Ballast Advisors LLC — Q4 2020 13F Holdings

Name: Ballast Advisors LLC — 13F Holdings, Q4 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001803415

Total reported value

$343.6M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHV	Schwab US Large-cap Value	ETF-Other	11.15%	+1.33%	+9.98%
2	AAPL	Apple INC	Stock-Tech	9.34%	-0.64%	-0.01%
3	SCHG	Schwab US Large-cap Growth	ETF-Other	8.63%	+0.33%	-1.57%
4	SCHF	Schwab Intl Equity ETF	ETF-Other	8.56%	+0.62%	+8.43%
5	SCHX	Schwab US Large-cap ETF	ETF-Other	8.31%	—	+21.22%
6	JPM	Jpmorgan Chase & Co	Stock-Financials	3.25%	-0.12%	+0.36%
7	EPD	Enterprise Products Partners	Stock-Energy	3.22%	+0.69%	-0.22%
8	SCHO	Schwab Short-term US Treas	ETF-Other	3.04%	-4.37%	EXIT
9	SCHB	Schwab US Broad Market ETF	ETF-Other	2.94%	-1.92%	EXIT
10	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	2.73%	+0.20%	+832.32%
11	SCHA	Schwab US Small-cap ETF	ETF-Other	2.24%	+0.20%	+44.64%
12	NTIC	Northern Technologies Intl	Stock-Other	1.47%	—	—
13	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.42%	—	-4.46%
14	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	1.42%	—	-0.10%
15	MMM	3m Co	Stock-Industrials	1.40%	—	-0.37%
16	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	1.31%	—	+4.57%
17	BX	Blackstone INC	Stock-Financials	1.28%	-0.18%	-2.23%
18	MSFT	Microsoft CORP	Stock-Tech	1.21%	-0.61%	+2.45%
19	AMZN	Amazon.com INC	Stock-Consumer Disc	1.21%	-0.01%	+4.34%
20	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.20%	-0.02%	+2.05%
21	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.11%	—	-10.57%
22	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.11%	—	+2.21%
23	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.94%	—	+4.45%
24	JNJ	Johnson & Johnson	Stock-Healthcare	0.75%	—	+0.07%
25	VWOB	Vanguard Emerg Mkts Gov Bnd	ETF-Other	0.75%	—	+396.75%
26	V	Visa Inc-class A Shares	Stock-Financials	0.74%	-0.06%	-2.38%
27	SCHH	Schwab US Reit ETF	ETF-Other	0.72%	+0.13%	+1.63%
28	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.68%	—	+0.43%
29	MDT	Medtronic plc	Stock-Healthcare	0.60%	-0.22%	-3.26%
30	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.60%	—	+5.20%
31	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.54%	—	+0.67%
32	CP	Canadian Pacific Kansa F	Stock-Industrials	0.43%	—	+0.63%
33	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	0.40%	—	+21.97%
34	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.37%	—	+4.04%
35	VZ	Verizon Communications INC	Stock-Comm Services	0.36%	—	-0.52%
36	CAT	Caterpillar INC	Stock-Industrials	0.36%	—	+11.22%
37	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	0.35%	—	+176.31%
38	IWF	Ishares Russell 1000 Growth	ETF-Other	0.34%	-0.03%	+4.89%
39	XLRE	Ss Real Estate Select Sector	ETF-Other	0.33%	—	+783.07%
40	HON	Honeywell International INC	Stock-Industrials	0.32%	-0.07%	-2.03%
41	UNH	Unitedhealth Group INC	Stock-Healthcare	0.32%	—	-21.56%
42	VUG	Vanguard Growth ETF	ETF-Other	0.30%	—	+0.39%
43	SPYG	Ss Spdr P S&p 500 Growth ETF	ETF-Large Cap & Growth	0.29%	—	-0.92%
44	SLY	Spdr S&p 600 Small Cap ETF	ETF-Small Cap	0.27%	—	—
45	CVX	Chevron CORP	Stock-Energy	0.27%	+0.07%	-2.67%
46	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.27%	—	+3.31%
47	SBUX	Starbucks CORP	Stock-Consumer Disc	0.27%	—	+4.45%
48	CVS	Cvs Health CORP	Stock-Healthcare	0.26%	—	+9.16%
49	KO	Coca-cola Co/the	Stock-Consumer Staples	0.26%	—	+0.04%
50	HD	Home Depot INC	Stock-Consumer Disc	0.25%	—	+7.58%

