Ballast Advisors LLC — Q3 2020 13F Holdings

Name: Ballast Advisors LLC — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001803415

Total reported value

$343.6M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHV	Schwab US Large-cap Value	ETF-Other	10.75%	+1.33%	+0.59%
2	AAPL	Apple INC	Stock-Tech	9.87%	-0.64%	+314.05%
3	SCHG	Schwab US Large-cap Growth	ETF-Other	9.52%	+0.33%	-0.40%
4	SCHF	Schwab Intl Equity ETF	ETF-Other	8.33%	+0.62%	-2.08%
5	SCHX	Schwab US Large-cap ETF	ETF-Other	7.35%	—	+0.41%
6	SCHO	Schwab Short-term US Treas	ETF-Other	3.37%	-4.37%	EXIT
7	SCHB	Schwab US Broad Market ETF	ETF-Other	3.24%	-1.92%	EXIT
8	EPD	Enterprise Products Partners	Stock-Energy	3.14%	+0.69%	—
9	JPM	Jpmorgan Chase & Co	Stock-Financials	2.97%	-0.12%	+46.83%
10	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	1.91%	—	-1.19%
11	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.86%	—	+38.33%
12	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	1.72%	—	+36.56%
13	MMM	3m Co	Stock-Industrials	1.56%	—	-0.80%
14	SCHA	Schwab US Small-cap ETF	ETF-Other	1.44%	+0.20%	-1.23%
15	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.43%	-0.02%	+47.85%
16	NTIC	Northern Technologies Intl	Stock-Other	1.40%	—	—
17	AMZN	Amazon.com INC	Stock-Consumer Disc	1.36%	-0.01%	+7.62%
18	MSFT	Microsoft CORP	Stock-Tech	1.35%	-0.61%	+1.85%
19	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.35%	—	-21.08%
20	BX	Blackstone INC	Stock-Financials	1.27%	-0.18%	+0.78%
21	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.20%	—	-1.91%
22	JNJ	Johnson & Johnson	Stock-Healthcare	0.86%	—	-0.11%
23	V	Visa Inc-class A Shares	Stock-Financials	0.84%	-0.06%	-0.74%
24	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.83%	—	+17.14%
25	SCHH	Schwab US Reit ETF	ETF-Other	0.79%	+0.13%	-5.92%
26	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.73%	—	-1.88%
27	MDT	Medtronic plc	Stock-Healthcare	0.67%	-0.22%	-0.92%
28	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.55%	—	+1.70%
29	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.53%	—	+12.09%
30	SLYV	Ss Spdr S&p 600 Sc Val ETF	ETF-Other	0.46%	—	-1.98%
31	CP	Canadian Pacific Kansa F	Stock-Industrials	0.45%	—	—
32	VZ	Verizon Communications INC	Stock-Comm Services	0.45%	—	+0.05%
33	UNH	Unitedhealth Group INC	Stock-Healthcare	0.43%	—	—
34	SLYG	Ss Spdr S&p 600 Sc Gr ETF	ETF-Other	0.40%	—	-2.26%
35	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.36%	—	+6.74%
36	IWF	Ishares Russell 1000 Growth	ETF-Other	0.35%	-0.03%	-7.59%
37	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	0.34%	—	-7.93%
38	VUG	Vanguard Growth ETF	ETF-Other	0.32%	—	-1.42%
39	CAT	Caterpillar INC	Stock-Industrials	0.32%	—	-10.09%
40	SPYG	Ss Spdr P S&p 500 Growth ETF	ETF-Large Cap & Growth	0.32%	—	+0.74%
41	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	0.31%	+0.20%	-0.22%
42	HON	Honeywell International INC	Stock-Industrials	0.30%	-0.07%	-2.15%
43	HD	Home Depot INC	Stock-Consumer Disc	0.30%	—	+5.54%
44	AMGN	Amgen INC	Stock-Healthcare	0.29%	—	—
45	CVX	Chevron CORP	Stock-Energy	0.29%	+0.07%	-5.02%
46	KO	Coca-cola Co/the	Stock-Consumer Staples	0.28%	—	+1.12%
47	T	At&t INC	Stock-Comm Services	0.28%	—	+0.50%
48	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.27%	—	+0.37%
49	PEP	Pepsico INC	Stock-Consumer Staples	0.27%	+0.09%	-0.94%
50	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.27%	—	+293.69%

