Baker Avenue Asset Management, LP — Q3 2016 13F Holdings

Name: Baker Avenue Asset Management, LP — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001432529

Total reported value

$4.4B

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BND	Vanguard Total Bond Market	ETF-Other	6.17%	—	+10.36%
2	AGG	Ishares Core U.s. Aggregate	ETF-Other	5.26%	—	+9.03%
3	VT	Vanguard Tot World Stk ETF	ETF-Other	4.19%	—	-34.48%
4	SPAB	Ss Spdr P Agg Bond ETF	ETF-Other	4.18%	—	+9.32%
5	ACWI	Ishares Msci Acwi ETF	ETF-Other	4.16%	—	-33.94%
6	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.46%	—	-6.99%
7	EFA	Ishares Msci Eafe ETF	ETF-Other	2.48%	—	+0.18%
8	IWV	Ishares Russell 3000 ETF	ETF-Other	2.38%	—	+13.21%
9	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.87%	—	+162.84%
10	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.87%	—	-47.21%
11	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.68%	—	+289.70%
12	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	1.66%	—	+13.62%
13	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.65%	—	+15.85%
14	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	1.64%	—	+98.13%
15	QCOM	Qualcomm INC	Stock-Tech	1.62%	-0.14%	+3.29%
16	IWF	Ishares Russell 1000 Growth	ETF-Other	1.54%	-0.37%	+89.51%
17	AMAT	Applied Materials INC	Stock-Tech	1.51%	+0.19%	-12.66%
18	MSFT	Microsoft CORP	Stock-Tech	1.49%	-0.38%	+6.03%
19	IWB	Ishares Russell 1000 ETF	ETF-Other	1.46%	—	+94.79%
20	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.38%	+0.18%	NEW
21	XLF	Ss Financial Select Sector	ETF-Other	1.24%	—	+21.77%
22	AAPL	Apple INC	Stock-Tech	1.20%	—	-18.91%
23	SCHW	Schwab (charles) CORP	Stock-Financials	1.16%	—	—
24	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	1.12%	—	+8.41%
25	EFV	Ishares Msci Eafe Value ETF	ETF-Other	1.12%	—	+112.23%
26	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.96%	—	+3.94%
27	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	0.96%	+0.18%	NEW
28	AMGN	Amgen INC	Stock-Healthcare	0.95%	—	-18.45%
29	SONY	Sony Group CORP - Sp Adr	Stock-Tech	0.94%	—	-19.39%
30	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.87%	—	+5.28%
31	XLE	Ss Energy Select Sector	ETF-Other	0.85%	+0.08%	+0.63%
32	✓	Invesco Financial Preferred ETF	ETF-Other	0.84%	—	+4.71%
33	AMZN	Amazon.com INC	Stock-Consumer Disc	0.83%	-0.10%	-19.15%
34	VV	Vanguard Large-cap ETF	ETF-Other	0.81%	—	-1.75%
35	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	0.80%	—	-2.88%
36	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.79%	—	+7.90%
37	PFE	Pfizer INC	Stock-Healthcare	0.79%	—	+8.83%
38	IBM	Intl Business Machines CORP	Stock-Tech	0.78%	—	-3.00%
39	BABUSD	Invesco Taxable Municipal Bo	ETF-Other	0.76%	—	+7.49%
40	IGOV	Ishares International Treasu	ETF-Other	0.75%	—	+8.62%
41	VMWEUR	Vmware Inc-class A	Stock-Other	0.75%	—	—
42	JPM	Jpmorgan Chase & Co	Stock-Financials	0.74%	-0.12%	+21.30%
43	XLB	Ss Materials Select Sector	ETF-Other	0.73%	—	-21.22%
44	JNJ	Johnson & Johnson	Stock-Healthcare	0.71%	+0.14%	-8.26%
45	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.69%	—	-41.22%
46	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.66%	—	-44.94%
47	XLV	Ss Health Care Select Sector	ETF-Other	0.64%	—	-13.61%
48	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.63%	—	+90.64%
49	IWD	Ishares Russell 1000 Value E	ETF-Other	0.63%	—	+59.36%
50	IBB	Ishares Biotechnology ETF	ETF-Tech	0.61%	—	—

