CIK: 0001388551
Total reported value
$4.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Synta Pharmaceuticals CORP | Stock-Other | 87.13% | — | +0.03% | |
| 2 | ✓ | Celator Pharmaceuticals INC | Stock-Other | 5.03% | — | — | |
| 3 | ✓ | Pronai Therapeutics INC | Stock-Other | 1.27% | — | — | |
| 4 | ✓ | Stock-Other | 1.21% | — | -3.76% | ||
| 5 | ✓ | Invuity INC | Stock-Other | 0.64% | — | — | |
| 6 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 0.59% | — | -56.69% | |
| 7 | ✓ | Nuveen | Stock-Other | 0.56% | — | +126.44% | |
| 8 | XPHDX | Pioneer Floating Rate Fund | Stock-Other | 0.50% | — | -10.92% | |
| 9 | SLRC | Slr Investment CORP | Stock-Other | 0.43% | — | — | |
| 10 | EVF | Eaton Vance Senior Income Tr | Stock-Other | 0.42% | — | +6.93% | |
| 11 | XFRAX | Blackrock Fltng Rt INC Strat | Stock-Other | 0.42% | — | +117.34% | |
| 12 | NZF | Nuveen Municipal Credit Income Fund | Stock-Other | 0.38% | — | — | |
| 13 | MDLYGBP | Medley Management INC - A | Stock-Other | 0.31% | — | +25.19% | |
| 14 | MCCUSD | Medley Capital CORP | Stock-Other | 0.29% | — | -9.26% | |
| 15 | SCM | Stellus Capital Investment C | Stock-Other | 0.29% | — | — | |
| 16 | AGRXUSD | Agile Therapeutics INC | Stock-Other | 0.21% | — | +31.19% | |
| 17 | ✓ | Cm Fin INC | Stock-Other | 0.20% | — | — | |
| 18 | FITB | Fifth Third Bancorp | Stock-Financials | 0.13% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Nuveen | +0.4% | +126.44% | Add |
| 2 | XFRAX | Blackrock Fltng Rt INC Strat | +0.3% | +117.34% | Add |
| 3 | ✓ | Invuity INC | +0.1% | — | Unchanged |
| 4 | ✓ | +0.1% | -3.76% | Trim | |
| 5 | EVF | Eaton Vance Senior Income Tr | +0.1% | +6.93% | Add |
| 6 | XPHDX | Pioneer Floating Rate Fund | +0.1% | -10.92% | Trim |
| 7 | AGRXUSD | Agile Therapeutics INC | +0.1% | +31.19% | Add |
| 8 | MCCUSD | Medley Capital CORP | 0% | -9.26% | Trim |
| 9 | MDLYGBP | Medley Management INC - A | 0% | +25.19% | Add |
| 10 | ✓ | Celator Pharmaceuticals INC | -0.3% | — | Unchanged |
| 11 | ✓ | Synta Pharmaceuticals CORP | -0.5% | +0.03% | Add |
| 12 | SMHC | VanEck China Semiconductor ETF | -0.8% | -56.69% | Trim |
| 13 | ✓ | Pronai Therapeutics INC | — | NEW | New buy |
| 14 | ✓ | Esterline Technologies CORP | — | EXIT | Sold out |
| 15 | ST | Sensata Technologies Holding plc | — | EXIT | Sold out |
| 16 | SLRC | Slr Investment CORP | — | NEW | New buy |
| 17 | NZF | Nuveen Municipal Credit Income Fund | — | NEW | New buy |
| 18 | FSAM | Fifth Street Asset Managemen | — | EXIT | Sold out |
| 19 | SCM | Stellus Capital Investment C | — | NEW | New buy |
| 20 | ✓ | Ticc Capital CORP | — | EXIT | Sold out |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | — | EXIT | Sold out |
| 22 | ✓ | Cm Fin INC | — | NEW | New buy |
| 23 | ✓ | Sunesis Pharmaceuticals INC | — | EXIT | Sold out |
| 24 | FITB | Fifth Third Bancorp | — | NEW | New buy |