1–50 of 171

Holding changes this quarter

Position changes disclosed by Ballast Advisors LLC for the quarter ending Q4 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHE	Schwab Emrg Mrkts Eqty ETF	+2.4%	+832.32%	Add
2	SCHX	Schwab US Large-cap ETF	+1%	+21.22%	Add
3	SCHA	Schwab US Small-cap ETF	+0.8%	+44.64%	Add
4	VWOB	Vanguard Emerg Mkts Gov Bnd	+0.6%	+396.75%	Add
5	SCHV	Schwab US Large-cap Value	+0.4%	+9.98%	Add
6	XLRE	Ss Real Estate Select Sector	+0.3%	+783.07%	Add
7	JPM	Jpmorgan Chase & Co	+0.3%	+0.36%	Add
8	SCHF	Schwab Intl Equity ETF	+0.2%	+8.43%	Add
9	SCHZ	Schwab US Aggregate Bond ETF	+0.2%	+176.31%	Add
10	IWM	Ishares Russell 2000 ETF	+0.1%	+4.45%	Add
11	EPD	Enterprise Products Partners	+0.1%	-0.22%	Trim
12	NTIC	Northern Technologies Intl	+0.1%	—	Unchanged
13	IJR	Ishares Core S&p Small-cap E	+0.1%	+5.20%	Add
14	TSLA	Tesla INC	+0.1%	+6.54%	Add
15	SPDW	Ste Str Spdr Pt Dw EU ETF	+0.1%	+21.97%	Add
16	DIS	Walt Disney Co/the	+0.1%	+2.84%	Add
17	CAT	Caterpillar INC	0%	+11.22%	Add
18	HON	Honeywell International INC	0%	-2.03%	Trim
19	SLY	Spdr S&p 600 Small Cap ETF	0%	—	Unchanged
20	SBUX	Starbucks CORP	0%	+4.45%	Add
21	BX	Blackstone INC	0%	-2.23%	Trim
22	GOOG	Alphabet Inc-cl C	0%	+4.04%	Add
23	CVS	Cvs Health CORP	0%	+9.16%	Add
24	TIP	Ishares Tips Bond ETF	0%	+27.13%	Add
25	GOOGL	Alphabet Inc-cl A	0%	+0.67%	Add
26	CP	Canadian Pacific Kansa F	0%	+0.63%	Add
27	IVV	Ishares Core S&p 500 ETF	-0.1%	+0.43%	Add
28	SCHH	Schwab US Reit ETF	-0.1%	+1.63%	Add
29	MDT	Medtronic plc	-0.1%	-3.26%	Trim
30	BRK-B	Berkshire Hathaway Inc-cl B	-0.1%	+2.21%	Add
31	MSFT	Microsoft CORP	-0.1%	+2.45%	Add
32	AMZN	Amazon.com INC	-0.2%	+4.34%	Add
33	MMM	3m Co	-0.2%	-0.37%	Trim
34	SCHB	Schwab US Broad Market ETF	-0.3%	-4.02%	Trim
35	SLYG	Ss Spdr S&p 600 Sc Gr ETF	-0.3%	-80.28%	Trim
36	SCHO	Schwab Short-term US Treas	-0.3%	+9.10%	Add
37	SLYV	Ss Spdr S&p 600 Sc Val ETF	-0.4%	-77.66%	Trim
38	TLT	Ishares 20+ Year Treasury Bd	-0.4%	-4.46%	Trim
39	AAPL	Apple INC	-0.5%	-0.01%	Trim
40	BABA	Alibaba Group Holding-sp Adr	-0.6%	+4.57%	Add
41	SCHG	Schwab US Large-cap Growth	-0.9%	-1.57%	Trim
42	APOG	Apogee Enterprises INC	—	NEW	New buy
43	HLT	Hilton Worldwide Holdings In	—	NEW	New buy
44	PG	Procter & Gamble Co/the	—	NEW	New buy
45	VCSH	Vanguard S/t CORP Bond ETF	—	EXIT	Sold out
46	TRV	Travelers Cos Inc/the	—	EXIT	Sold out
47	RMD	Resmed INC	—	NEW	New buy
48	HUM	Humana INC	—	EXIT	Sold out
49	NKE	Nike INC -cl B	—	NEW	New buy
50	SPLV	Invesco S&p 500 Low Volatili	—	EXIT	Sold out