1–50 of 169

Holding changes this quarter

Position changes disclosed by Ballast Advisors LLC for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+1.3%	+314.05%	Add
2	JPM	Jpmorgan Chase & Co	+0.7%	+46.83%	Add
3	AGG	Ishares Core U.s. Aggregate	+0.3%	+47.85%	Add
4	TLT	Ishares 20+ Year Treasury Bd	+0.3%	+38.33%	Add
5	BABA	Alibaba Group Holding-sp Adr	+0.3%	-1.19%	Trim
6	SHY	Ishares 1-3 Year Treasury Bo	+0.3%	+36.56%	Add
7	IEF	Ishares 7-10 Year Treasury B	+0.2%	+293.69%	Add
8	AMZN	Amazon.com INC	+0.1%	+7.62%	Add
9	IWM	Ishares Russell 2000 ETF	+0.1%	+17.14%	Add
10	BRK-B	Berkshire Hathaway Inc-cl B	0%	-1.91%	Trim
11	SBUX	Starbucks CORP	0%	+9.17%	Add
12	CP	Canadian Pacific Kansa F	0%	—	Unchanged
13	META	Meta Platforms Inc-class A	0%	+5.49%	Add
14	IJR	Ishares Core S&p Small-cap E	0%	+12.09%	Add
15	HD	Home Depot INC	0%	+5.54%	Add
16	MDT	Medtronic plc	0%	-0.92%	Trim
17	IVV	Ishares Core S&p 500 ETF	-0.1%	-1.88%	Trim
18	JNJ	Johnson & Johnson	-0.1%	-0.11%	Trim
19	XOM	Exxon Mobil CORP	-0.1%	-1.81%	Trim
20	SCHG	Schwab US Large-cap Growth	-0.1%	-0.40%	Trim
21	MSFT	Microsoft CORP	-0.1%	+1.85%	Add
22	SPTL	Ss Spdr Pf Lng Trm Tsy E-usd	-0.1%	-52.28%	Trim
23	SCHB	Schwab US Broad Market ETF	-0.1%	+1.03%	Add
24	CVX	Chevron CORP	-0.1%	-5.02%	Trim
25	NTIC	Northern Technologies Intl	-0.1%	—	Unchanged
26	SCHA	Schwab US Small-cap ETF	-0.2%	-1.23%	Trim
27	SCHH	Schwab US Reit ETF	-0.2%	-5.92%	Trim
28	BX	Blackstone INC	-0.3%	+0.78%	Add
29	SCHX	Schwab US Large-cap ETF	-0.3%	+0.41%	Add
30	SCHO	Schwab Short-term US Treas	-0.4%	+3.83%	Add
31	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.5%	-21.08%	Trim
32	SCHF	Schwab Intl Equity ETF	-0.9%	-2.08%	Trim
33	SCHV	Schwab US Large-cap Value	-1%	+0.59%	Add
34	SCHM	Schwab US Mid Cap ETF	-1%	-76.97%	Trim
35	EPD	Enterprise Products Partners	—	NEW	New buy
36	TGT	Target CORP	—	EXIT	Sold out
37	COST	Costco Wholesale CORP	—	NEW	New buy
38	TSLA	Tesla INC	—	NEW	New buy
39	XEL	Xcel Energy INC	—	NEW	New buy
40	NVDA	Nvidia CORP	—	NEW	New buy
41	FSKR	Fs Kkr Capital CORP Ii	—	EXIT	Sold out
42	APOG	Apogee Enterprises INC	—	EXIT	Sold out
43	HUM	Humana INC	—	NEW	New buy
44	WM	Waste Management INC	—	NEW	New buy
45	AMLP	Alerian Mlp ETF	—	EXIT	Sold out
46	SPLV	Invesco S&p 500 Low Volatili	—	NEW	New buy
47	✓	Listed Fd Tr	—	NEW	New buy
48	✓	Listed Fd Tr	—	NEW	New buy
49	✓	Listed Fd Tr	—	NEW	New buy
50	XLRE	Ss Real Estate Select Sector	—	NEW	New buy