Castle Creek Arbitrage, LLC — Q1 2019 13F Holdings

Name: Castle Creek Arbitrage, LLC — 13F Holdings, Q1 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001326638

Total reported value

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	15.30%	—	—
2	WDAY 1.5 07-15-20	Workday INC	Stock-Tech	13.78%	—	—
3	MU 3.125 05-01-32 D	Micron Technology INC	Stock-Tech	12.80%	—	-55.56%
4	HLF 2 08-15-19	Herbalife LTD	Stock-Other	5.67%	—	—
5	IONS 1 11-15-21	Ionis Pharmaceuticals In	Stock-Healthcare	4.27%	—	—
6	✓	Tuscan Holdings CORP	Stock-Other	3.04%	—	—
7	AVGO	Broadcom INC	Stock-Tech	1.77%	—	—
8	✓	Schultze Spl Purp Acquisitio	Stock-Other	1.73%	—	+18.18%
9	✓	Graf Indl CORP	Stock-Other	1.70%	—	—
10	MCHP 2.25 02-15-37	Microchip Technology INC	Stock-Tech	1.69%	—	—
11	RH 0 07-15-20	Rh	Stock-Consumer Disc	1.61%	—	—
12	RP 1.5 11-15-22	Realpage INC	Stock-Other	1.60%	—	—
13	RDUS 3 09-01-24	Radius Health INC	Stock-Other	1.52%	—	—
14	CLVS 2.5 09-15-21	Clovis Oncology INC	Stock-Other	1.50%	—	—
15	TCOM 1.25 09-15-22	Trip.com Group LTD	Stock-Consumer Disc	1.49%	—	—
16	SKAA	Skechers USA Inc-cl A	Stock-Other	1.48%	—	—
17	TBPH 3.25 11-01-23	Theravance Biopharma INC	Stock-Other	1.47%	—	-14.88%
18	✓	TKK Symphony Acquisition Corp	Stock-Other	1.43%	—	—
19	ICPT 3.25 07-01-23	Intercept Pharmas	Stock-Other	1.31%	—	—
20	EFII 0.75 09-01-19	Electronics For Imaging	Stock-Other	1.23%	—	—
21	✓	Hennessy Cap Acqustion CORP Iv	Stock-Other	1.18%	—	—
22	INVA 2.125 01-15-23	Innoviva INC	Stock-Other	1.07%	—	—
23	DXCM 0.75 05-15-22	Dexcom INC	Stock-Healthcare	0.99%	—	—
24	✓	Vectoiq Acquisition CORP	Stock-Other	0.98%	—	—
25	✓	Boxwood Merger CORP	Stock-Other	0.89%	—	—
26	✓	Pure Acquisition CORP	Stock-Other	0.85%	—	—
27	INVH 3.5 01-15-22	Ih Merger Sub LLC	Stock-Real Estate	0.81%	—	—
28	XLNXEUR	Xilinx INC	Stock-Other	0.78%	—	—
29	✓	Monocle Acquisition CORP	Stock-Other	0.74%	—	—
30	TMCX	Trinity Merger Corp-class A	Stock-Other	0.73%	—	—
31	REGI 4 06-15-36	Renewable Energy Group I	Stock-Other	0.73%	—	—
32	✓	Lf Cap Acquisition CORP	Stock-Other	0.70%	—	—
33	PGEN 3.5 07-01-23	Precigen INC	Stock-Other	0.69%	—	—
34	TSLA 1.25 03-01-21	Tesla INC	Stock-Consumer Disc	0.69%	—	—
35	RH 0 06-15-19	Rh	Stock-Consumer Disc	0.64%	—	—
36	MDCO 2.5 01-15-22	Medicines Company	Stock-Other	0.64%	—	—
37	NBR 0.75 01-15-24	Nabors Industries INC	Stock-Other	0.63%	—	—
38	ACOR 1.75 06-15-21	Acorda Therapeutics INC	Stock-Other	0.60%	—	—
39	✓	Dd3 Acquisition CORP	Stock-Other	0.57%	—	—
40	✓	Cf Fin Acquisition CORP	Stock-Other	0.57%	—	—
41	✓	Leisure Acquisition Corp	Stock-Other	0.54%	—	—
42	✓	Twelve Seas Investment Compa	Stock-Other	0.52%	—	—
43	✓	Forum Merger Ii CORP	Stock-Other	0.49%	—	—
44	✓	Mudrick Cap Acquisition CORP	Stock-Other	0.49%	—	—
45	TSLA 2.375 03-15-22	Tesla INC	Stock-Consumer Disc	0.46%	—	—
46	✓	Tiberius Acquisition CORP	Stock-Other	0.44%	—	—
47	FCX	Freeport-mcmoran INC	Stock-Materials	0.38%	—	—
48	✓	Collier Creek Holdings	Stock-Other	0.36%	—	—
49	✓	Fintech Acquisition CORP Iii	Stock-Other	0.36%	—	—
50	✓	Amci Acquisition CORP	Stock-Other	0.36%	—	—