1–50 of 188

Holding changes this quarter

Position changes disclosed by Baker Avenue Asset Management, LP for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWM	Ishares Russell 2000 ETF	+1.3%	+289.70%	Add
2	VWO	Vanguard Ftse Emerging Marke	+1.2%	+162.84%	Add
3	EFG	Ishares Msci Eafe Growth ETF	+0.8%	+98.13%	Add
4	IWF	Ishares Russell 1000 Growth	+0.7%	+89.51%	Add
5	IWB	Ishares Russell 1000 ETF	+0.7%	+94.79%	Add
6	EFV	Ishares Msci Eafe Value ETF	+0.6%	+112.23%	Add
7	VEU	Vanguard Ftse All-world Ex-u	+0.6%	+69.26%	Add
8	INTC	Intel CORP	+0.5%	+439.46%	Add
9	QCOM	Qualcomm INC	+0.3%	+3.29%	Add
10	IWN	Ishares Russell 2000 Value E	+0.3%	+44.60%	Add
11	IWO	Ishares Russell 2000 Growth	+0.3%	+90.64%	Add
12	BND	Vanguard Total Bond Market	+0.3%	+10.36%	Add
13	IWV	Ishares Russell 3000 ETF	+0.3%	+13.21%	Add
14	SCZ	Ishares Msci Eafe Small-cap	+0.3%	+13.62%	Add
15	WY	Weyerhaeuser Co	+0.2%	+70.27%	Add
16	IWD	Ishares Russell 1000 Value E	+0.2%	+59.36%	Add
17	USB	US Bancorp	+0.2%	+75.32%	Add
18	VEA	Vanguard Ftse Developed ETF	+0.2%	+107.55%	Add
19	AGG	Ishares Core U.s. Aggregate	+0.2%	+9.03%	Add
20	QUAL	Ishares Msci USA Quality Fac	+0.2%	+15.85%	Add
21	DOW	Dow Chem Co	+0.2%	+56.82%	Add
22	MSFT	Microsoft CORP	+0.2%	+6.03%	Add
23	SLB	Slb LTD	+0.2%	+52.21%	Add
24	SPAB	Ss Spdr P Agg Bond ETF	+0.2%	+9.32%	Add
25	VB	Vanguard Small-cap ETF	+0.2%	+101.58%	Add
26	JPM	Jpmorgan Chase & Co	+0.2%	+21.30%	Add
27	NOBL	Proshares S&p 500 Dividend A	-0.2%	-72.71%	Trim
28	XLB	Ss Materials Select Sector	-0.2%	-21.22%	Trim
29	GILD	Gilead Sciences INC	-0.3%	-84.59%	Trim
30	XLI	Ss Industrial Select Sector	-0.3%	-61.03%	Trim
31	HDV	Ishares Core High Dividend E	-0.3%	-36.71%	Trim
32	ACWV	Ishares Msci Global Min Vol	-0.3%	-36.80%	Trim
33	PDP	Invesco Dwa Momentum ETF	-0.4%	-43.87%	Trim
34	IJR	Ishares Core S&p Small-cap E	-0.5%	-41.22%	Trim
35	WHR	Whirlpool CORP	-0.5%	-89.91%	Trim
36	XLY	Ss Consumer Disc Select Sect	-0.6%	-44.94%	Trim
37	WFC	Wells Fargo & Co	-1.1%	-94.24%	Trim
38	IVE	Ishares S&p 500 Value ETF	-1.8%	-47.21%	Trim
39	ACWI	Ishares Msci Acwi ETF	-2.1%	-33.94%	Trim
40	VT	Vanguard Tot World Stk ETF	-2.2%	-34.48%	Trim
41	SCHW	Schwab (charles) CORP	—	NEW	New buy
42	VMWEUR	Vmware Inc-class A	—	NEW	New buy
43	AEP	American Electric Power Company, Inc.	—	EXIT	Sold out
44	IBB	Ishares Biotechnology ETF	—	NEW	New buy
45	IAI	Ishares U.s. Broker-dealers	—	NEW	New buy
46	LBTYA	Liberty Global Ltd.	—	NEW	New buy
47	✓		—	EXIT	Sold out
48	MAT	Mattel INC	—	NEW	New buy
49	IAUUSD	Ishares Gold Trust	—	EXIT	Sold out
50	XLRE	Ss Real Estate Select Sector	—	NEW	New buy