CIK: 0001326638
Total reported value
—
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VRSN 3.25 08-15-37 | Verisign INC | Stock-Tech | 35.84% | — | — | |
| 2 | MU 2.375 05-01-32 C | Micron Technology INC | Stock-Tech | 23.82% | — | — | |
| 3 | MU 3.125 05-01-32 D | Micron Technology INC | Stock-Tech | 13.43% | — | — | |
| 4 | TSRO 3 10-01-21 | Tesaro INC | Stock-Other | 6.75% | — | — | |
| 5 | MCHP 1.625 02-15-25 | Microchip Technology INC | Stock-Tech | 4.12% | — | — | |
| 6 | CIEN 4 12-15-20 | Ciena CORP | Stock-Tech | 2.10% | — | — | |
| 7 | TCOM 1.25 10-15-18 | Ctrip.com Intl LTD | Stock-Consumer Disc | 1.53% | — | — | |
| 8 | AKAM 0 02-15-19 | Akamai Technologies INC | Stock-Tech | 1.22% | — | — | |
| 9 | TSLA 0.25 03-01-19 | Tesla INC | Stock-Consumer Disc | 1.18% | — | — | |
| 10 | TSLA 1.25 03-01-21 | Tesla INC | Stock-Consumer Disc | 1.08% | — | — | |
| 11 | CAA 1.625 05-15-18 | Calatlantic Group INC | Stock-Other | 0.86% | — | — | |
| 12 | STWD 3.75 10-15-17 | Starwood Property Trust | Stock-Real Estate | 0.85% | — | — | |
| 13 | MDCO 2.5 01-15-22 | Medicines Company | Stock-Other | 0.76% | — | — | |
| 14 | INVA 2.125 01-15-23 | Innoviva INC | Stock-Other | 0.74% | — | -55.76% | |
| 15 | INVH 3 07-01-19 | Ih Merger Sub LLC | Stock-Real Estate | 0.71% | — | — | |
| 16 | EFII 0.75 09-01-19 | Electronics For Imaging | Stock-Other | 0.63% | — | — | |
| 17 | ✓ | Boulevard Acquisition | Stock-Other | 0.60% | — | -0.92% | |
| 18 | ACOR 1.75 06-15-21 | Acorda Therapeutics INC | Stock-Other | 0.54% | — | — | |
| 19 | IRWD 2.25 06-15-22 | Ironwood Pharmaceuticals | Stock-Other | 0.48% | — | — | |
| 20 | LINTA 3.5 01-15-31 | Liberty Interactive LLC | Stock-Other | 0.46% | — | -79.85% | |
| 21 | ✓ | Landcadia Hldgs INC | Stock-Other | 0.43% | — | — | |
| 22 | ZION | Zions Bancorporation, National Association | Stock-Financials | 0.38% | — | -44.81% | |
| 23 | ICPT 3.25 07-01-23 | Intercept Pharmas | Stock-Other | 0.31% | — | — | |
| 24 | SFE 5.25 05-15-18 | Safeguard Scientifics In | Stock-Other | 0.21% | — | — | |
| 25 | ✓ | Associated Banc CORP | Stock-Other | 0.19% | — | — | |
| 26 | LAB 2.75 02-01-34 | Standard Biotools INC | Stock-Other | 0.15% | — | — | |
| 27 | TWTR 0.25 09-15-19 | Twitter INC | Stock-Other | 0.14% | — | — | |
| 28 | ✓ | Saban Capital Acquisition Co | Stock-Other | 0.11% | — | — | |
| 29 | ✓ | Suntrust Bks INC | Stock-Other | 0.09% | — | — | |
| 30 | REGI 2.75 06-15-19 | Renewable Energy Group I | Stock-Other | 0.06% | — | — | |
| 31 | ✓ | Signature Bk New York N Y | Stock-Other | 0.06% | — | — | |
| 32 | ✓ | Global Partner Acquisition C | Stock-Other | 0.04% | — | -6.67% | |
| 33 | NBR | Nabors Industries Ltd. | Stock-Other | 0.04% | — | — | |
| 34 | ✓ | Double Eagle Acquisition Cor | Stock-Other | 0.03% | — | — | |
| 35 | ✓ | Boulevard Acquisition | Stock-Other | 0.03% | — | — | |
| 36 | ✓ | Easterly Acquisition CORP | Stock-Other | 0.02% | — | -0.48% | |
| 37 | ✓ | GP Investments Acquisition Cor | Stock-Other | 0.01% | — | -0.68% | |
| 38 | BAC | Bank of America Corporation | Stock-Financials | 0.01% | — | — | |
| 39 | ALR 3 PERP B | Alere INC | Stock-Other | — | — | — | |
| 40 | ✓ | Barington Hilco Acquisition | Stock-Other | — | — | -3.37% | |
| 41 | ✓ | Barington Hilco Acquisition | Stock-Other | — | — | -4.53% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MU 2.375 05-01-32 C | Micron Technology INC | +4.4% | — | Unchanged |
