Basswood Capital Management, L.l.c. — Q3 2016 13F Holdings

Name: Basswood Capital Management, L.l.c. — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001085393

Total reported value

$2.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	RF	Regions Financial CORP	Stock-Financials	14.50%	-0.50%	EXIT
2	CFG	Citizens Financial Group	Stock-Financials	3.20%	—	-1.61%
3	WFC	Wells Fargo & Co	Stock-Financials	2.57%	-0.83%	-12.76%
4	USB	US Bancorp	Stock-Financials	2.36%	-0.24%	-8.24%
5	JPM	Jpmorgan Chase & Co	Stock-Financials	2.33%	+0.40%	—
6	BAER	Bridger Aerospace Group Holdings, Inc.	Stock-Other	2.20%	—	-1.35%
7	BDC	Belden INC	Stock-Tech	2.19%	—	—
8	SIVBEUR	Svb Financial Group	Stock-Other	1.85%	—	-20.85%
9	KEY	Keycorp	Stock-Financials	1.80%	+0.45%	+27.68%
10	SBCF	Seacoast Banking Corp/fl	Stock-Other	1.67%	—	-8.98%
11	CSL	Carlisle Cos INC	Stock-Industrials	1.65%	—	—
12	HBAN	Huntington Bancshares INC	Stock-Financials	1.57%	+0.47%	NEW
13	COF	Capital One Financial CORP	Stock-Financials	1.55%	-0.24%	+58.97%
14	SBNY	Signature Bank	Stock-Financials	1.48%	—	+347.94%
15	PNC	Pnc Financial Services Group	Stock-Financials	1.40%	-0.23%	+19.38%
16	FLICUSD	First Of Long Island CORP	Stock-Other	1.38%	—	-9.18%
17	CMA	Comerica INC	Stock-Other	1.32%	-0.32%	EXIT
18	OPBUSD	Opus Bank	Stock-Other	1.30%	—	-3.51%
19	BANR	Banner Corporation	Stock-Other	1.25%	+0.62%	+6.45%
20	OMF	Onemain Holdings INC	Stock-Financials	1.19%	-0.31%	+12.49%
21	PPI	Astoria Real Asset ETF	ETF-Other	1.19%	—	—
22	PGC	Peapack Gladstone Finl CORP	Stock-Other	1.18%	+0.32%	NEW
23	HOG	Harley-davidson INC	Stock-Consumer Disc	1.14%	—	—
24	✓	Guaranty Bancorp	Stock-Other	1.10%	—	-6.23%
25	✓		Stock-Other	1.07%	—	-22.74%
26	✓	Cascade Bancorp	Stock-Other	1.04%	—	-3.28%
27	✓	Cu Bancorp	Stock-Other	1.02%	—	+2.31%
28	✓	Farmers Cap Bank CORP	Stock-Other	1.01%	—	+2.00%
29	RM	Regional Management CORP	Stock-Other	1.00%	-0.05%	-4.14%
30	WCC	Wesco International INC	Stock-Industrials	1.00%	—	—
31	PFBC	Preferred Bank/los Angeles	Stock-Other	0.98%	—	-10.26%
32	PACWUSD	Pacwest Bancorp	Stock-Other	0.97%	—	—
33	OC	Owens Corning	Stock-Industrials	0.96%	—	—
34	FITB	Fifth Third Bancorp	Stock-Financials	0.93%	+0.39%	-43.51%
35	HON	Honeywell International INC	Stock-Industrials	0.91%	—	—
36	BMTCUSD	Bryn Mawr Bank CORP	Stock-Other	0.90%	—	-27.13%
37	AL	Air Lease CORP	Stock-Other	0.89%	—	+41.49%
38	AXE3EUR	Anixter International INC	Stock-Other	0.88%	—	—
39	BAC	Bank Of America CORP	Stock-Financials	0.87%	—	—
40	✓	Pacific Continental CORP	Stock-Other	0.86%	—	-0.13%
41	IBCP	Independent Bank CORP - Mich	Stock-Other	0.83%	—	+1.53%
42	BMRC	Bank Of Marin Bancorp/ca	Stock-Other	0.83%	—	+2.46%
43	HFWA	Heritage Financial Corporation	Stock-Other	0.83%	—	+2.39%
44	TFIN	Triumph Financial INC	Stock-Other	0.83%	—	+5.14%
45	VBTX	Veritex Holdings INC	Stock-Other	0.82%	—	+1.38%
46	FAF	First American Financial	Stock-Financials	0.82%	—	-30.45%
47	ZION	Zions Bancorp NA	Stock-Financials	0.78%	—	+337.97%
48	AER	AerCap Holdings N.V.	Stock-Industrials	0.78%	—	-7.52%
49	EWBC	East West Bancorp INC	Stock-Financials	0.72%	—	+235.51%
50	BECNUSD	Beacon Roofing Supply INC	Stock-Other	0.71%	—	—

