SCHD	Schwab US Dvd Equity ETF	+0.2%	+61.25%	Add
13	DWX	State Street Spdr S&p Intern	+0.1%	+94.84%	Add
14	IWB	Ishares Russell 1000 ETF	+0.1%	+17.95%	Add
15	VNQI	Vanguard Glbl Ex-us Real Est	+0.1%	+19.87%	Add
16	VOO	Vanguard S&p 500 ETF	+0.1%	+28.34%	Add
17	✓	Powershares Global ETF Trust E	+0.1%	+44.19%	Add
18	VB	Vanguard Small-cap ETF	+0.1%	+37.71%	Add
19	BNDX	Vanguard Total Intl Bond ETF	+0.1%	+16.77%	Add
20	PSK	Ss Spdr Ice Pref Sec ETF	+0.1%	+63.37%	Add
21	FNDX	Schwab Fndmntl US Lrg Co ETF	+0.1%	+13.47%	Add
22	SPIB	Ss Spdr P Int C CORP ETF	0%	+17.60%	Add
23	SCHX	Schwab US Large-cap ETF	0%	+15.78%	Add
24	FNDC	Schwab Fndmnt Intl Sm Eq ETF	0%	+15.90%	Add
25	SCHR	Schwab Intermediate-term US	0%	+13.70%	Add
26	SCHP	Schwab U.s. Tips ETF	0%	+15.93%	Add
27	✓	Spdr Series	—	+14.50%	Add
28	SCHH	Schwab US Reit ETF	0%	+9.82%	Add
29	SCHA	Schwab US Small-cap ETF	-0.1%	+14.14%	Add
30	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.1%	+1.94%	Add
31	SCHF	Schwab Intl Equity ETF	-0.1%	+14.80%	Add
32	RWR	Ss Spdr Dow Jones Reit ETF	-0.2%	+0.13%	Add
33	SMFG	Sumitomo Mitsui Financial Group, Inc.	-0.2%	+5.47%	Add
34	IWM	Ishares Russell 2000 ETF	-0.2%	+4.63%	Add
35	✓	FTSE RAFI US 1500 Small Cap	-0.2%	-22.30%	Trim
36	HYS	Pimco 0-5 Year H/y CORP Bond	-0.2%	+2.20%	Add
37	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	-0.2%	-8.59%	Trim
38	PXF	Invesco Ftse Rafi Developed	-0.2%	-20.11%	Trim
39	✓	Powershares Act Mang Comm Fd	-0.2%	+5.70%	Add
40	XLF	Ss Financial Select Sector	-0.2%	+1.77%	Add
41	TDTF	Flexshares Iboxx 5-year Targ	-0.2%	-0.41%	Trim
42	DBEF	Xtrackers Msci Eafe Hedged E	-0.4%	-25.70%	Trim
43	VMBS	Vanguard Mortgage-backed Sec	-0.6%	+4.70%	Add
44	XLY	Ss Consumer Disc Select Sect	—	EXIT	Sold out
45	TFI	Ss Spdr N Ice Muni Bond ETF	—	NEW	New buy
46	PRIV	State Street IG Public & Private Credit ETF	—	EXIT	Sold out
47	FXI	Ishares China Large-cap ETF	—	EXIT	Sold out
48	USMV	Ishares Msci USA Min Vol Fac	—	NEW	New buy
49	VTEB	Vanguard Tax-exempt Bond ETF	—	NEW	New buy
50	✓	Market Vectors ETF Tr	—	EXIT	Sold out