| 2 | MU 3.125 05-01-32 D | Micron Technology INC | +2.4% | — | Unchanged |
| 3 | VRSN 3.25 08-15-37 | Verisign INC | +2.3% | — | Unchanged |
| 4 | MCHP 1.625 02-15-25 | Microchip Technology INC | +0.3% | — | Unchanged |
| 5 | ✓ | Global Partner Acquisition C | 0% | -6.67% | Trim |
| 6 | LAB 2.75 02-01-34 | Standard Biotools INC | 0% | — | Unchanged |
| 7 | ✓ | Suntrust Bks INC | 0% | — | Unchanged |
| 8 | ✓ | Boulevard Acquisition | 0% | — | Unchanged |
| 9 | ✓ | Barington Hilco Acquisition | — | -3.37% | Trim |
| 10 | ✓ | Easterly Acquisition CORP | — | -0.48% | Trim |
| 11 | ✓ | Barington Hilco Acquisition | — | -4.53% | Trim |
| 12 | NBR | Nabors Industries Ltd. | — | — | Unchanged |
| 13 | ACOR 1.75 06-15-21 | Acorda Therapeutics INC | 0% | — | Unchanged |
| 14 | ✓ | Signature Bk New York N Y | 0% | — | Unchanged |
| 15 | ✓ | GP Investments Acquisition Cor | 0% | -0.68% | Trim |
| 16 | SFE 5.25 05-15-18 | Safeguard Scientifics In | 0% | — | Unchanged |
| 17 | REGI 2.75 06-15-19 | Renewable Energy Group I | 0% | — | Unchanged |
| 18 | ✓ | Saban Capital Acquisition Co | 0% | — | Unchanged |
| 19 | INVH 3 07-01-19 | Ih Merger Sub LLC | 0% | — | Unchanged |
| 20 | ✓ | Landcadia Hldgs INC | 0% | — | Unchanged |
| 21 | ✓ | Boulevard Acquisition | 0% | -0.92% | Trim |
| 22 | ✓ | Associated Banc CORP | -0.1% | — | Unchanged |
| 23 | CAA 1.625 05-15-18 | Calatlantic Group INC | -0.1% | — | Unchanged |
| 24 | STWD 3.75 10-15-17 | Starwood Property Trust | -0.1% | — | Unchanged |
| 25 | MDCO 2.5 01-15-22 | Medicines Company | -0.1% | — | Unchanged |
| 26 | AKAM 0 02-15-19 | Akamai Technologies INC | -0.1% | — | Unchanged |
| 27 | IRWD 2.25 06-15-22 | Ironwood Pharmaceuticals | -0.1% | — | Unchanged |
| 28 | TSLA 1.25 03-01-21 | Tesla INC | -0.1% | — | Unchanged |
| 29 | TSLA 0.25 03-01-19 | Tesla INC | -0.1% | — | Unchanged |
| 30 | TCOM 1.25 10-15-18 | Ctrip.com Intl LTD | -0.1% | — | Unchanged |
| 31 | ZION | Zions Bancorporation, National Association | -0.2% | -44.81% | Trim |
| 32 | CIEN 4 12-15-20 | Ciena CORP | -0.3% | — | Unchanged |
| 33 | INVA 2.125 01-15-23 | Innoviva INC | -0.9% | -55.76% | Trim |
| 34 | TSRO 3 10-01-21 | Tesaro INC | -1.1% | — | Unchanged |
| 35 | LINTA 3.5 01-15-31 | Liberty Interactive LLC | -2% | -79.85% | Trim |
| 36 | ILMN 0 06-15-19 | Illumina INC | — | EXIT | Sold out |
| 37 | IMMU 4.75 02-15-20 | Immunomedics INC | — | EXIT | Sold out |
| 38 | DEA | Easterly Government Properties, Inc. | — | EXIT | Sold out |
| 39 | EFII 0.75 09-01-19 | Electronics For Imaging | — | NEW | New buy |
| 40 | WBMD 2.5 01-31-18 | Webmd Health CORP | — | EXIT | Sold out |
| 41 | ✓ | Global Partner Acquisition C | — | EXIT | Sold out |
| 42 | DDI | DoubleDown Interactive Co., Ltd. | — | EXIT | Sold out |
| 43 | ICPT 3.25 07-01-23 | Intercept Pharmas | — | NEW | New buy |
| 44 | FXI | Ishares China Large-cap ETF | — | EXIT | Sold out |
| 45 | VTY | Verint Systems INC | — | EXIT | Sold out |
| 46 | ✓ | Double Eagle Acquisition Cor | — | NEW | New buy |
| 47 | VRSUSD | Verso CORP - A | — | EXIT | Sold out |
| 48 | ✓ | Pacific Spl Acquisition CORP | — | EXIT | Sold out |
| 49 | ✓ | Conyers Pk Acquisition | — | EXIT | Sold out |
| 50 | HOSEUR | Hornbeck Offshore Services | — | EXIT | Sold out |