Ballast Advisors LLC — Q1 2020 13F Holdings

Name: Ballast Advisors LLC — 13F Holdings, Q1 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001803415

Total reported value

$343.6M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHV	Schwab US Large-cap Value	ETF-Other	13.64%	+1.33%	+1.84%
2	SCHG	Schwab US Large-cap Growth	ETF-Other	11.26%	+0.33%	-0.82%
3	SCHF	Schwab Intl Equity ETF	ETF-Other	10.88%	+0.62%	+0.37%
4	AAPL	Apple INC	Stock-Tech	7.95%	-0.64%	-0.86%
5	SCHX	Schwab US Large-cap ETF	ETF-Other	6.54%	—	+0.74%
6	SCHB	Schwab US Broad Market ETF	ETF-Other	3.61%	-1.92%	EXIT
7	MMM	3m Co	Stock-Industrials	2.13%	—	-0.28%
8	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	1.96%	—	-2.15%
9	NTIC	Northern Technologies Intl	Stock-Other	1.89%	—	—
10	BX	Blackstone INC	Stock-Financials	1.69%	-0.18%	-0.17%
11	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.51%	—	-1.67%
12	SCHM	Schwab US Mid Cap ETF	ETF-Other	1.50%	—	-5.48%
13	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.43%	—	+0.01%
14	MSFT	Microsoft CORP	Stock-Tech	1.41%	-0.61%	+0.11%
15	SCHA	Schwab US Small-cap ETF	ETF-Other	1.34%	+0.20%	+0.10%
16	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.24%	-0.02%	+4.64%
17	AMZN	Amazon.com INC	Stock-Consumer Disc	1.14%	-0.01%	+0.81%
18	SCHH	Schwab US Reit ETF	ETF-Other	1.14%	+0.13%	+0.40%
19	JNJ	Johnson & Johnson	Stock-Healthcare	1.11%	—	-1.63%
20	SCHO	Schwab Short-term US Treas	ETF-Other	0.92%	-4.37%	EXIT
21	V	Visa Inc-class A Shares	Stock-Financials	0.86%	-0.06%	—
22	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.78%	—	+1.04%
23	MDT	Medtronic plc	Stock-Healthcare	0.77%	-0.22%	+4.30%
24	MDYG	Ss Spdr S&p 400 Mc Gr ETF	ETF-Other	0.70%	—	-3.08%
25	MDYV	Ss Spdr S&p 400 Mc Val ETF	ETF-Other	0.68%	—	-2.70%
26	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.66%	—	—
27	SLYV	Ss Spdr S&p 600 Sc Val ETF	ETF-Other	0.62%	—	-3.23%
28	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	0.59%	—	+6.62%
29	VZ	Verizon Communications INC	Stock-Comm Services	0.53%	—	+6.79%
30	SLYG	Ss Spdr S&p 600 Sc Gr ETF	ETF-Other	0.50%	—	-3.26%
31	CP	Canadian Pacific Kansa F	Stock-Industrials	0.47%	—	-6.53%
32	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.47%	—	+7.15%
33	T	At&t INC	Stock-Comm Services	0.46%	—	-7.38%
34	CVX	Chevron CORP	Stock-Energy	0.45%	+0.07%	-1.38%
35	TIP	Ishares Tips Bond ETF	ETF-Other	0.42%	—	—
36	IWF	Ishares Russell 1000 Growth	ETF-Other	0.41%	-0.03%	-3.60%
37	CAT	Caterpillar INC	Stock-Industrials	0.41%	—	-4.13%
38	UNH	Unitedhealth Group INC	Stock-Healthcare	0.40%	—	-0.70%
39	VUG	Vanguard Growth ETF	ETF-Other	0.39%	—	-3.26%
40	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	0.39%	+0.20%	+8.42%
41	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.39%	—	+3.19%
42	HON	Honeywell International INC	Stock-Industrials	0.38%	-0.07%	-2.42%
43	PEP	Pepsico INC	Stock-Consumer Staples	0.36%	+0.09%	—
44	AMGN	Amgen INC	Stock-Healthcare	0.36%	—	-0.21%
45	KO	Coca-cola Co/the	Stock-Consumer Staples	0.36%	—	-1.61%
46	SPYG	Ss Spdr P S&p 500 Growth ETF	ETF-Large Cap & Growth	0.35%	—	+1.33%
47	IBM	Intl Business Machines CORP	Stock-Tech	0.35%	-0.04%	—
48	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.34%	—	+5.97%
49	INTC	Intel CORP	Stock-Tech	0.34%	—	-0.54%
50	SLY	Spdr S&p 600 Small Cap ETF	ETF-Small Cap	0.33%	—	+4.83%