1–50 of 83

Holding changes this quarter

Position changes disclosed by Castle Creek Arbitrage, LLC for the quarter ending Q1 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Gores Hldin-cw20	+0.1%	—	Unchanged
2	✓	Schultze Spl Purp Acquisitio	0%	+18.18%	Add
3	RP 1.5 11-15-22	Realpage INC	0%	—	Unchanged
4	MDCO 2.5 01-15-22	Medicines Company	—	—	Unchanged
5	INVH 3.5 01-15-22	Ih Merger Sub LLC	0%	—	Unchanged
6	MCHP 2.25 02-15-37	Microchip Technology INC	-0.1%	—	Unchanged
7	CLVS 2.5 09-15-21	Clovis Oncology INC	-0.1%	—	Unchanged
8	RDUS 3 09-01-24	Radius Health INC	-0.1%	—	Unchanged
9	ICPT 3.25 07-01-23	Intercept Pharmas	-0.1%	—	Unchanged
10	MCHP 1.625 02-15-25	Microchip Technology INC	-0.1%	—	Unchanged
11	NVAX 3.75 02-01-23	Novavax INC	-0.2%	—	Unchanged
12	REGI 4 06-15-36	Renewable Energy Group I	-0.3%	—	Unchanged
13	PGEN 3.5 07-01-23	Precigen INC	-0.3%	—	Unchanged
14	RH 0 07-15-20	Rh	-0.4%	—	Unchanged
15	WFRD 5.875 07-01-21	Weatherford Intl LTD	-0.4%	-66.67%	Trim
16	TBPH 3.25 11-01-23	Theravance Biopharma INC	-0.7%	-14.88%	Trim
17	MU 3.125 05-01-32 D	Micron Technology INC	-13%	-55.56%	Trim
18	WDAY 1.5 07-15-20	Workday INC	—	NEW	New buy
19	HLF 2 08-15-19	Herbalife LTD	—	NEW	New buy
20	TSRO 3 10-01-21	Tesaro INC	—	EXIT	Sold out
21	TSLA	Tesla INC	—	EXIT	Sold out
22	IONS 1 11-15-21	Ionis Pharmaceuticals In	—	NEW	New buy
23	INVH 3 07-01-19	Ih Merger Sub LLC	—	EXIT	Sold out
24	✓	Tuscan Holdings CORP	—	NEW	New buy
25	AVGO	Broadcom INC	—	NEW	New buy
26	TCOM 1.25 09-15-22	Trip.com Group LTD	—	NEW	New buy
27	SKAA	Skechers USA Inc-cl A	—	NEW	New buy
28	✓	Hennessy Cap Acqustion CORP Iv	—	NEW	New buy
29	✓	Trinity Merger CORP	—	EXIT	Sold out
30	✓	Gordon Pointe Acquisition Co	—	EXIT	Sold out
31	DXCM 0.75 05-15-22	Dexcom INC	—	NEW	New buy
32	NFLX	Netflix INC	—	EXIT	Sold out
33	XLNXEUR	Xilinx INC	—	NEW	New buy
34	✓	Monocle Acquisition CORP	—	NEW	New buy
35	TMCX	Trinity Merger Corp-class A	—	NEW	New buy
36	NBR 0.75 01-15-24	Nabors Industries INC	—	NEW	New buy
37	IRWD 2.25 06-15-22	Ironwood Pharmaceuticals	—	EXIT	Sold out
38	NVDA	Nvidia CORP	—	EXIT	Sold out
39	✓	Churchill Capita	—	EXIT	Sold out
40	FCX	Freeport-mcmoran INC	—	NEW	New buy
41	✓	Gordon Pointe Acquisition Co	—	NEW	New buy
42	✓	Thunder Bridge Acquisition L	—	EXIT	Sold out
43	✓	Crescent Acquisition CORP	—	NEW	New buy
44	KBR	Kbr INC	—	NEW	New buy
45	MU	Micron Technology INC	—	NEW	New buy
46	✓	Trine Acquisition CORP	—	NEW	New buy
47	RMG-U	Rmg Acquisition CORP	—	NEW	New buy
48	SHLL-U	Tortoise Acquisition CORP	—	NEW	New buy
49	✓	Gores Metropoulo	—	NEW	New buy
50	✓	Churchill Cap CORP	—	NEW	New buy