1–50 of 159

Holding changes this quarter

Position changes disclosed by Basswood Capital Management, L.l.c. for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	RF	Regions Financial CORP	+8.6%	+157.56%	Add
2	SBNY	Signature Bank	+1.1%	+347.94%	Add
3	ZION	Zions Bancorp NA	+0.6%	+337.97%	Add
4	COF	Capital One Financial CORP	+0.5%	+58.97%	Add
5	EWBC	East West Bancorp INC	+0.5%	+235.51%	Add
6	AMP	Ameriprise Financial INC	+0.3%	+224.20%	Add
7	KEY	Keycorp	+0.3%	+27.68%	Add
8	HBAN	Huntington Bancshares INC	+0.3%	+30.23%	Add
9	OMF	Onemain Holdings INC	+0.2%	+12.49%	Add
10	LBAIUSD	Lakeland Bancorp INC	+0.2%	+81.40%	Add
11	AL	Air Lease CORP	+0.2%	+41.49%	Add
12	PFSI	PennyMac Financial Services, Inc.	+0.2%	+78.32%	Add
13	RM	Regional Management CORP	+0.1%	-4.14%	Trim
14	LEA	Lear CORP	+0.1%	+32.14%	Add
15	CMA	Comerica INC	+0.1%	+16.81%	Add
16	PNC	Pnc Financial Services Group	+0.1%	+19.38%	Add
17	PGC	Peapack Gladstone Finl CORP	+0.1%	+9.63%	Add
18	WTW	Willis Towers Watson Public Limited Company	+0.1%	+262.35%	Add
19	TFIN	Triumph Financial INC	+0.1%	+5.14%	Add
20	CFG	Citizens Financial Group	0%	-1.61%	Trim
21	AXE3EUR	Anixter International INC	—	—	Unchanged
22	WCC	Wesco International INC	0%	—	Unchanged
23	BAC	Bank Of America CORP	0%	—	Unchanged
24	IBCP	Independent Bank CORP - Mich	0%	+1.53%	Add
25	HOG	Harley-davidson INC	-0.1%	—	Unchanged
26	PFBC	Preferred Bank/los Angeles	-0.1%	-10.26%	Trim
27	BDC	Belden INC	-0.1%	—	Unchanged
28	BANR	Banner Corporation	-0.1%	+6.45%	Add
29	TSBK	Timberland Bancorp INC	-0.2%	-72.23%	Trim
30	RVSB	Riverview Bancorp INC	-0.2%	-64.11%	Trim
31	FRBKQ	Republic First Bancorp INC	-0.3%	-28.16%	Trim
32	JPM	Jpmorgan Chase & Co	-0.3%	—	Unchanged
33	STL	Sterling Bancorp/de	-0.5%	-45.18%	Trim
34	BMTCUSD	Bryn Mawr Bank CORP	-0.5%	-27.13%	Trim
35	SBCF	Seacoast Banking Corp/fl	-0.6%	-8.98%	Trim
36	SIVBEUR	Svb Financial Group	-0.6%	-20.85%	Trim
37	FAF	First American Financial	-0.6%	-30.45%	Trim
38	FITB	Fifth Third Bancorp	-0.8%	-43.51%	Trim
39	WFC	Wells Fargo & Co	-1.3%	-12.76%	Trim
40	STC	Stewart Information Services	-1.4%	-64.67%	Trim
41	TCBI	Texas Capital Bancshares INC	—	EXIT	Sold out
42	ISBCUSD	Investors Bancorp INC	—	NEW	New buy
43	✓	Stonegate Bank	—	NEW	New buy
44	WTFC	Wintrust Financial CORP	—	EXIT	Sold out
45	DAN	Dana INC	—	NEW	New buy
46	MTB	M & T Bank CORP	—	NEW	New buy
47	AAPL	Apple INC	—	NEW	New buy
48	✓	Delphi Automotive PLC	—	NEW	New buy
49	DAL	Delta Air Lines INC	—	NEW	New buy
50	PUB2USD	Altabancorp	—	EXIT	Sold out