1–50 of 155

Holding changes this quarter

Position changes disclosed by Ballast Advisors LLC for the quarter ending Q1 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHG	Schwab US Large-cap Growth	+0.9%	-0.82%	Trim
2	AAPL	Apple INC	+0.7%	-0.86%	Trim
3	BABA	Alibaba Group Holding-sp Adr	+0.3%	-2.15%	Trim
4	SCHB	Schwab US Broad Market ETF	+0.2%	+6.42%	Add
5	SCHX	Schwab US Large-cap ETF	+0.2%	+0.74%	Add
6	JNJ	Johnson & Johnson	+0.1%	-1.63%	Trim
7	V	Visa Inc-class A Shares	+0.1%	—	Unchanged
8	BX	Blackstone INC	+0.1%	-0.17%	Trim
9	GOOGL	Alphabet Inc-cl A	+0.1%	—	Unchanged
10	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	+0.01%	Add
11	MDT	Medtronic plc	0%	+4.30%	Add
12	IVV	Ishares Core S&p 500 ETF	0%	+1.04%	Add
13	SPDW	Ste Str Spdr Pt Dw EU ETF	0%	+6.62%	Add
14	VEA	Vanguard Ftse Developed ETF	0%	+7.15%	Add
15	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	-1.67%	Trim
16	CP	Canadian Pacific Kansa F	0%	-6.53%	Trim
17	CAT	Caterpillar INC	0%	-4.13%	Trim
18	HON	Honeywell International INC	0%	-2.42%	Trim
19	MMM	3m Co	0%	-0.28%	Trim
20	IWM	Ishares Russell 2000 ETF	0%	+2.66%	Add
21	SLY	Spdr S&p 600 Small Cap ETF	0%	+4.83%	Add
22	IJR	Ishares Core S&p Small-cap E	0%	+5.97%	Add
23	BWB	Bridgewater Bancshares INC	0%	-7.12%	Trim
24	MDYG	Ss Spdr S&p 400 Mc Gr ETF	-0.1%	-3.08%	Trim
25	T	At&t INC	-0.1%	-7.38%	Trim
26	NLYEUR	Annaly Capital Management In	-0.1%	+0.02%	Add
27	SLYG	Ss Spdr S&p 600 Sc Gr ETF	-0.1%	-3.26%	Trim
28	SBUX	Starbucks CORP	-0.1%	-20.93%	Trim
29	USB	US Bancorp	-0.1%	-5.91%	Trim
30	SCHH	Schwab US Reit ETF	-0.1%	+0.40%	Add
31	CVX	Chevron CORP	-0.1%	-1.38%	Trim
32	SCHF	Schwab Intl Equity ETF	-0.2%	+0.37%	Add
33	MDYV	Ss Spdr S&p 400 Mc Val ETF	-0.2%	-2.70%	Trim
34	XOM	Exxon Mobil CORP	-0.2%	-19.37%	Trim
35	SLYV	Ss Spdr S&p 600 Sc Val ETF	-0.2%	-3.23%	Trim
36	SCHA	Schwab US Small-cap ETF	-0.2%	+0.10%	Add
37	AMLPUSD	Alerian Mlp ETF	-0.2%	-15.00%	Trim
38	SCHM	Schwab US Mid Cap ETF	-0.3%	-5.48%	Trim
39	SCHV	Schwab US Large-cap Value	-0.6%	+1.84%	Add
40	NTIC	Northern Technologies Intl	-0.9%	—	Unchanged
41	DIS	Walt Disney Co/the	—	EXIT	Sold out
42	APOG	Apogee Enterprises INC	—	EXIT	Sold out
43	CTAS	Cintas CORP	—	EXIT	Sold out
44	TGT	Target CORP	—	NEW	New buy
45	WFC	Wells Fargo & Co	—	EXIT	Sold out
46	ABBV	Abbvie INC	—	EXIT	Sold out
47	META	Meta Platforms Inc-class A	—	EXIT	Sold out
48	WM	Waste Management INC	—	EXIT	Sold out
49	NFLX	Netflix INC	—	NEW	New buy
50	AXP	American Express Co	—	EXIT	Sold out